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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+6.61%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$37.2B
AUM Growth
+$1.97B
Cap. Flow
-$16.7M
Cap. Flow %
-0.04%
Top 10 Hldgs %
22.34%
Holding
1,705
New
83
Increased
665
Reduced
811
Closed
97

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$142M
2
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$80.9M
3
VT icon
Vanguard Total World Stock ETF
VT
+$62.6M
4
RMOP
Rockefeller Opportunistic Municipal Bond ETF
RMOP
+$61.6M
5
AZO icon
AutoZone
AZO
+$53.7M

Top Sells

Rank Stock Value
1
DFS
Discover Financial Services
DFS
+$166M
2
ORCL icon
Oracle
ORCL
+$152M
3
META icon
Meta Platforms (Facebook)
META
+$112M
4
LLY icon
Eli Lilly
LLY
+$42.7M
5
MLI icon
Mueller Industries
MLI
+$37.1M

Sector Composition

Rank Sector Weight
1 Technology 19.99%
2 Financials 10.33%
3 Healthcare 8.45%
4 Industrials 6.7%
5 Consumer Discretionary 6.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IGHG icon
1301
ProShares Investment Grade-Interest Rate Hedged
IGHG
$329M
$802K ﹤0.01%
+10,417
New +$795K
RPG icon
1302
Invesco S&P 500 Pure Growth ETF
RPG
$2.09B
$802K ﹤0.01%
20,422
-884
-4% -$32.8K
HYT icon
1303
BlackRock Corporate High Yield Fund
HYT
$1.37B
$800K ﹤0.01%
79,555
+893
+1% +$8.8K
PAXS
1304
PIMCO Access Income Fund
PAXS
$674M
$796K ﹤0.01%
47,880
+15,201
+47% +$240K
PSMJ icon
1305
Pacer Swan SOS Moderate July ETF
PSMJ
$95.7M
$791K ﹤0.01%
28,310
– –
FNDC icon
1306
Schwab Fundamental International Small Company Index ETF
FNDC
$3.16B
$789K ﹤0.01%
20,688
+152
+0.7% +$5.5K
FCG icon
1307
First Trust Natural Gas ETF
FCG
$623M
$789K ﹤0.01%
33,212
-750
-2% -$18.8K
DKNG icon
1308
DraftKings
DKNG
$11.9B
$788K ﹤0.01%
20,104
+3,174
+19% +$115K
IYK icon
1309
iShares US Consumer Staples ETF
IYK
$1.41B
$787K ﹤0.01%
11,148
-1,082
-9% -$74.6K
IBMR icon
1310
iShares iBonds Dec 2029 Term Muni Bond ETF
IBMR
$469M
$779K ﹤0.01%
30,563
+435
+1% +$11K
OXLC
1311
Oxford Lane Capital
OXLC
$898M
$777K ﹤0.01%
+29,650
New +$800K
SW
1312
Smurfit Westrock
SW
$25.3B
$773K ﹤0.01%
+15,641
New +$711K
MLPX icon
1313
Global X MLP & Energy Infrastructure ETF
MLPX
$3.53B
$769K ﹤0.01%
14,121
+202
+1% +$10.7K
CPNG icon
1314
Coupang
CPNG
$29.2B
$768K ﹤0.01%
31,298
-978
-3% -$21.7K
BDJ icon
1315
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.73B
$766K ﹤0.01%
88,503
-2,028
-2% -$17K
ECC
1316
Eagle Point Credit Company
ECC
$513M
$763K ﹤0.01%
77,375
+2,112
+3% +$20.9K
HESM icon
1317
Hess Midstream
HESM
$5.11B
$759K ﹤0.01%
+21,527
New +$790K
PHT
1318
DELISTED
Pioneer High Income Fund
PHT
$756K ﹤0.01%
94,470
+12,000
+15% +$93K
DEUS icon
1319
Xtrackers Russell US Multifactor ETF
DEUS
$305M
$755K ﹤0.01%
13,793
+46
+0.3% +$2.41K
KBWB icon
1320
Invesco KBW Bank ETF
KBWB
$6.87B
$751K ﹤0.01%
12,805
-4,143
-24% -$236K
JMST icon
1321
JPMorgan Ultra-Short Municipal Income ETF
JMST
$7.1B
$750K ﹤0.01%
14,719
-3,810
-21% -$194K
BUFG icon
1322
FT Vest Buffered Allocation Growth ETF
BUFG
$332M
$742K ﹤0.01%
30,762
-3,997
-11% -$93.8K
UTL icon
1323
Unitil
UTL
$980M
$738K ﹤0.01%
12,180
– –
JPIE icon
1324
JPMorgan Income ETF
JPIE
$10.2B
$738K ﹤0.01%
15,900
+2,021
+15% +$92.7K
UTZ icon
1325
Utz Brands
UTZ
$1.25B
$732K ﹤0.01%
41,339
+200
+0.5% +$3.32K
51 52
53
54 55

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Rockefeller Capital Management's Q3 2024 Portfolio in Review

As of Q3 2024, Rockefeller Capital Management held 1,705 positions worth $37.2B, up 5.6% from $35.2B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Rockefeller Capital Management's Q3 2024 filing shows 83 new, 665 increased, 811 reduced and 97 closed positions. Its largest new stake was Rockefeller Opportunistic Municipal Bond ETF: 2,412,931 shares worth $62.5M. The largest sale was Discover Financial Services, an estimated $166M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 21% a quarter earlier, followed by Financials and Healthcare.

  • Rockefeller Capital Management's largest Q3 2024 buy was Rockefeller Opportunistic Municipal Bond ETF: 2,412,931 shares worth $62.5M.
  • Rockefeller Capital Management added most to State Street SPDR S&P 500 ETF Trust in Q3 2024, an estimated $142M increase.
  • Rockefeller Capital Management's biggest Q3 2024 reduction was Discover Financial Services, cutting an estimated $166M.
  • Rockefeller Capital Management fully exited Atkore in Q3 2024, selling an estimated $32.1M.
  • Rockefeller Capital Management's ten largest holdings make up 22% of its $37.2B portfolio in Q3 2024.
  • Rockefeller Capital Management opened 83 new positions and closed 97 in Q3 2024.
  • Rockefeller Capital Management's portfolio value rose 5.6% quarter-over-quarter to $37.2B.

Based on Rockefeller Capital Management's 13F filing for Q3 2024, filed 14 Nov 2024.