We are live on ! Find out more
Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+6.61%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$37.2B
AUM Growth
+$1.97B
Cap. Flow
-$16.7M
Cap. Flow %
-0.04%
Top 10 Hldgs %
22.34%
Holding
1,705
New
83
Increased
665
Reduced
811
Closed
97

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$142M
2
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$80.9M
3
VT icon
Vanguard Total World Stock ETF
VT
+$62.6M
4
RMOP
Rockefeller Opportunistic Municipal Bond ETF
RMOP
+$61.6M
5
AZO icon
AutoZone
AZO
+$53.7M

Top Sells

Rank Stock Value
1
DFS
Discover Financial Services
DFS
+$166M
2
ORCL icon
Oracle
ORCL
+$152M
3
META icon
Meta Platforms (Facebook)
META
+$112M
4
LLY icon
Eli Lilly
LLY
+$42.7M
5
MLI icon
Mueller Industries
MLI
+$37.1M

Sector Composition

Rank Sector Weight
1 Technology 19.99%
2 Financials 10.33%
3 Healthcare 8.45%
4 Industrials 6.7%
5 Consumer Discretionary 6.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NLR icon
1251
VanEck Uranium + Nuclear Energy ETF
NLR
$4.18B
$920K ﹤0.01%
+11,005
New +$850K
LEO
1252
BNY Mellon Strategic Municipals
LEO
$387M
$919K ﹤0.01%
141,159
+32,916
+30% +$209K
MDIV icon
1253
First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund
MDIV
$428M
$917K ﹤0.01%
55,166
+194
+0.4% +$3.15K
MAC icon
1254
Macerich
MAC
$6.92B
$917K ﹤0.01%
50,253
-772
-2% -$12.2K
DFAT icon
1255
Dimensional US Targeted Value ETF
DFAT
$14.7B
$916K ﹤0.01%
16,465
+1,459
+10% +$78.9K
SPLB icon
1256
State Street SPDR Portfolio Long Term Corporate Bond ETF
SPLB
$1.17B
$910K ﹤0.01%
37,687
+1,336
+4% +$31.4K
WU icon
1257
Western Union
WU
$2.21B
$907K ﹤0.01%
76,010
-178,774
-70% -$2.16M
VKQ icon
1258
Invesco Municipal Trust
VKQ
$551M
$898K ﹤0.01%
87,568
+1,965
+2% +$19.9K
EIM
1259
Eaton Vance Municipal Bond Fund
EIM
$499M
$898K ﹤0.01%
83,448
-4,478
-5% -$47.2K
DLY
1260
DoubleLine Yield Opportunities Fund
DLY
$690M
$897K ﹤0.01%
54,051
-54,477
-50% -$884K
XMPT icon
1261
VanEck CEF Muni Income ETF
XMPT
$221M
$892K ﹤0.01%
38,500
– –
MFIC icon
1262
MidCap Financial Investment
MFIC
$804M
$888K ﹤0.01%
66,351
+2,055
+3% +$29K
FDEC icon
1263
FT Vest US Equity Buffer ETF December
FDEC
$1.35B
$888K ﹤0.01%
20,288
-10,103
-33% -$434K
RDVI icon
1264
FT Vest Rising Dividend Achievers Target Income ETF
RDVI
$3.66B
$888K ﹤0.01%
36,037
+17,574
+95% +$422K
SCHF icon
1265
Schwab International Equity ETF
SCHF
$68.7B
$887K ﹤0.01%
43,144
-1,116
-3% -$22.1K
NDMO icon
1266
Nuveen Dynamic Municipal Opportunities Fund
NDMO
$606M
$881K ﹤0.01%
78,583
+48
+0.1% +$523
SHLD icon
1267
Global X Defense Tech ETF
SHLD
$7.67B
$876K ﹤0.01%
+23,531
New +$837K
SSNC icon
1268
SS&C Technologies
SSNC
$18.6B
$868K ﹤0.01%
11,728
-11,716
-50% -$831K
SRVR icon
1269
Pacer Data & Infrastructure Real Estate ETF
SRVR
$383M
$867K ﹤0.01%
26,990
-3,252
-11% -$96.8K
CQP icon
1270
Cheniere Energy
CQP
$31.3B
$866K ﹤0.01%
+17,768
New +$884K
BGB
1271
Blackstone Strategic Credit 2027 Term Fund
BGB
$503M
$858K ﹤0.01%
69,653
+1,020
+1% +$12.4K
LNT icon
1272
Alliant Energy
LNT
$18B
$857K ﹤0.01%
14,129
-561
-4% -$31.8K
FMHI icon
1273
First Trust Municipal High Income ETF
FMHI
$1B
$855K ﹤0.01%
17,341
+1,416
+9% +$69.4K
NFJ
1274
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.43B
$853K ﹤0.01%
65,399
-8,002
-11% -$101K
JD icon
1275
JD.com
JD
$44.5B
$851K ﹤0.01%
21,295
+4,157
+24% +$114K
49 50
51
52 53

Similar funds

Canada Life
Canada Life Winnipeg, Manitoba, Canada $55.8B AUM 26.04% 1-Year Est. Return
Bank of Nova Scotia
Bank of Nova Scotia Toronto, Ontario, Canada $57.2B AUM 35.3% 1-Year Est. Return
CAPTRUST Financial Advisors
CAPTRUST Financial Advisors Raleigh, North Carolina $57.3B AUM 18.32% 1-Year Est. Return
Capstone Investment Advisors
Capstone Investment Advisors New York $57.4B AUM 26.91% 1-Year Est. Return
Cohen & Steers
Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return
Man Group
Man Group London, United Kingdom $55.1B AUM 24.23% 1-Year Est. Return
NAMI
Nomura Asset Management International Philadelphia, Pennsylvania $58.4B AUM
Tudor Investment Corp
Tudor Investment Corp Stamford, Connecticut $53.9B AUM 29.12% 1-Year Est. Return

Rockefeller Capital Management's Q3 2024 Portfolio in Review

As of Q3 2024, Rockefeller Capital Management held 1,705 positions worth $37.2B, up 5.6% from $35.2B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Rockefeller Capital Management's Q3 2024 filing shows 83 new, 665 increased, 811 reduced and 97 closed positions. Its largest new stake was Rockefeller Opportunistic Municipal Bond ETF: 2,412,931 shares worth $62.5M. The largest sale was Discover Financial Services, an estimated $166M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 21% a quarter earlier, followed by Financials and Healthcare.

  • Rockefeller Capital Management's largest Q3 2024 buy was Rockefeller Opportunistic Municipal Bond ETF: 2,412,931 shares worth $62.5M.
  • Rockefeller Capital Management added most to State Street SPDR S&P 500 ETF Trust in Q3 2024, an estimated $142M increase.
  • Rockefeller Capital Management's biggest Q3 2024 reduction was Discover Financial Services, cutting an estimated $166M.
  • Rockefeller Capital Management fully exited Atkore in Q3 2024, selling an estimated $32.1M.
  • Rockefeller Capital Management's ten largest holdings make up 22% of its $37.2B portfolio in Q3 2024.
  • Rockefeller Capital Management opened 83 new positions and closed 97 in Q3 2024.
  • Rockefeller Capital Management's portfolio value rose 5.6% quarter-over-quarter to $37.2B.

Based on Rockefeller Capital Management's 13F filing for Q3 2024, filed 14 Nov 2024.