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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+9.77%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.9B
AUM Growth
+$550M
Cap. Flow
-$983M
Cap. Flow %
-4.94%
Top 10 Hldgs %
17.64%
Holding
4,466
New
207
Increased
1,410
Reduced
1,605
Closed
223

Top Buys

Rank Stock Value
1
AER icon
AerCap
AER
+$54M
2
JPM icon
JPMorgan Chase
JPM
+$45.5M
3
AXP icon
American Express
AXP
+$44.9M
4
META icon
Meta Platforms (Facebook)
META
+$42.9M
5
IBTE
iShares iBonds Dec 2024 Term Treasury ETF
IBTE
+$39.6M

Top Sells

Rank Stock Value
1
MDT icon
Medtronic
MDT
+$94.1M
2
RGA icon
Reinsurance Group of America
RGA
+$89.9M
3
NFLX icon
Netflix
NFLX
+$81M
4
LLY icon
Eli Lilly
LLY
+$76.3M
5
GL icon
Globe Life
GL
+$72.8M

Sector Composition

Rank Sector Weight
1 Technology 17.17%
2 Financials 13.41%
3 Healthcare 10.42%
4 Industrials 6.36%
5 Consumer Discretionary 5.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JEPQ icon
1276
JPMorgan Nasdaq Equity Premium Income ETF
JEPQ
$40.9B
$510K ﹤0.01%
12,500
– –
BBCA icon
1277
JPMorgan BetaBuilders Canada ETF
BBCA
$11.2B
$508K ﹤0.01%
8,880
+146
+2% +$8.42K
PAYC icon
1278
Paycom
PAYC
$9.69B
$507K ﹤0.01%
1,636
+325
+25% +$105K
BUD icon
1279
AB InBev
BUD
$165B
$506K ﹤0.01%
8,452
-1,934
-19% -$104K
HAS icon
1280
Hasbro
HAS
$13.2B
$506K ﹤0.01%
8,329
-611
-7% -$38.2K
ILF icon
1281
iShares Latin America 40 ETF
ILF
$3.76B
$506K ﹤0.01%
22,138
+10,892
+97% +$271K
IHDG icon
1282
WisdomTree International Hedged Quality Dividend Growth Fund
IHDG
$2.25B
$505K ﹤0.01%
14,176
+2,812
+25% +$107K
LW icon
1283
Lamb Weston
LW
$7.19B
$504K ﹤0.01%
5,646
+536
+10% +$45.6K
RPV icon
1284
Invesco S&P 500 Pure Value ETF
RPV
$1.68B
$503K ﹤0.01%
6,458
+1,820
+39% +$142K
EQR icon
1285
Equity Residential
EQR
$25.1B
$500K ﹤0.01%
8,488
-743
-8% -$46.5K
XME icon
1286
State Street SPDR S&P Metals & Mining ETF
XME
$4.42B
$498K ﹤0.01%
10,001
+10
+0.1% +$496
AOR icon
1287
iShares Core 60/40 Balanced Allocation ETF
AOR
$3.72B
$497K ﹤0.01%
10,556
+104
+1% +$4.89K
UP icon
1288
Wheels Up
UP
$198M
$497K ﹤0.01%
2,419
+75
+3% +$19.3K
IHF icon
1289
iShares US Healthcare Providers ETF
IHF
$1.27B
$495K ﹤0.01%
9,245
-7,675
-45% -$412K
JD icon
1290
JD.com
JD
$44.5B
$494K ﹤0.01%
8,830
-511
-5% -$25.7K
NID
1291
DELISTED
NUVEEN INTERMEDIATE DURATION MUNICIPAL TERM FUND
NID
$494K ﹤0.01%
37,694
– –
BL icon
1292
BlackLine
BL
$1.72B
$493K ﹤0.01%
7,333
-264
-3% -$16.4K
BHR
1293
Braemar Hotels & Resorts
BHR
$142M
$491K ﹤0.01%
119,500
+32,500
+37% +$133K
FJAN icon
1294
FT Vest US Equity Buffer ETF January
FJAN
$1.45B
$491K ﹤0.01%
15,000
– –
BTU icon
1295
Peabody Energy
BTU
$2.9B
$490K ﹤0.01%
18,573
+4,104
+28% +$113K
GSY icon
1296
Invesco Ultra Short Duration ETF
GSY
$3.9B
$489K ﹤0.01%
9,902
-114
-1% -$5.63K
ARKG icon
1297
ARK Genomic Revolution ETF
ARKG
$1.73B
$484K ﹤0.01%
17,173
-334,991
-95% -$10.6M
AVTR icon
1298
Avantor
AVTR
$9.19B
$483K ﹤0.01%
22,975
+2,417
+12% +$50K
FCT
1299
First Trust Senior Floating Rate Income Fund II
FCT
$251M
$483K ﹤0.01%
50,703
-353
-0.7% -$3.47K
NVR icon
1300
NVR
NVR
$17B
$483K ﹤0.01%
104
-25
-19% -$110K
50 51
52
53 54

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Rockefeller Capital Management's Q4 2022 Portfolio in Review

As of Q4 2022, Rockefeller Capital Management held 4,466 positions worth $19.9B, up 2.8% from $19.3B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Rockefeller Capital Management withdrew a net $983M in Q4 2022, closing 223 positions and reducing 1,605 holdings. Its most notable exit was iShares iBonds Dec 2022 Term Treasury ETF, an estimated $8.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 18% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Rockefeller Capital Management opened a new position in First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF worth $5.95M.

  • Rockefeller Capital Management's largest Q4 2022 buy was First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF: 329,901 shares worth $5.95M.
  • Rockefeller Capital Management added most to AerCap in Q4 2022, an estimated $54M increase.
  • Rockefeller Capital Management's biggest Q4 2022 reduction was Medtronic, cutting an estimated $94.1M.
  • Rockefeller Capital Management fully exited iShares iBonds Dec 2022 Term Treasury ETF in Q4 2022, selling an estimated $8.3M.
  • Rockefeller Capital Management's ten largest holdings make up 18% of its $19.9B portfolio in Q4 2022.
  • Rockefeller Capital Management opened 207 new positions and closed 223 in Q4 2022.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.9B.

Based on Rockefeller Capital Management's 13F filing for Q4 2022, filed 6 Mar 2023.