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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+0.03%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$7.37B
AUM Growth
+$200M
Cap. Flow
+$264M
Cap. Flow %
3.58%
Top 10 Hldgs %
27.96%
Holding
2,031
New
387
Increased
724
Reduced
431
Closed
103

Top Buys

Rank Stock Value
1
PGR icon
Progressive
PGR
+$141M
2
CHL
China Mobile Limited
CHL
+$85.8M
3
BLK icon
Blackrock
BLK
+$40.3M
4
DE icon
Deere & Co
DE
+$28.7M
5
PAGP icon
Plains GP Holdings
PAGP
+$23.4M

Top Sells

Rank Stock Value
1
JPM icon
JPMorgan Chase
JPM
+$169M
2
ROST icon
Ross Stores
ROST
+$86.3M
3
V icon
Visa
V
+$69.3M
4
BIIB icon
Biogen
BIIB
+$53.4M
5
CERN
Cerner Corp
CERN
+$45.6M

Sector Composition

Rank Sector Weight
1 Healthcare 16.92%
2 Financials 14.94%
3 Communication Services 12.57%
4 Technology 11.57%
5 Industrials 9.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WPC icon
1351
W.P. Carey
WPC
$16.3B
$13K ﹤0.01%
143
– –
UCB
1352
United Community Banks
UCB
$4.31B
$13K ﹤0.01%
456
-27
-6% -$740
HEWG
1353
DELISTED
iShares Currency Hedged MSCI Germany ETF
HEWG
$13K ﹤0.01%
+485
New +$12.9K
CACG
1354
DELISTED
Legg Mason ETF Investment Trust ClearBridge All Cap Growth ESG ETF
CACG
$13K ﹤0.01%
403
+55
+16% +$1.76K
ARCE
1355
DELISTED
Arco Platform Limited Class A Common Shares
ARCE
$13K ﹤0.01%
250
– –
Y
1356
DELISTED
Alleghany Corp
Y
$13K ﹤0.01%
16
+6
+60% +$4.42K
ANIK icon
1357
Anika Therapeutics
ANIK
$258M
$12K ﹤0.01%
216
– –
AWR icon
1358
American States Water
AWR
$3.31B
$12K ﹤0.01%
+131
New +$11K
BBWI icon
1359
Bath & Body Works
BBWI
$4.21B
$12K ﹤0.01%
+745
New +$13.1K
BOH icon
1360
Bank of Hawaii
BOH
$3.16B
$12K ﹤0.01%
144
– –
BOND icon
1361
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.47B
$12K ﹤0.01%
107
– –
BRKL
1362
DELISTED
Brookline Bancorp
BRKL
$12K ﹤0.01%
838
– –
CLDT
1363
Chatham Lodging
CLDT
$623M
$12K ﹤0.01%
639
– –
CNP icon
1364
CenterPoint Energy
CNP
$26.7B
$12K ﹤0.01%
+400
New +$11.5K
CPS icon
1365
Cooper-Standard Automotive
CPS
$550M
$12K ﹤0.01%
294
– –
ESS icon
1366
Essex Property Trust
ESS
$18.4B
$12K ﹤0.01%
36
– –
FELE icon
1367
Franklin Electric
FELE
$4.86B
$12K ﹤0.01%
256
– –
FLO icon
1368
Flowers Foods
FLO
$1.56B
$12K ﹤0.01%
502
– –
IYZ icon
1369
iShares US Telecommunications ETF
IYZ
$1.24B
$12K ﹤0.01%
405
+162
+67% +$4.75K
KOP icon
1370
Koppers
KOP
$990M
$12K ﹤0.01%
415
– –
KTF
1371
DWS Municipal Income Trust
KTF
$352M
$12K ﹤0.01%
+1,000
New +$11.5K
SXT icon
1372
Sensient Technologies
SXT
$5.49B
$12K ﹤0.01%
168
– –
TSE
1373
DELISTED
Trinseo
TSE
$12K ﹤0.01%
271
– –
TTMI icon
1374
TTM Technologies
TTMI
$13.8B
$12K ﹤0.01%
980
-61
-6% -$654
JBTM
1375
JBT Marel
JBTM
$6.37B
$12K ﹤0.01%
125
– –
53 54
55
56 57

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Rockefeller Capital Management's Q3 2019 Portfolio in Review

As of Q3 2019, Rockefeller Capital Management held 2,031 positions worth $7.37B, up 2.8% from $7.17B the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Rockefeller Capital Management deployed $264M of net new capital in Q3 2019, opening 387 new positions and adding to 724 existing holdings. Its largest new stake was Altabancorp: 343,236 shares worth $1.61M.

By sector, the portfolio is most concentrated in Healthcare at 17% of assets, down from 19% a quarter earlier, followed by Financials and Communication Services.

On the sell side, the largest reduction was JPMorgan Chase, an estimated $169M trimmed.

  • Rockefeller Capital Management's largest Q3 2019 buy was Altabancorp: 343,236 shares worth $1.61M.
  • Rockefeller Capital Management added most to Progressive in Q3 2019, an estimated $141M increase.
  • Rockefeller Capital Management's biggest Q3 2019 reduction was JPMorgan Chase, cutting an estimated $169M.
  • Rockefeller Capital Management fully exited Red Hat Inc in Q3 2019, selling an estimated $1.56M.
  • Rockefeller Capital Management's ten largest holdings make up 28% of its $7.37B portfolio in Q3 2019.
  • Rockefeller Capital Management opened 387 new positions and closed 103 in Q3 2019.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $7.37B.

Based on Rockefeller Capital Management's 13F filing for Q3 2019, filed 12 Nov 2019.