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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+12.45%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$29.9B
AUM Growth
+$4B
Cap. Flow
+$954M
Cap. Flow %
3.19%
Top 10 Hldgs %
20.45%
Holding
1,621
New
137
Increased
811
Reduced
550
Closed
89

Top Buys

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$74.4M
2
ORCL icon
Oracle
ORCL
+$57.4M
3
AZO icon
AutoZone
AZO
+$40.8M
4
AAPL icon
Apple
AAPL
+$40.4M
5
TRU icon
TransUnion
TRU
+$37.8M

Top Sells

Rank Stock Value
1
IBTD
iShares iBonds Dec 2023 Term Treasury ETF
IBTD
+$66M
2
META icon
Meta Platforms (Facebook)
META
+$52.5M
3
ATVI
Activision Blizzard
ATVI
+$47.8M
4
TTE icon
TotalEnergies
TTE
+$37.7M
5
SPGI icon
S&P Global
SPGI
+$29.2M

Sector Composition

Rank Sector Weight
1 Technology 20%
2 Financials 11.4%
3 Healthcare 9.14%
4 Consumer Discretionary 6.39%
5 Industrials 6.12%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KW
1251
DELISTED
Kennedy-Wilson Holdings
KW
$717K ﹤0.01%
57,938
+34,001
+142% +$426K
BROS icon
1252
Dutch Bros
BROS
$9.26B
$709K ﹤0.01%
22,376
+10,842
+94% +$295K
IHDG icon
1253
WisdomTree International Hedged Quality Dividend Growth Fund
IHDG
$2.25B
$708K ﹤0.01%
16,864
+2,167
+15% +$86K
HYLS icon
1254
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.63B
$702K ﹤0.01%
+16,894
New +$672K
IHAK icon
1255
iShares Cybersecurity and Tech ETF
IHAK
$1.1B
$700K ﹤0.01%
15,417
+1,632
+12% +$66.2K
HLN icon
1256
Haleon
HLN
$44.2B
$699K ﹤0.01%
84,977
-76,491
-47% -$630K
GNR icon
1257
State Street SPDR S&P Global Natural Resources ETF
GNR
$4.9B
$689K ﹤0.01%
12,160
-283
-2% -$15.6K
PLL
1258
DELISTED
Piedmont Lithium
PLL
$681K ﹤0.01%
24,133
+4,685
+24% +$138K
KNX icon
1259
Knight Transportation
KNX
$11.4B
$678K ﹤0.01%
11,762
-551
-4% -$28.9K
IBDR icon
1260
iShares iBonds Dec 2026 Term Corporate ETF
IBDR
$3.4B
$676K ﹤0.01%
28,276
-331
-1% -$7.77K
IBDS icon
1261
iShares iBonds Dec 2027 Term Corporate ETF
IBDS
$3.85B
$672K ﹤0.01%
28,077
+411
+1% +$9.59K
MCHI icon
1262
iShares MSCI China ETF
MCHI
$6.38B
$671K ﹤0.01%
16,472
+864
+6% +$36.4K
XME icon
1263
State Street SPDR S&P Metals & Mining ETF
XME
$4.42B
$670K ﹤0.01%
11,206
-2,842
-20% -$150K
NDAQ icon
1264
Nasdaq
NDAQ
$52.9B
$669K ﹤0.01%
+11,514
New +$607K
PHT
1265
DELISTED
Pioneer High Income Fund
PHT
$669K ﹤0.01%
93,557
+18,856
+25% +$131K
IAT icon
1266
iShares US Regional Banks ETF
IAT
$681M
$667K ﹤0.01%
15,951
+2,579
+19% +$92.5K
NTNX icon
1267
Nutanix
NTNX
$16.9B
$667K ﹤0.01%
13,986
+1,296
+10% +$52.4K
ARKG icon
1268
ARK Genomic Revolution ETF
ARKG
$1.73B
$665K ﹤0.01%
20,258
+2,584
+15% +$70.3K
BANC icon
1269
Banc of California
BANC
$2.97B
$663K ﹤0.01%
+49,394
New +$610K
PBE icon
1270
Invesco Biotechnology & Genome ETF
PBE
$292M
$662K ﹤0.01%
10,060
+60
+0.6% +$3.49K
AAL icon
1271
American Airlines Group
AAL
$10.6B
$661K ﹤0.01%
48,135
-6,424
-12% -$80.7K
SMDV icon
1272
ProShares Russell 2000 Dividend Growers ETF
SMDV
$707M
$661K ﹤0.01%
10,169
-490
-5% -$28.7K
PDO
1273
PIMCO Dynamic Income Opportunities Fund
PDO
$1.86B
$661K ﹤0.01%
53,995
-18,793
-26% -$220K
SON icon
1274
Sonoco
SON
$5.74B
$659K ﹤0.01%
11,799
-11,900
-50% -$645K
TECK icon
1275
Teck Resources
TECK
$32.6B
$658K ﹤0.01%
+15,562
New +$598K
49 50
51
52 53

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Rockefeller Capital Management's Q4 2023 Portfolio in Review

As of Q4 2023, Rockefeller Capital Management held 1,621 positions worth $29.9B, up 15% from $25.9B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $954M of net new capital in Q4 2023, opening 137 new positions and adding to 811 existing holdings. Its largest new stake was AutoZone: 15,722 shares worth $40.7M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Meta Platforms (Facebook), an estimated $52.5M trimmed.

  • Rockefeller Capital Management's largest Q4 2023 buy was AutoZone: 15,722 shares worth $40.7M.
  • Rockefeller Capital Management added most to Vanguard S&P 500 ETF in Q4 2023, an estimated $74.4M increase.
  • Rockefeller Capital Management's biggest Q4 2023 reduction was Meta Platforms (Facebook), cutting an estimated $52.5M.
  • Rockefeller Capital Management fully exited iShares iBonds Dec 2023 Term Treasury ETF in Q4 2023, selling an estimated $66M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $29.9B portfolio in Q4 2023.
  • Rockefeller Capital Management opened 137 new positions and closed 89 in Q4 2023.
  • Rockefeller Capital Management's portfolio value rose 15% quarter-over-quarter to $29.9B.

Based on Rockefeller Capital Management's 13F filing for Q4 2023, filed 14 Feb 2024.