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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+12.45%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$29.9B
AUM Growth
+$4B
Cap. Flow
+$954M
Cap. Flow %
3.19%
Top 10 Hldgs %
20.45%
Holding
1,621
New
137
Increased
811
Reduced
550
Closed
89

Top Buys

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$74.4M
2
ORCL icon
Oracle
ORCL
+$57.4M
3
AZO icon
AutoZone
AZO
+$40.8M
4
AAPL icon
Apple
AAPL
+$40.4M
5
TRU icon
TransUnion
TRU
+$37.8M

Top Sells

Rank Stock Value
1
IBTD
iShares iBonds Dec 2023 Term Treasury ETF
IBTD
+$66M
2
META icon
Meta Platforms (Facebook)
META
+$52.5M
3
ATVI
Activision Blizzard
ATVI
+$47.8M
4
TTE icon
TotalEnergies
TTE
+$37.7M
5
SPGI icon
S&P Global
SPGI
+$29.2M

Sector Composition

Rank Sector Weight
1 Technology 20%
2 Financials 11.4%
3 Healthcare 9.14%
4 Consumer Discretionary 6.39%
5 Industrials 6.12%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CRCT icon
1301
Cricut
CRCT
$1.22B
$594K ﹤0.01%
90,135
-612
-0.7% -$4.71K
PXF icon
1302
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
$2.96B
$592K ﹤0.01%
+12,496
New +$555K
BSCQ icon
1303
Invesco BulletShares 2026 Corporate Bond ETF
BSCQ
$3.64B
$586K ﹤0.01%
+30,355
New +$575K
MQT
1304
DELISTED
BlackRock MuniYield Quality Fund II
MQT
$586K ﹤0.01%
56,586
-61,678
-52% -$588K
BAUG icon
1305
Innovator US Equity Buffer ETF August
BAUG
$199M
$584K ﹤0.01%
16,239
-5,963
-27% -$203K
IBUY icon
1306
Amplify Online Retail ETF
IBUY
$112M
$583K ﹤0.01%
10,843
+110
+1% +$5.16K
GMAB icon
1307
Genmab
GMAB
$19.2B
$582K ﹤0.01%
18,271
-648
-3% -$20.3K
BIT icon
1308
BlackRock Multi-Sector Income Trust
BIT
$702M
$575K ﹤0.01%
38,348
+955
+3% +$14K
JPI
1309
DELISTED
Nuveen Preferred Securities & Income Opportunities Fund
JPI
$569K ﹤0.01%
31,144
-39,406
-56% -$679K
GHI icon
1310
Greystone Housing Impact Investors LP
GHI
$135M
$569K ﹤0.01%
34,011
-17,286
-34% -$280K
BKR icon
1311
Baker Hughes
BKR
$61.1B
$567K ﹤0.01%
16,600
+1,436
+9% +$49K
BUI icon
1312
BlackRock Utilities, Infrastructure & Power Opportunities Trust
BUI
$715M
$566K ﹤0.01%
25,923
-1,973
-7% -$39.8K
SPTI icon
1313
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
$10.6B
$561K ﹤0.01%
19,631
-187,005
-90% -$5.19M
X
1314
DELISTED
US Steel
X
$559K ﹤0.01%
11,490
-119,875
-91% -$4.36M
NEO icon
1315
NeoGenomics
NEO
$2.13B
$554K ﹤0.01%
34,247
+12
+0% +$196
BSCP
1316
DELISTED
Invesco BulletShares 2025 Corporate Bond ETF
BSCP
$553K ﹤0.01%
+27,014
New +$547K
JPIE icon
1317
JPMorgan Income ETF
JPIE
$10.2B
$552K ﹤0.01%
+12,099
New +$540K
FE icon
1318
FirstEnergy
FE
$27.5B
$552K ﹤0.01%
15,051
-1,207
-7% -$43.7K
ERF
1319
DELISTED
Enerplus Corporation
ERF
$549K ﹤0.01%
35,787
-10,346
-22% -$168K
SIL icon
1320
Global X Silver Miners ETF NEW
SIL
$4.75B
$536K ﹤0.01%
18,888
-10,661
-36% -$274K
TIGO icon
1321
Millicom
TIGO
$16.3B
$536K ﹤0.01%
29,750
-13,600
-31% -$222K
RPG icon
1322
Invesco S&P 500 Pure Growth ETF
RPG
$2.09B
$535K ﹤0.01%
16,595
+17
+0.1% +$520
ECC
1323
Eagle Point Credit Company
ECC
$513M
$534K ﹤0.01%
56,166
+1,850
+3% +$17.6K
ETV
1324
Eaton Vance Tax-Managed Buy-Write Opportunities Fund
ETV
$1.76B
$532K ﹤0.01%
43,167
-3,986
-8% -$48.2K
CNP icon
1325
CenterPoint Energy
CNP
$26.8B
$530K ﹤0.01%
18,563
+7,763
+72% +$216K
51 52
53
54 55

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Rockefeller Capital Management's Q4 2023 Portfolio in Review

As of Q4 2023, Rockefeller Capital Management held 1,621 positions worth $29.9B, up 15% from $25.9B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $954M of net new capital in Q4 2023, opening 137 new positions and adding to 811 existing holdings. Its largest new stake was AutoZone: 15,722 shares worth $40.7M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Meta Platforms (Facebook), an estimated $52.5M trimmed.

  • Rockefeller Capital Management's largest Q4 2023 buy was AutoZone: 15,722 shares worth $40.7M.
  • Rockefeller Capital Management added most to Vanguard S&P 500 ETF in Q4 2023, an estimated $74.4M increase.
  • Rockefeller Capital Management's biggest Q4 2023 reduction was Meta Platforms (Facebook), cutting an estimated $52.5M.
  • Rockefeller Capital Management fully exited iShares iBonds Dec 2023 Term Treasury ETF in Q4 2023, selling an estimated $66M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $29.9B portfolio in Q4 2023.
  • Rockefeller Capital Management opened 137 new positions and closed 89 in Q4 2023.
  • Rockefeller Capital Management's portfolio value rose 15% quarter-over-quarter to $29.9B.

Based on Rockefeller Capital Management's 13F filing for Q4 2023, filed 14 Feb 2024.