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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+0.03%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$7.37B
AUM Growth
+$200M
Cap. Flow
+$264M
Cap. Flow %
3.58%
Top 10 Hldgs %
27.96%
Holding
2,031
New
387
Increased
724
Reduced
431
Closed
103

Top Buys

Rank Stock Value
1
PGR icon
Progressive
PGR
+$141M
2
CHL
China Mobile Limited
CHL
+$85.8M
3
BLK icon
Blackrock
BLK
+$40.3M
4
DE icon
Deere & Co
DE
+$28.7M
5
PAGP icon
Plains GP Holdings
PAGP
+$23.4M

Top Sells

Rank Stock Value
1
JPM icon
JPMorgan Chase
JPM
+$169M
2
ROST icon
Ross Stores
ROST
+$86.3M
3
V icon
Visa
V
+$69.3M
4
BIIB icon
Biogen
BIIB
+$53.4M
5
CERN
Cerner Corp
CERN
+$45.6M

Sector Composition

Rank Sector Weight
1 Healthcare 16.92%
2 Financials 14.94%
3 Communication Services 12.57%
4 Technology 11.57%
5 Industrials 9.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DBI icon
1301
Designer Brands
DBI
$342M
$15K ﹤0.01%
857
– –
EMLP icon
1302
First Trust North American Energy Infrastructure Fund
EMLP
$4.08B
$15K ﹤0.01%
605
– –
EXI icon
1303
iShares Global Industrials ETF
EXI
$1.48B
$15K ﹤0.01%
+166
New +$15K
GLPI icon
1304
Gaming and Leisure Properties
GLPI
$12.4B
$15K ﹤0.01%
395
+6
+2% +$230
CALY
1305
Callaway Golf Company
CALY
$3.44B
$15K ﹤0.01%
762
-50
-6% -$908
MSI icon
1306
Motorola Solutions
MSI
$73.2B
$15K ﹤0.01%
85
+37
+77% +$6.35K
NTNX icon
1307
Nutanix
NTNX
$16.5B
$15K ﹤0.01%
580
-97
-14% -$2.29K
NVR icon
1308
NVR
NVR
$17.1B
$15K ﹤0.01%
4
– –
PRGO icon
1309
Perrigo
PRGO
$1.84B
$15K ﹤0.01%
+267
New +$13.6K
RYN icon
1310
Rayonier
RYN
$6.59B
$15K ﹤0.01%
592
– –
SKM icon
1311
SK Telecom
SKM
$13.5B
$15K ﹤0.01%
424
-6,365
-94% -$238K
SWK icon
1312
Stanley Black & Decker
SWK
$15.6B
$15K ﹤0.01%
102
-3
-3% -$424
ZWS icon
1313
Zurn Elkay Water Solutions
ZWS
$8.76B
$15K ﹤0.01%
1,123
-77
-6% -$1.03K
UMPQ
1314
DELISTED
Umpqua Holdings Corp
UMPQ
$15K ﹤0.01%
883
-34
-4% -$559
TMX
1315
DELISTED
Terminix Global Holdings, Inc.
TMX
$15K ﹤0.01%
272
– –
MGP
1316
DELISTED
MGM Growth Properties LLC Class A common shares representing limited liability company interests
MGP
$15K ﹤0.01%
515
+8
+2% +$241
CBM
1317
DELISTED
Cambrex Corporation
CBM
$15K ﹤0.01%
254
-16
-6% -$857
CDXS icon
1318
Codexis
CDXS
$156M
$14K ﹤0.01%
+1,000
New +$15.7K
DKS icon
1319
Dick's Sporting Goods
DKS
$17.9B
$14K ﹤0.01%
350
– –
EG icon
1320
Everest Group
EG
$14.3B
$14K ﹤0.01%
53
-8
-13% -$2.02K
GT icon
1321
Goodyear
GT
$2.03B
$14K ﹤0.01%
+1,000
New +$13.3K
HELE icon
1322
Helen of Troy
HELE
$693M
$14K ﹤0.01%
90
+10
+13% +$1.49K
MNST icon
1323
Monster Beverage
MNST
$92.6B
$14K ﹤0.01%
482
– –
NWN icon
1324
Northwest Natural Holdings
NWN
$2.07B
$14K ﹤0.01%
+200
New +$14.2K
NWS icon
1325
News Corp Class B
NWS
$17.5B
$14K ﹤0.01%
+1,000
New +$14K
51 52
53
54 55

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Rockefeller Capital Management's Q3 2019 Portfolio in Review

As of Q3 2019, Rockefeller Capital Management held 2,031 positions worth $7.37B, up 2.8% from $7.17B the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Rockefeller Capital Management deployed $264M of net new capital in Q3 2019, opening 387 new positions and adding to 724 existing holdings. Its largest new stake was Altabancorp: 343,236 shares worth $1.61M.

By sector, the portfolio is most concentrated in Healthcare at 17% of assets, down from 19% a quarter earlier, followed by Financials and Communication Services.

On the sell side, the largest reduction was JPMorgan Chase, an estimated $169M trimmed.

  • Rockefeller Capital Management's largest Q3 2019 buy was Altabancorp: 343,236 shares worth $1.61M.
  • Rockefeller Capital Management added most to Progressive in Q3 2019, an estimated $141M increase.
  • Rockefeller Capital Management's biggest Q3 2019 reduction was JPMorgan Chase, cutting an estimated $169M.
  • Rockefeller Capital Management fully exited Red Hat Inc in Q3 2019, selling an estimated $1.56M.
  • Rockefeller Capital Management's ten largest holdings make up 28% of its $7.37B portfolio in Q3 2019.
  • Rockefeller Capital Management opened 387 new positions and closed 103 in Q3 2019.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $7.37B.

Based on Rockefeller Capital Management's 13F filing for Q3 2019, filed 12 Nov 2019.