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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+9.5%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$10.7B
AUM Growth
+$1.12B
Cap. Flow
+$412M
Cap. Flow %
3.86%
Top 10 Hldgs %
27.4%
Holding
2,947
New
319
Increased
1,150
Reduced
698
Closed
231

Top Buys

Rank Stock Value
1
RGA icon
Reinsurance Group of America
RGA
+$121M
2
BABA icon
Alibaba
BABA
+$73.2M
3
CARR icon
Carrier Global
CARR
+$66.3M
4
AWK icon
American Water Works
AWK
+$59.3M
5
MLM icon
Martin Marietta Materials
MLM
+$47.3M

Top Sells

Rank Stock Value
1
GOOG icon
Alphabet (Google) Class C
GOOG
+$116M
2
AAPL icon
Apple
AAPL
+$108M
3
DIS icon
Walt Disney
DIS
+$106M
4
NVS icon
Novartis
NVS
+$64.2M
5
AMZN icon
Amazon
AMZN
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 21.2%
2 Financials 14.39%
3 Healthcare 14.21%
4 Consumer Discretionary 9.23%
5 Communication Services 7.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PKW icon
1326
Invesco BuyBack Achievers ETF
PKW
$1.76B
$84K ﹤0.01%
1,410
– –
ATLC icon
1327
Atlanticus Holdings
ATLC
$1.52B
$83K ﹤0.01%
7,000
– –
ATRC icon
1328
AtriCure
ATRC
$2.11B
$83K ﹤0.01%
2,089
– –
BYM
1329
DELISTED
BlackRock Municipal Income Quality Trust
BYM
$83K ﹤0.01%
5,894
– –
DBEU icon
1330
Xtrackers MSCI Europe Hedged Equity ETF
DBEU
$799M
$83K ﹤0.01%
3,027
-1,940
-39% -$54.1K
MCHI icon
1331
iShares MSCI China ETF
MCHI
$6.38B
$83K ﹤0.01%
1,121
-4,863
-81% -$356K
ONT
1332
Onterris Inc
ONT
$580M
$83K ﹤0.01%
+3,526
New +$89.6K
SGDM icon
1333
Sprott Gold Miners ETF
SGDM
$662M
$83K ﹤0.01%
+2,500
New +$87.5K
UTHR icon
1334
United Therapeutics
UTHR
$23.1B
$83K ﹤0.01%
825
-300
-27% -$32.9K
VPV icon
1335
Invesco Pennsylvania Value Municipal Income Trust
VPV
$200M
$83K ﹤0.01%
6,780
+1,760
+35% +$22.1K
CHIQ icon
1336
Global X MSCI China Consumer Discretionary ETF
CHIQ
$125M
$82K ﹤0.01%
3,002
+2
+0.1% +$51
MIY icon
1337
BlackRock MuniYield Michigan Quality Fund
MIY
$353M
$82K ﹤0.01%
5,872
– –
URI icon
1338
United Rentals
URI
$72.4B
$82K ﹤0.01%
471
+128
+37% +$21.5K
WDC icon
1339
Western Digital
WDC
$150B
$82K ﹤0.01%
2,967
-6,473
-69% -$192K
BAH icon
1340
Booz Allen Hamilton
BAH
$9.15B
$81K ﹤0.01%
980
+48
+5% +$3.93K
RA
1341
Brookfield Real Assets Income Fund
RA
$708M
$81K ﹤0.01%
4,924
– –
NUM
1342
DELISTED
Nuveen Michigan Quality Municipal Income Fund
NUM
$81K ﹤0.01%
5,770
– –
BFZ
1343
DELISTED
BlackRock CA Municipal Income Trust
BFZ
$80K ﹤0.01%
6,096
– –
HIG icon
1344
Hartford Financial Services
HIG
$39.3B
$80K ﹤0.01%
2,195
+510
+30% +$20.3K
JPIN icon
1345
JPMorgan Diversified Return International Equity ETF
JPIN
$377M
$80K ﹤0.01%
1,560
-11,041
-88% -$573K
NXJ
1346
DELISTED
Nuveen New Jersey Quality Municipal Income Fund
NXJ
$80K ﹤0.01%
5,928
– –
BRG
1347
DELISTED
Bluerock Residential Growth REIT, Inc.
BRG
$80K ﹤0.01%
10,565
+4
+0% +$30
AGCO icon
1348
AGCO
AGCO
$7.2B
$79K ﹤0.01%
1,077
+1,019
+1,757% +$69.5K
CHN
1349
DELISTED
China Fund
CHN
$79K ﹤0.01%
+3,175
New +$80.1K
EVRG icon
1350
Evergy
EVRG
$19.2B
$79K ﹤0.01%
1,572
+47
+3% +$2.63K
52 53
54
55 56

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Rockefeller Capital Management's Q3 2020 Portfolio in Review

As of Q3 2020, Rockefeller Capital Management held 2,947 positions worth $10.7B, up 12% from $9.56B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Rockefeller Capital Management deployed $412M of net new capital in Q3 2020, opening 319 new positions and adding to 1,150 existing holdings. Its largest new stake was abrdn Physical Precious Metals Basket Shares ETF: 65,481 shares worth $6.15M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, down from 22% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Alphabet (Google) Class C, an estimated $116M trimmed.

  • Rockefeller Capital Management's largest Q3 2020 buy was abrdn Physical Precious Metals Basket Shares ETF: 65,481 shares worth $6.15M.
  • Rockefeller Capital Management added most to Reinsurance Group of America in Q3 2020, an estimated $121M increase.
  • Rockefeller Capital Management's biggest Q3 2020 reduction was Alphabet (Google) Class C, cutting an estimated $116M.
  • Rockefeller Capital Management fully exited ForeScout Technologies, Inc. Common Stock in Q3 2020, selling an estimated $8.5M.
  • Rockefeller Capital Management's ten largest holdings make up 27% of its $10.7B portfolio in Q3 2020.
  • Rockefeller Capital Management opened 319 new positions and closed 231 in Q3 2020.
  • Rockefeller Capital Management's portfolio value rose 12% quarter-over-quarter to $10.7B.

Based on Rockefeller Capital Management's 13F filing for Q3 2020, filed 13 Nov 2020.