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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+12.45%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$29.9B
AUM Growth
+$4B
Cap. Flow
+$954M
Cap. Flow %
3.19%
Top 10 Hldgs %
20.45%
Holding
1,621
New
137
Increased
811
Reduced
550
Closed
89

Top Buys

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$74.4M
2
ORCL icon
Oracle
ORCL
+$57.4M
3
AZO icon
AutoZone
AZO
+$40.8M
4
AAPL icon
Apple
AAPL
+$40.4M
5
TRU icon
TransUnion
TRU
+$37.8M

Top Sells

Rank Stock Value
1
IBTD
iShares iBonds Dec 2023 Term Treasury ETF
IBTD
+$66M
2
META icon
Meta Platforms (Facebook)
META
+$52.5M
3
ATVI
Activision Blizzard
ATVI
+$47.8M
4
TTE icon
TotalEnergies
TTE
+$37.7M
5
SPGI icon
S&P Global
SPGI
+$29.2M

Sector Composition

Rank Sector Weight
1 Technology 20%
2 Financials 11.4%
3 Healthcare 9.14%
4 Consumer Discretionary 6.39%
5 Industrials 6.12%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
POR icon
1326
Portland General Electric
POR
$5.77B
$530K ﹤0.01%
12,236
+591
+5% +$24.5K
BXMX
1327
DELISTED
Nuveen S&P 500 Buy-Write Income Fund
BXMX
$530K ﹤0.01%
41,326
+24,814
+150% +$310K
HYLB icon
1328
Xtrackers USD High Yield Corporate Bond ETF
HYLB
$3.48B
$529K ﹤0.01%
+14,880
New +$510K
GH icon
1329
Guardant Health
GH
$22.6B
$527K ﹤0.01%
19,493
-834
-4% -$21.9K
CPB icon
1330
Campbell Soup
CPB
$6.87B
$527K ﹤0.01%
12,183
+1,423
+13% +$58.5K
UTL icon
1331
Unitil
UTL
$980M
$526K ﹤0.01%
10,000
– –
QJUN icon
1332
FT Vest Growth-100 Buffer ETF June
QJUN
$678M
$524K ﹤0.01%
21,765
– –
PCY icon
1333
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.4B
$520K ﹤0.01%
25,195
-2,279
-8% -$43.1K
RDVI icon
1334
FT Vest Rising Dividend Achievers Target Income ETF
RDVI
$3.66B
$519K ﹤0.01%
22,500
– –
NRG icon
1335
NRG Energy
NRG
$24.8B
$518K ﹤0.01%
10,025
-1,947
-16% -$88K
AVSC icon
1336
Avantis US Small Cap Equity ETF
AVSC
$3.12B
$517K ﹤0.01%
+10,123
New +$459K
U icon
1337
Unity
U
$18.9B
$517K ﹤0.01%
12,635
-651
-5% -$20.1K
GCOW icon
1338
Pacer Global Cash Cows Dividend ETF
GCOW
$3.48B
$514K ﹤0.01%
+14,985
New +$491K
EWZ icon
1339
iShares MSCI Brazil ETF
EWZ
$8.95B
$512K ﹤0.01%
14,642
+1,764
+14% +$57.1K
SPTS icon
1340
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
$6.11B
$509K ﹤0.01%
17,516
+590
+3% +$17K
OPCH icon
1341
Option Care Health
OPCH
$3.56B
$507K ﹤0.01%
15,052
-2,440
-14% -$75K
NNN icon
1342
NNN REIT
NNN
$8.99B
$506K ﹤0.01%
+11,741
New +$455K
CHI
1343
Calamos Convertible Opportunities and Income Fund
CHI
$1.05B
$504K ﹤0.01%
48,635
+18,312
+60% +$189K
VMEO
1344
DELISTED
Vimeo
VMEO
$501K ﹤0.01%
127,750
-41
-0% -$146
EELV icon
1345
Invesco S&P Emerging Markets Low Volatility ETF
EELV
$428M
$501K ﹤0.01%
+20,827
New +$478K
IONQ icon
1346
IonQ
IONQ
$16.6B
$500K ﹤0.01%
40,370
+5,092
+14% +$65.7K
GLP icon
1347
Global Partners
GLP
$1.7B
$499K ﹤0.01%
+11,784
New +$404K
NBH
1348
Neuberger Municipal Fund Inc
NBH
$304M
$498K ﹤0.01%
48,107
+155
+0.3% +$1.49K
AMPS
1349
DELISTED
Altus Power
AMPS
$493K ﹤0.01%
72,250
+2,250
+3% +$12.2K
IDLV icon
1350
Invesco S&P International Developed Low Volatility ETF
IDLV
$348M
$489K ﹤0.01%
17,362
+11
+0.1% +$293
52 53
54
55 56

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Rockefeller Capital Management's Q4 2023 Portfolio in Review

As of Q4 2023, Rockefeller Capital Management held 1,621 positions worth $29.9B, up 15% from $25.9B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $954M of net new capital in Q4 2023, opening 137 new positions and adding to 811 existing holdings. Its largest new stake was AutoZone: 15,722 shares worth $40.7M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Meta Platforms (Facebook), an estimated $52.5M trimmed.

  • Rockefeller Capital Management's largest Q4 2023 buy was AutoZone: 15,722 shares worth $40.7M.
  • Rockefeller Capital Management added most to Vanguard S&P 500 ETF in Q4 2023, an estimated $74.4M increase.
  • Rockefeller Capital Management's biggest Q4 2023 reduction was Meta Platforms (Facebook), cutting an estimated $52.5M.
  • Rockefeller Capital Management fully exited iShares iBonds Dec 2023 Term Treasury ETF in Q4 2023, selling an estimated $66M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $29.9B portfolio in Q4 2023.
  • Rockefeller Capital Management opened 137 new positions and closed 89 in Q4 2023.
  • Rockefeller Capital Management's portfolio value rose 15% quarter-over-quarter to $29.9B.

Based on Rockefeller Capital Management's 13F filing for Q4 2023, filed 14 Feb 2024.