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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+8.49%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$8.02B
AUM Growth
+$650M
Cap. Flow
+$77.3M
Cap. Flow %
0.96%
Top 10 Hldgs %
26.33%
Holding
2,317
New
388
Increased
843
Reduced
473
Closed
226

Top Buys

Rank Stock Value
1
AFL icon
Aflac
AFL
+$91M
2
ALL icon
Allstate
ALL
+$38.3M
3
WBA
Walgreens Boots Alliance
WBA
+$34M
4
CHL
China Mobile Limited
CHL
+$31M
5
IONS icon
Ionis Pharmaceuticals
IONS
+$29M

Top Sells

Rank Stock Value
1
UAL icon
United Airlines
UAL
+$72.5M
2
RGA icon
Reinsurance Group of America
RGA
+$50.4M
3
PGR icon
Progressive
PGR
+$45M
4
PAGP icon
Plains GP Holdings
PAGP
+$43.7M
5
EOG icon
EOG Resources
EOG
+$38.1M

Sector Composition

Rank Sector Weight
1 Healthcare 17.53%
2 Financials 15.11%
3 Technology 12.37%
4 Communication Services 11.95%
5 Consumer Discretionary 8.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CMC icon
1301
Commercial Metals
CMC
$8.03B
$27K ﹤0.01%
1,214
-330
-21% -$6.68K
CNP icon
1302
CenterPoint Energy
CNP
$27.4B
$27K ﹤0.01%
1,007
+607
+152% +$16.5K
KALV
1303
DELISTED
KalVista Pharmaceuticals
KALV
$27K ﹤0.01%
+1,500
New +$19.6K
NRG icon
1304
NRG Energy
NRG
$24.7B
$27K ﹤0.01%
672
-1,199
-64% -$47.4K
PARAA
1305
DELISTED
Paramount Global Class A
PARAA
$27K ﹤0.01%
+596
New +$25.3K
SFIX
1306
Stitch Fix
SFIX
$567M
$27K ﹤0.01%
1,050
– –
SMOG icon
1307
VanEck Low Carbon Energy ETF
SMOG
$133M
$27K ﹤0.01%
358
– –
FMBI
1308
DELISTED
First Midwest Bancorp Inc/IL
FMBI
$27K ﹤0.01%
1,182
-322
-21% -$6.85K
BFS
1309
Saul Centers
BFS
$838M
$26K ﹤0.01%
500
– –
BGH
1310
Barings Global Short Duration High Yield Fund
BGH
$285M
$26K ﹤0.01%
+1,500
New +$25.6K
BWXT icon
1311
BWX Technologies
BWXT
$15.8B
$26K ﹤0.01%
418
– –
CNK icon
1312
Cinemark Holdings
CNK
$4.41B
$26K ﹤0.01%
756
+695
+1,139% +$24.6K
HUBS icon
1313
HubSpot
HUBS
$12.7B
$26K ﹤0.01%
163
-94
-37% -$14.4K
IYG icon
1314
iShares US Financial Services ETF
IYG
$2.21B
$26K ﹤0.01%
+510
New +$24.5K
JPI
1315
DELISTED
Nuveen Preferred Securities & Income Opportunities Fund
JPI
$26K ﹤0.01%
1,000
+800
+400% +$20.1K
LBRDA icon
1316
Liberty Broadband Class A
LBRDA
$5.17B
$26K ﹤0.01%
210
+30
+17% +$3.47K
LGI
1317
Lazard Global Total Return & Income Fund
LGI
$238M
$26K ﹤0.01%
+1,560
New +$24.5K
LSTR icon
1318
Landstar System
LSTR
$6.16B
$26K ﹤0.01%
229
-118
-34% -$13.3K
MOS icon
1319
The Mosaic Company
MOS
$7.22B
$26K ﹤0.01%
1,197
+555
+86% +$11K
PST icon
1320
ProShares Trust UltraShort Lehman 7-10 Year Treasury
PST
$10.5M
$26K ﹤0.01%
1,375
– –
TPH
1321
DELISTED
Tri Pointe Homes
TPH
$26K ﹤0.01%
1,677
+71
+4% +$1.09K
AY
1322
DELISTED
Atlantica Sustainable Infrastructure plc Ordinary Shares
AY
$26K ﹤0.01%
1,000
– –
RJA
1323
DELISTED
AB Svensk Ekportkredit ELEMENTS Linked to the Rogers International Commodity Index-Agriculture Total Return
RJA
$26K ﹤0.01%
4,595
– –
AL
1324
DELISTED
Air Lease Corp
AL
$25K ﹤0.01%
535
-873
-62% -$39.2K
CBT icon
1325
Cabot Corp
CBT
$4.23B
$25K ﹤0.01%
523
+31
+6% +$1.44K
51 52
53
54 55

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Rockefeller Capital Management's Q4 2019 Portfolio in Review

As of Q4 2019, Rockefeller Capital Management held 2,317 positions worth $8.02B, up 8.8% from $7.37B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Rockefeller Capital Management's Q4 2019 filing shows 388 new, 843 increased, 473 reduced and 226 closed positions. Its largest new stake was TPI Composites: 599,797 shares worth $11.1M. The largest sale was United Airlines, an estimated $72.5M.

By sector, the portfolio is most concentrated in Healthcare at 18% of assets, up from 17% a quarter earlier, followed by Financials and Technology.

  • Rockefeller Capital Management's largest Q4 2019 buy was TPI Composites: 599,797 shares worth $11.1M.
  • Rockefeller Capital Management added most to Aflac in Q4 2019, an estimated $91M increase.
  • Rockefeller Capital Management's biggest Q4 2019 reduction was United Airlines, cutting an estimated $72.5M.
  • Rockefeller Capital Management fully exited Medidata Solutions, Inc. in Q4 2019, selling an estimated $31.7M.
  • Rockefeller Capital Management's ten largest holdings make up 26% of its $8.02B portfolio in Q4 2019.
  • Rockefeller Capital Management opened 388 new positions and closed 226 in Q4 2019.
  • Rockefeller Capital Management's portfolio value rose 8.8% quarter-over-quarter to $8.02B.

Based on Rockefeller Capital Management's 13F filing for Q4 2019, filed 7 Feb 2020.