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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+6.61%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$37.2B
AUM Growth
+$1.97B
Cap. Flow
-$16.7M
Cap. Flow %
-0.04%
Top 10 Hldgs %
22.34%
Holding
1,705
New
83
Increased
665
Reduced
811
Closed
97

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$142M
2
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$80.9M
3
VT icon
Vanguard Total World Stock ETF
VT
+$62.6M
4
RMOP
Rockefeller Opportunistic Municipal Bond ETF
RMOP
+$61.6M
5
AZO icon
AutoZone
AZO
+$53.7M

Top Sells

Rank Stock Value
1
DFS
Discover Financial Services
DFS
+$166M
2
ORCL icon
Oracle
ORCL
+$152M
3
META icon
Meta Platforms (Facebook)
META
+$112M
4
LLY icon
Eli Lilly
LLY
+$42.7M
5
MLI icon
Mueller Industries
MLI
+$37.1M

Sector Composition

Rank Sector Weight
1 Technology 19.99%
2 Financials 10.33%
3 Healthcare 8.45%
4 Industrials 6.7%
5 Consumer Discretionary 6.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PRFZ icon
1326
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
$2.89B
$728K ﹤0.01%
17,812
-996
-5% -$39.9K
STAG icon
1327
STAG Industrial
STAG
$7.19B
$726K ﹤0.01%
18,565
+221
+1% +$8.66K
QJUN icon
1328
FT Vest Growth-100 Buffer ETF June
QJUN
$678M
$726K ﹤0.01%
26,863
+4,094
+18% +$108K
OGE icon
1329
OGE Energy
OGE
$9.71B
$724K ﹤0.01%
17,701
+553
+3% +$21.5K
THW
1330
abrdn World Healthcare Fund
THW
$551M
$724K ﹤0.01%
54,548
– –
FIXD icon
1331
First Trust Smith Opportunistic Fixed Income ETF
FIXD
$3.24B
$722K ﹤0.01%
15,965
-7,106
-31% -$317K
RODM icon
1332
Hartford Multifactor Developed Markets ex-US ETF
RODM
$1.65B
$719K ﹤0.01%
23,579
-4,032
-15% -$117K
WDC icon
1333
Western Digital
WDC
$150B
$719K ﹤0.01%
13,933
-4,783
-26% -$242K
IDEV icon
1334
iShares Core MSCI International Developed Markets ETF
IDEV
$32.6B
$715K ﹤0.01%
10,093
-1,453
-13% -$98.6K
UCON icon
1335
First Trust Smith Unconstrained Bond ETF
UCON
$3.28B
$713K ﹤0.01%
28,383
+4,656
+20% +$116K
WSC icon
1336
WillScot Mobile Mini Holdings
WSC
$4.41B
$713K ﹤0.01%
18,966
-5,217
-22% -$199K
HIX
1337
Western Asset High Income Fund II
HIX
$355M
$707K ﹤0.01%
156,751
+8,000
+5% +$35.3K
SMFG icon
1338
Sumitomo Mitsui Financial
SMFG
$164B
$705K ﹤0.01%
55,963
+25,414
+83% +$336K
TWLO icon
1339
Twilio
TWLO
$36.6B
$704K ﹤0.01%
10,798
-255
-2% -$15.3K
VTR icon
1340
Ventas
VTR
$47.9B
$701K ﹤0.01%
11,017
-995
-8% -$58.1K
MYD
1341
DELISTED
BlackRock MuniYield Fund
MYD
$701K ﹤0.01%
61,328
-7,761
-11% -$86.6K
PBE icon
1342
Invesco Biotechnology & Genome ETF
PBE
$292M
$700K ﹤0.01%
10,019
– –
FAF icon
1343
First American
FAF
$7.58B
$699K ﹤0.01%
10,588
-381
-3% -$23.3K
ES icon
1344
Eversource Energy
ES
$27.2B
$698K ﹤0.01%
10,262
-1,362
-12% -$88K
ASX icon
1345
ASE Group
ASX
$82.2B
$696K ﹤0.01%
71,055
-535
-0.7% -$5.43K
MOTI icon
1346
VanEck Morningstar International Moat ETF
MOTI
$76.9M
$692K ﹤0.01%
19,736
-720
-4% -$23.3K
TECK icon
1347
Teck Resources
TECK
$32.6B
$688K ﹤0.01%
13,176
-4,738
-26% -$226K
SHYG icon
1348
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.62B
$682K ﹤0.01%
15,707
+493
+3% +$21.1K
BUD icon
1349
AB InBev
BUD
$165B
$678K ﹤0.01%
10,252
-5,688
-36% -$351K
SUSB icon
1350
iShares ESG Aware 1-5 Year USD Corporate Bond ETF
SUSB
$1.3B
$677K ﹤0.01%
26,909
-1,434
-5% -$35.7K
52 53
54
55 56

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Rockefeller Capital Management's Q3 2024 Portfolio in Review

As of Q3 2024, Rockefeller Capital Management held 1,705 positions worth $37.2B, up 5.6% from $35.2B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Rockefeller Capital Management's Q3 2024 filing shows 83 new, 665 increased, 811 reduced and 97 closed positions. Its largest new stake was Rockefeller Opportunistic Municipal Bond ETF: 2,412,931 shares worth $62.5M. The largest sale was Discover Financial Services, an estimated $166M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 21% a quarter earlier, followed by Financials and Healthcare.

  • Rockefeller Capital Management's largest Q3 2024 buy was Rockefeller Opportunistic Municipal Bond ETF: 2,412,931 shares worth $62.5M.
  • Rockefeller Capital Management added most to State Street SPDR S&P 500 ETF Trust in Q3 2024, an estimated $142M increase.
  • Rockefeller Capital Management's biggest Q3 2024 reduction was Discover Financial Services, cutting an estimated $166M.
  • Rockefeller Capital Management fully exited Atkore in Q3 2024, selling an estimated $32.1M.
  • Rockefeller Capital Management's ten largest holdings make up 22% of its $37.2B portfolio in Q3 2024.
  • Rockefeller Capital Management opened 83 new positions and closed 97 in Q3 2024.
  • Rockefeller Capital Management's portfolio value rose 5.6% quarter-over-quarter to $37.2B.

Based on Rockefeller Capital Management's 13F filing for Q3 2024, filed 14 Nov 2024.