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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-0.57%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19B
AUM Growth
+$1.28B
Cap. Flow
+$1.55B
Cap. Flow %
8.12%
Top 10 Hldgs %
20.03%
Holding
3,992
New
448
Increased
1,821
Reduced
816
Closed
180

Top Buys

Rank Stock Value
1
ELAN icon
Elanco Animal Health
ELAN
+$89.1M
2
WEX icon
WEX
WEX
+$78.4M
3
BLK icon
Blackrock
BLK
+$73.2M
4
VOO icon
Vanguard S&P 500 ETF
VOO
+$71.9M
5
OMF icon
OneMain Financial
OMF
+$45.3M

Top Sells

Rank Stock Value
1
REGN icon
Regeneron Pharmaceuticals
REGN
+$63.6M
2
NBIX icon
Neurocrine Biosciences
NBIX
+$56.6M
3
AEM icon
Agnico Eagle Mines
AEM
+$55.1M
4
DFS
Discover Financial Services
DFS
+$36M
5
ORBC
ORBCOMM, Inc.
ORBC
+$27.5M

Sector Composition

Rank Sector Weight
1 Technology 20.39%
2 Financials 14.65%
3 Healthcare 12.11%
4 Consumer Discretionary 7.54%
5 Industrials 6.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ATEC icon
1326
Alphatec Holdings
ATEC
$1.44B
$411K ﹤0.01%
33,750
+3,750
+13% +$52.3K
RCL icon
1327
Royal Caribbean
RCL
$85.6B
$409K ﹤0.01%
4,602
-194
-4% -$15.7K
TWO
1328
Two Harbors Investment
TWO
$1.27B
$409K ﹤0.01%
16,205
+41
+0.3% +$1.08K
WU icon
1329
Western Union
WU
$2.21B
$408K ﹤0.01%
20,192
+865
+4% +$19.1K
SUSB icon
1330
iShares ESG Aware 1-5 Year USD Corporate Bond ETF
SUSB
$1.3B
$407K ﹤0.01%
15,701
+3,984
+34% +$104K
HUBB icon
1331
Hubbell
HUBB
$27.2B
$406K ﹤0.01%
2,253
+1,563
+227% +$305K
NTB icon
1332
Bank of N.T. Butterfield & Son
NTB
$2.45B
$406K ﹤0.01%
11,459
+6
+0.1% +$202
CBRE icon
1333
CBRE Group
CBRE
$42.9B
$404K ﹤0.01%
4,157
+697
+20% +$64.8K
FLQL icon
1334
Franklin US Large Cap Multifactor Index ETF
FLQL
$2.11B
$404K ﹤0.01%
9,588
+288
+3% +$12.7K
HES
1335
DELISTED
Hess
HES
$402K ﹤0.01%
5,157
+10
+0.2% +$737
HYLS icon
1336
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.63B
$401K ﹤0.01%
8,338
-575
-6% -$27.8K
MCO icon
1337
Moody's
MCO
$82.7B
$401K ﹤0.01%
1,132
+35
+3% +$13.2K
MTN icon
1338
Vail Resorts
MTN
$5.3B
$401K ﹤0.01%
1,205
-15
-1% -$4.63K
LBAI
1339
DELISTED
Lakeland Bancorp Inc
LBAI
$400K ﹤0.01%
22,700
– –
DIAL icon
1340
Columbia Diversified Fixed Income Allocation ETF
DIAL
$388M
$397K ﹤0.01%
18,600
+13,568
+270% +$293K
MAV
1341
DELISTED
Pioneer Municipal High Income Advantage Fund
MAV
$396K ﹤0.01%
34,175
+13,404
+65% +$164K
QLYS icon
1342
Qualys
QLYS
$6.35B
$396K ﹤0.01%
3,560
+1,234
+53% +$135K
NEV
1343
DELISTED
NUVEEN ENHANCED MUNICIPAL VALUE FUND
NEV
$395K ﹤0.01%
24,943
+443
+2% +$7.45K
RCKT icon
1344
Rocket Pharmaceuticals
RCKT
$394M
$394K ﹤0.01%
+13,202
New +$481K
NKLA
1345
DELISTED
Nikola Corporation Common Stock
NKLA
$390K ﹤0.01%
1,221
-264
-18% -$92.4K
SDACU
1346
DELISTED
Sustainable Development Acquisition I Corp. Unit
SDACU
$388K ﹤0.01%
38,500
-46,800
-55% -$472K
SIRE
1347
DELISTED
Sisecam Resources LP
SIRE
$388K ﹤0.01%
24,440
– –
VTR icon
1348
Ventas
VTR
$47.9B
$387K ﹤0.01%
7,020
+644
+10% +$36.9K
GTLS
1349
DELISTED
Chart Industries
GTLS
$386K ﹤0.01%
2,025
-27
-1% -$4.65K
ICSH icon
1350
iShares Ultra Short Duration Bond Active ETF
ICSH
$8.13B
$385K ﹤0.01%
7,634
-27,062
-78% -$1.37M
52 53
54
55 56

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Rockefeller Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, Rockefeller Capital Management held 3,992 positions worth $19B, up 7.2% from $17.8B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $1.55B of net new capital in Q3 2021, opening 448 new positions and adding to 1,821 existing holdings. Its largest new stake was Darling Ingredients: 56,725 shares worth $4.08M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Regeneron Pharmaceuticals, an estimated $63.6M trimmed.

  • Rockefeller Capital Management's largest Q3 2021 buy was Darling Ingredients: 56,725 shares worth $4.08M.
  • Rockefeller Capital Management added most to Elanco Animal Health in Q3 2021, an estimated $89.1M increase.
  • Rockefeller Capital Management's biggest Q3 2021 reduction was Regeneron Pharmaceuticals, cutting an estimated $63.6M.
  • Rockefeller Capital Management fully exited ORBCOMM, Inc. in Q3 2021, selling an estimated $27.5M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $19B portfolio in Q3 2021.
  • Rockefeller Capital Management opened 448 new positions and closed 180 in Q3 2021.
  • Rockefeller Capital Management's portfolio value rose 7.2% quarter-over-quarter to $19B.

Based on Rockefeller Capital Management's 13F filing for Q3 2021, filed 12 Nov 2021.