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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-0.57%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19B
AUM Growth
+$1.28B
Cap. Flow
+$1.55B
Cap. Flow %
8.12%
Top 10 Hldgs %
20.03%
Holding
3,992
New
448
Increased
1,821
Reduced
816
Closed
180

Top Buys

Rank Stock Value
1
ELAN icon
Elanco Animal Health
ELAN
+$89.1M
2
WEX icon
WEX
WEX
+$78.4M
3
BLK icon
Blackrock
BLK
+$73.2M
4
VOO icon
Vanguard S&P 500 ETF
VOO
+$71.9M
5
OMF icon
OneMain Financial
OMF
+$45.3M

Top Sells

Rank Stock Value
1
REGN icon
Regeneron Pharmaceuticals
REGN
+$63.6M
2
NBIX icon
Neurocrine Biosciences
NBIX
+$56.6M
3
AEM icon
Agnico Eagle Mines
AEM
+$55.1M
4
DFS
Discover Financial Services
DFS
+$36M
5
ORBC
ORBCOMM, Inc.
ORBC
+$27.5M

Sector Composition

Rank Sector Weight
1 Technology 20.39%
2 Financials 14.65%
3 Healthcare 12.11%
4 Consumer Discretionary 7.54%
5 Industrials 6.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JOBY icon
1351
Joby Aviation
JOBY
$8.55B
$385K ﹤0.01%
38,300
+21,800
+132% +$220K
SOFI icon
1352
SoFi Technologies
SOFI
$23.7B
$385K ﹤0.01%
24,250
+9,000
+59% +$141K
SPSM icon
1353
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
$17.4B
$384K ﹤0.01%
9,023
-150
-2% -$6.43K
ARKQ icon
1354
ARK Autonomous Technology & Robotics ETF
ARKQ
$2.1B
$382K ﹤0.01%
4,909
+440
+10% +$36K
OSTR
1355
DELISTED
Oyster Enterprises Acquisition Corp. Class A Common Stock
OSTR
$382K ﹤0.01%
+39,200
New +$380K
PVH icon
1356
PVH
PVH
$4.04B
$381K ﹤0.01%
3,710
+1,877
+102% +$202K
IPOF
1357
DELISTED
Social Capital Hedosophia Holdings Corp. VI
IPOF
$381K ﹤0.01%
37,550
-4,000
-10% -$40.1K
NSA
1358
DELISTED
National Storage Affiliates Trust
NSA
$380K ﹤0.01%
+7,200
New +$397K
ATLC icon
1359
Atlanticus Holdings
ATLC
$1.52B
$379K ﹤0.01%
7,160
– –
XMMO icon
1360
Invesco S&P MidCap Momentum ETF
XMMO
$7.53B
$378K ﹤0.01%
4,500
– –
IDA icon
1361
Idacorp
IDA
$8.2B
$374K ﹤0.01%
3,629
-2,537
-41% -$265K
PHO icon
1362
Invesco Water Resources ETF
PHO
$2.09B
$374K ﹤0.01%
6,850
+8
+0.1% +$454
LOGI icon
1363
Logitech
LOGI
$15.2B
$373K ﹤0.01%
4,237
+137
+3% +$14.8K
LEAP
1364
DELISTED
Ribbit LEAP, Ltd.
LEAP
$371K ﹤0.01%
36,745
– –
UBS icon
1365
UBS Group
UBS
$176B
$370K ﹤0.01%
23,310
+21,225
+1,018% +$344K
MSCI icon
1366
MSCI
MSCI
$40.9B
$367K ﹤0.01%
604
-7,838
-93% -$4.79M
GUNR icon
1367
FlexShares Global Upstream Natural Resources Index Fund
GUNR
$7.32B
$366K ﹤0.01%
10,043
+647
+7% +$24.1K
GRPN icon
1368
Groupon
GRPN
$1.02B
$365K ﹤0.01%
16,034
-7,868
-33% -$233K
NWSA icon
1369
News Corp Class A
NWSA
$15.4B
$365K ﹤0.01%
15,534
-18
-0.1% -$426
ANEW icon
1370
ProShares MSCI Transformational Changes ETF
ANEW
$8.05M
$364K ﹤0.01%
8,150
-1,700
-17% -$78.9K
LDP icon
1371
Cohen & Steers Duration Preferred & Income Fund
LDP
$600M
$364K ﹤0.01%
13,360
+1,116
+9% +$30.3K
COUP
1372
DELISTED
Coupa Software Incorporated
COUP
$363K ﹤0.01%
1,660
+155
+10% +$36.4K
FALN icon
1373
iShares Fallen Angels USD Bond ETF
FALN
$1.62B
$362K ﹤0.01%
12,038
-1,392
-10% -$41.9K
AIZ icon
1374
Assurant
AIZ
$14.3B
$361K ﹤0.01%
2,297
+429
+23% +$69.2K
GAP
1375
The Gap Inc
GAP
$7.37B
$361K ﹤0.01%
15,931
+14,742
+1,240% +$407K
53 54
55
56 57

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Rockefeller Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, Rockefeller Capital Management held 3,992 positions worth $19B, up 7.2% from $17.8B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $1.55B of net new capital in Q3 2021, opening 448 new positions and adding to 1,821 existing holdings. Its largest new stake was Darling Ingredients: 56,725 shares worth $4.08M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Regeneron Pharmaceuticals, an estimated $63.6M trimmed.

  • Rockefeller Capital Management's largest Q3 2021 buy was Darling Ingredients: 56,725 shares worth $4.08M.
  • Rockefeller Capital Management added most to Elanco Animal Health in Q3 2021, an estimated $89.1M increase.
  • Rockefeller Capital Management's biggest Q3 2021 reduction was Regeneron Pharmaceuticals, cutting an estimated $63.6M.
  • Rockefeller Capital Management fully exited ORBCOMM, Inc. in Q3 2021, selling an estimated $27.5M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $19B portfolio in Q3 2021.
  • Rockefeller Capital Management opened 448 new positions and closed 180 in Q3 2021.
  • Rockefeller Capital Management's portfolio value rose 7.2% quarter-over-quarter to $19B.

Based on Rockefeller Capital Management's 13F filing for Q3 2021, filed 12 Nov 2021.