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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-2.71%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$25.9B
AUM Growth
+$111M
Cap. Flow
+$958M
Cap. Flow %
3.7%
Top 10 Hldgs %
20.28%
Holding
1,881
New
76
Increased
812
Reduced
553
Closed
397

Top Buys

Rank Stock Value
1
ORCL icon
Oracle
ORCL
+$127M
2
CL icon
Colgate-Palmolive
CL
+$126M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$72.1M
4
VT icon
Vanguard Total World Stock ETF
VT
+$63.3M
5
T icon
AT&T
T
+$61M

Top Sells

Rank Stock Value
1
BMRN icon
BioMarin Pharmaceuticals
BMRN
+$33.2M
2
CARR icon
Carrier Global
CARR
+$29.6M
3
RTX icon
RTX Corp
RTX
+$28.3M
4
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$23.6M
5
ABB
ABB Ltd
ABB
+$23.5M

Sector Composition

Rank Sector Weight
1 Technology 18.9%
2 Financials 11.31%
3 Healthcare 9.56%
4 Consumer Discretionary 6.09%
5 Industrials 5.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DRLL icon
1301
Strive US Energy ETF
DRLL
$284M
$468K ﹤0.01%
15,549
+23
+0.1% +$675
TBLD
1302
Thornburg Income Builder Opportunities Trust
TBLD
$716M
$466K ﹤0.01%
31,900
+3,900
+14% +$59.2K
NRG icon
1303
NRG Energy
NRG
$24.8B
$461K ﹤0.01%
11,972
-494
-4% -$18.7K
RAMP icon
1304
LiveRamp
RAMP
$2.3B
$460K ﹤0.01%
15,947
-4,606
-22% -$136K
AGR
1305
DELISTED
Avangrid, Inc.
AGR
$458K ﹤0.01%
15,185
+28
+0.2% +$989
OGN icon
1306
Organon & Co
OGN
$3.57B
$455K ﹤0.01%
26,240
+5,322
+25% +$111K
IDLV icon
1307
Invesco S&P International Developed Low Volatility ETF
IDLV
$348M
$453K ﹤0.01%
17,351
-167
-1% -$4.53K
VMEO
1308
DELISTED
Vimeo
VMEO
$452K ﹤0.01%
127,791
-138
-0.1% -$547
ARLP icon
1309
Alliance Resource Partners
ARLP
$3.17B
$451K ﹤0.01%
20,000
– –
FCT
1310
First Trust Senior Floating Rate Income Fund II
FCT
$251M
$450K ﹤0.01%
45,008
+70
+0.2% +$701
IHRT icon
1311
iHeartMedia
IHRT
$583M
$450K ﹤0.01%
142,250
– –
IAT icon
1312
iShares US Regional Banks ETF
IAT
$681M
$449K ﹤0.01%
13,372
-330
-2% -$11.9K
GOF icon
1313
Guggenheim Strategic Opportunities Fund
GOF
$2.26B
$449K ﹤0.01%
30,364
-5,484
-15% -$86.7K
BCE icon
1314
BCE
BCE
$21.2B
$447K ﹤0.01%
11,700
-1,778
-13% -$74.7K
RYLD icon
1315
Global X Russell 2000 Covered Call ETF
RYLD
$1.4B
$445K ﹤0.01%
26,091
+2,557
+11% +$45.3K
NTNX icon
1316
Nutanix
NTNX
$16.9B
$443K ﹤0.01%
12,690
+98
+0.8% +$3.08K
CPB icon
1317
Campbell Soup
CPB
$6.87B
$442K ﹤0.01%
10,760
+2,846
+36% +$124K
NBH
1318
Neuberger Municipal Fund Inc
NBH
$304M
$442K ﹤0.01%
47,952
+526
+1% +$5.26K
RMM
1319
RiverNorth Managed Duration Municipal Income Fund
RMM
$290M
$440K ﹤0.01%
32,060
+1,104
+4% +$16.7K
TXG icon
1320
10x Genomics
TXG
$6.61B
$440K ﹤0.01%
10,658
-1,006
-9% -$52.3K
VRNS icon
1321
Varonis Systems
VRNS
$5B
$437K ﹤0.01%
14,315
-935
-6% -$27.6K
PML
1322
PIMCO Municipal Income Fund II
PML
$493M
$437K ﹤0.01%
56,815
+740
+1% +$6.46K
FJUL icon
1323
FT Vest US Equity Buffer ETF July
FJUL
$1.25B
$437K ﹤0.01%
11,387
-56
-0.5% -$2.2K
BGY icon
1324
BlackRock Enhanced International Dividend Trust
BGY
$529M
$436K ﹤0.01%
87,361
-4,951
-5% -$26.1K
OCSL icon
1325
Oaktree Specialty Lending
OCSL
$1.14B
$432K ﹤0.01%
21,463
+77
+0.4% +$1.54K
51 52
53
54 55

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Rockefeller Capital Management's Q3 2023 Portfolio in Review

As of Q3 2023, Rockefeller Capital Management held 1,881 positions worth $25.9B, up 0.43% from $25.8B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $958M of net new capital in Q3 2023, opening 76 new positions and adding to 812 existing holdings. Its largest new stake was Noble Corp: 279,429 shares worth $14.2M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was BioMarin Pharmaceuticals, an estimated $33.2M trimmed.

  • Rockefeller Capital Management's largest Q3 2023 buy was Noble Corp: 279,429 shares worth $14.2M.
  • Rockefeller Capital Management added most to Oracle in Q3 2023, an estimated $127M increase.
  • Rockefeller Capital Management's biggest Q3 2023 reduction was BioMarin Pharmaceuticals, cutting an estimated $33.2M.
  • Rockefeller Capital Management fully exited ABB Ltd in Q3 2023, selling an estimated $23.5M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $25.9B portfolio in Q3 2023.
  • Rockefeller Capital Management opened 76 new positions and closed 397 in Q3 2023.
  • Rockefeller Capital Management's portfolio value rose 0.43% quarter-over-quarter to $25.9B.

Based on Rockefeller Capital Management's 13F filing for Q3 2023, filed 14 Nov 2023.