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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+9.5%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$10.7B
AUM Growth
+$1.12B
Cap. Flow
+$412M
Cap. Flow %
3.86%
Top 10 Hldgs %
27.4%
Holding
2,947
New
319
Increased
1,150
Reduced
698
Closed
231

Top Buys

Rank Stock Value
1
RGA icon
Reinsurance Group of America
RGA
+$121M
2
BABA icon
Alibaba
BABA
+$73.2M
3
CARR icon
Carrier Global
CARR
+$66.3M
4
AWK icon
American Water Works
AWK
+$59.3M
5
MLM icon
Martin Marietta Materials
MLM
+$47.3M

Top Sells

Rank Stock Value
1
GOOG icon
Alphabet (Google) Class C
GOOG
+$116M
2
AAPL icon
Apple
AAPL
+$108M
3
DIS icon
Walt Disney
DIS
+$106M
4
NVS icon
Novartis
NVS
+$64.2M
5
AMZN icon
Amazon
AMZN
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 21.2%
2 Financials 14.39%
3 Healthcare 14.21%
4 Consumer Discretionary 9.23%
5 Communication Services 7.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SUI icon
1301
Sun Communities
SUI
$14.7B
$89K ﹤0.01%
637
+37
+6% +$5.31K
VIAV icon
1302
Viavi Solutions
VIAV
$9.66B
$89K ﹤0.01%
7,626
+6,375
+510% +$82.8K
AWF
1303
AllianceBernstein Global High Income Fund
AWF
$872M
$88K ﹤0.01%
8,438
+29
+0.3% +$308
CRL icon
1304
Charles River Laboratories
CRL
$12.8B
$88K ﹤0.01%
393
-6
-2% -$1.25K
DTE icon
1305
DTE Energy
DTE
$29.1B
$88K ﹤0.01%
908
-487
-35% -$47.6K
GNR icon
1306
State Street SPDR S&P Global Natural Resources ETF
GNR
$4.87B
$88K ﹤0.01%
2,355
– –
HPP
1307
Hudson Pacific Properties
HPP
$779M
$88K ﹤0.01%
579
-16
-3% -$2.63K
SEE
1308
DELISTED
Sealed Air
SEE
$88K ﹤0.01%
2,274
+652
+40% +$24.8K
SPHD icon
1309
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.4B
$88K ﹤0.01%
2,674
+224
+9% +$7.56K
TRI icon
1310
Thomson Reuters
TRI
$44.1B
$88K ﹤0.01%
1,053
+993
+1,655% +$77.3K
ACA icon
1311
Arcosa
ACA
$7.11B
$87K ﹤0.01%
1,994
+246
+14% +$10.8K
NEU icon
1312
NewMarket
NEU
$8.18B
$87K ﹤0.01%
256
+97
+61% +$36.9K
PLUG icon
1313
Plug Power
PLUG
$3.04B
$87K ﹤0.01%
6,500
+1,500
+30% +$16.5K
PML
1314
PIMCO Municipal Income Fund II
PML
$493M
$87K ﹤0.01%
6,500
– –
QSR icon
1315
Restaurant Brands International
QSR
$25.8B
$87K ﹤0.01%
1,524
-154
-9% -$8.59K
ZYME icon
1316
Zymeworks
ZYME
$1.67B
$87K ﹤0.01%
1,888
– –
FFIV icon
1317
F5
FFIV
$22.7B
$86K ﹤0.01%
705
+692
+5,323% +$93.1K
LAND
1318
Gladstone Land Corp
LAND
$360M
$86K ﹤0.01%
5,752
– –
PALL icon
1319
abrdn Physical Palladium Shares ETF
PALL
$681M
$86K ﹤0.01%
+2,000
New +$81.6K
NZF icon
1320
Nuveen Municipal Credit Income Fund
NZF
$2.45B
$85K ﹤0.01%
5,823
+271
+5% +$4.07K
APH icon
1321
Amphenol
APH
$209B
$84K ﹤0.01%
3,116
+972
+45% +$25.6K
BATRK icon
1322
Atlanta Braves Holdings Series B
BATRK
$3.21B
$84K ﹤0.01%
4,039
-139
-3% -$2.69K
CIL
1323
DELISTED
VictoryShares International Volatility Wtd ETF
CIL
$84K ﹤0.01%
2,299
+2,218
+2,738% +$81.4K
HACK icon
1324
Amplify Cybersecurity ETF
HACK
$2.91B
$84K ﹤0.01%
1,821
-1
-0.1% -$47
IWX icon
1325
iShares Russell Top 200 Value ETF
IWX
$4.03B
$84K ﹤0.01%
1,655
+10
+0.6% +$513
51 52
53
54 55

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Rockefeller Capital Management's Q3 2020 Portfolio in Review

As of Q3 2020, Rockefeller Capital Management held 2,947 positions worth $10.7B, up 12% from $9.56B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Rockefeller Capital Management deployed $412M of net new capital in Q3 2020, opening 319 new positions and adding to 1,150 existing holdings. Its largest new stake was abrdn Physical Precious Metals Basket Shares ETF: 65,481 shares worth $6.15M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, down from 22% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Alphabet (Google) Class C, an estimated $116M trimmed.

  • Rockefeller Capital Management's largest Q3 2020 buy was abrdn Physical Precious Metals Basket Shares ETF: 65,481 shares worth $6.15M.
  • Rockefeller Capital Management added most to Reinsurance Group of America in Q3 2020, an estimated $121M increase.
  • Rockefeller Capital Management's biggest Q3 2020 reduction was Alphabet (Google) Class C, cutting an estimated $116M.
  • Rockefeller Capital Management fully exited ForeScout Technologies, Inc. Common Stock in Q3 2020, selling an estimated $8.5M.
  • Rockefeller Capital Management's ten largest holdings make up 27% of its $10.7B portfolio in Q3 2020.
  • Rockefeller Capital Management opened 319 new positions and closed 231 in Q3 2020.
  • Rockefeller Capital Management's portfolio value rose 12% quarter-over-quarter to $10.7B.

Based on Rockefeller Capital Management's 13F filing for Q3 2020, filed 13 Nov 2020.