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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+9.5%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$10.7B
AUM Growth
+$1.12B
Cap. Flow
+$412M
Cap. Flow %
3.86%
Top 10 Hldgs %
27.4%
Holding
2,947
New
319
Increased
1,150
Reduced
698
Closed
231

Top Buys

Rank Stock Value
1
RGA icon
Reinsurance Group of America
RGA
+$121M
2
BABA icon
Alibaba
BABA
+$73.2M
3
CARR icon
Carrier Global
CARR
+$66.3M
4
AWK icon
American Water Works
AWK
+$59.3M
5
MLM icon
Martin Marietta Materials
MLM
+$47.3M

Top Sells

Rank Stock Value
1
GOOG icon
Alphabet (Google) Class C
GOOG
+$116M
2
AAPL icon
Apple
AAPL
+$108M
3
DIS icon
Walt Disney
DIS
+$106M
4
NVS icon
Novartis
NVS
+$64.2M
5
AMZN icon
Amazon
AMZN
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 21.2%
2 Financials 14.39%
3 Healthcare 14.21%
4 Consumer Discretionary 9.23%
5 Communication Services 7.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
INSG icon
1351
Inseego
INSG
$90.5M
$79K ﹤0.01%
768
+268
+54% +$30.9K
LSXMA
1352
DELISTED
Liberty Media Corporation Series A Liberty SiriusXM Common Stock
LSXMA
$79K ﹤0.01%
3,280
-433
-12% -$11.1K
BCX icon
1353
BlackRock Resources & Commodities Strategy Trust
BCX
$923M
$78K ﹤0.01%
13,139
– –
DEW icon
1354
WisdomTree Global High Dividend Fund
DEW
$155M
$78K ﹤0.01%
2,087
-83
-4% -$3.27K
DIOD icon
1355
Diodes
DIOD
$4.84B
$78K ﹤0.01%
1,396
-224
-14% -$11.3K
EXR icon
1356
Extra Space Storage
EXR
$31.6B
$78K ﹤0.01%
729
– –
FLRN icon
1357
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
$2.97B
$78K ﹤0.01%
2,581
– –
NQP
1358
DELISTED
Nuveen Pennsylvania Quality Municipal Income Fund
NQP
$78K ﹤0.01%
5,846
– –
NTNX icon
1359
Nutanix
NTNX
$16.9B
$78K ﹤0.01%
3,546
+1,242
+54% +$28.4K
NVT icon
1360
nVent Electric
NVT
$26.7B
$78K ﹤0.01%
4,450
+3,542
+390% +$66.3K
NUO
1361
DELISTED
Nuveen Ohio Quality Municipal Income Fund
NUO
$78K ﹤0.01%
5,232
– –
FCT
1362
First Trust Senior Floating Rate Income Fund II
FCT
$251M
$77K ﹤0.01%
7,090
-1
-0% -$11
HRL icon
1363
Hormel Foods
HRL
$13.8B
$77K ﹤0.01%
1,576
-823
-34% -$41.3K
VNO icon
1364
Vornado Realty Trust
VNO
$7.38B
$77K ﹤0.01%
2,306
+131
+6% +$4.67K
NUAN
1365
DELISTED
Nuance Communications, Inc.
NUAN
$77K ﹤0.01%
2,340
-199
-8% -$5.77K
MSA icon
1366
Mine Safety
MSA
$7.49B
$76K ﹤0.01%
573
+553
+2,765% +$67.7K
NWL icon
1367
Newell Brands
NWL
$2.56B
$76K ﹤0.01%
4,480
-462
-9% -$7.71K
PCH
1368
DELISTED
PotlatchDeltic
PCH
$76K ﹤0.01%
1,813
+1,649
+1,005% +$70.5K
PFG icon
1369
Principal Financial Group
PFG
$24.3B
$76K ﹤0.01%
1,888
+1,584
+521% +$67.5K
AIVL icon
1370
WisdomTree US AI Enhanced Value Fund
AIVL
$436M
$75K ﹤0.01%
1,000
– –
DLB icon
1371
Dolby
DLB
$5.79B
$75K ﹤0.01%
1,131
-45
-4% -$3.05K
FLC
1372
Flaherty & Crumrine Total Return Fund
FLC
$175M
$75K ﹤0.01%
3,531
– –
HPE icon
1373
Hewlett Packard
HPE
$70.5B
$75K ﹤0.01%
8,139
-2,143
-21% -$20.5K
SNOW icon
1374
Snowflake
SNOW
$115B
$75K ﹤0.01%
+302
New +$71.9K
UAVS icon
1375
AgEagle Aerial Systems
UAVS
$53.9M
$75K ﹤0.01%
+33
New +$88K
53 54
55
56 57

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Rockefeller Capital Management's Q3 2020 Portfolio in Review

As of Q3 2020, Rockefeller Capital Management held 2,947 positions worth $10.7B, up 12% from $9.56B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Rockefeller Capital Management deployed $412M of net new capital in Q3 2020, opening 319 new positions and adding to 1,150 existing holdings. Its largest new stake was abrdn Physical Precious Metals Basket Shares ETF: 65,481 shares worth $6.15M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, down from 22% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Alphabet (Google) Class C, an estimated $116M trimmed.

  • Rockefeller Capital Management's largest Q3 2020 buy was abrdn Physical Precious Metals Basket Shares ETF: 65,481 shares worth $6.15M.
  • Rockefeller Capital Management added most to Reinsurance Group of America in Q3 2020, an estimated $121M increase.
  • Rockefeller Capital Management's biggest Q3 2020 reduction was Alphabet (Google) Class C, cutting an estimated $116M.
  • Rockefeller Capital Management fully exited ForeScout Technologies, Inc. Common Stock in Q3 2020, selling an estimated $8.5M.
  • Rockefeller Capital Management's ten largest holdings make up 27% of its $10.7B portfolio in Q3 2020.
  • Rockefeller Capital Management opened 319 new positions and closed 231 in Q3 2020.
  • Rockefeller Capital Management's portfolio value rose 12% quarter-over-quarter to $10.7B.

Based on Rockefeller Capital Management's 13F filing for Q3 2020, filed 13 Nov 2020.