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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+0.03%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$7.37B
AUM Growth
+$200M
Cap. Flow
+$264M
Cap. Flow %
3.58%
Top 10 Hldgs %
27.96%
Holding
2,031
New
387
Increased
724
Reduced
431
Closed
103

Top Buys

Rank Stock Value
1
PGR icon
Progressive
PGR
+$141M
2
CHL
China Mobile Limited
CHL
+$85.8M
3
BLK icon
Blackrock
BLK
+$40.3M
4
DE icon
Deere & Co
DE
+$28.7M
5
PAGP icon
Plains GP Holdings
PAGP
+$23.4M

Top Sells

Rank Stock Value
1
JPM icon
JPMorgan Chase
JPM
+$169M
2
ROST icon
Ross Stores
ROST
+$86.3M
3
V icon
Visa
V
+$69.3M
4
BIIB icon
Biogen
BIIB
+$53.4M
5
CERN
Cerner Corp
CERN
+$45.6M

Sector Composition

Rank Sector Weight
1 Healthcare 16.92%
2 Financials 14.94%
3 Communication Services 12.57%
4 Technology 11.57%
5 Industrials 9.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SDIV icon
1251
Global X SuperDividend ETF
SDIV
$1.21B
$18K ﹤0.01%
+360
New +$18.1K
SFM icon
1252
Sprouts Farmers Market
SFM
$7.94B
$18K ﹤0.01%
953
+750
+369% +$13.8K
SJNK icon
1253
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.75B
$18K ﹤0.01%
663
– –
SPYG icon
1254
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$54.1B
$18K ﹤0.01%
+454
New +$17.7K
UBSI icon
1255
United Bankshares
UBSI
$6.72B
$18K ﹤0.01%
467
+49
+12% +$1.81K
FIF
1256
DELISTED
FIRST TRUST ENERGY INFRASTRUCTURE FUND
FIF
$18K ﹤0.01%
+1,085
New +$17.3K
ESXB
1257
DELISTED
Community Bankers Trust Corporation
ESXB
$18K ﹤0.01%
+2,130
New +$17.1K
CODI icon
1258
Compass Diversified
CODI
$816M
$17K ﹤0.01%
887
+17
+2% +$325
DNOW icon
1259
DNOW Inc
DNOW
$2.6B
$17K ﹤0.01%
1,512
+66
+5% +$815
EES icon
1260
WisdomTree US SmallCap Earnings Fund
EES
$733M
$17K ﹤0.01%
478
+2
+0.4% +$70
JELD icon
1261
JELD-WEN Holding
JELD
$156M
$17K ﹤0.01%
858
– –
LGIH icon
1262
LGI Homes
LGIH
$1.43B
$17K ﹤0.01%
+200
New +$15.3K
LPG icon
1263
Dorian LPG
LPG
$1.84B
$17K ﹤0.01%
+1,600
New +$15.7K
MLM icon
1264
Martin Marietta Materials
MLM
$33.2B
$17K ﹤0.01%
+61
New +$15.1K
PEB icon
1265
Pebblebrook Hotel Trust
PEB
$2.15B
$17K ﹤0.01%
614
-23
-4% -$631
SPYV icon
1266
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$36.7B
$17K ﹤0.01%
+526
New +$16.6K
TCBI icon
1267
Texas Capital Bancshares
TCBI
$4.35B
$17K ﹤0.01%
316
– –
TOL icon
1268
Toll Brothers
TOL
$14.5B
$17K ﹤0.01%
415
+327
+372% +$12.1K
TYG
1269
Tortoise Energy Infrastructure Corp
TYG
$1.06B
$17K ﹤0.01%
+203
New +$17.5K
UPLD icon
1270
Upland Software
UPLD
$12.8M
$17K ﹤0.01%
+50
New +$20.8K
AVLR
1271
DELISTED
Avalara, Inc.
AVLR
$17K ﹤0.01%
+250
New +$20.2K
ATKR icon
1272
Atkore
ATKR
$3.16B
$16K ﹤0.01%
515
– –
AVT icon
1273
Avnet
AVT
$7.97B
$16K ﹤0.01%
362
+122
+51% +$5.27K
AWI icon
1274
Armstrong World Industries
AWI
$7.86B
$16K ﹤0.01%
170
-73
-30% -$7.03K
AZTA icon
1275
Azenta
AZTA
$1.47B
$16K ﹤0.01%
438
-27
-6% -$979
49 50
51
52 53

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Rockefeller Capital Management's Q3 2019 Portfolio in Review

As of Q3 2019, Rockefeller Capital Management held 2,031 positions worth $7.37B, up 2.8% from $7.17B the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Rockefeller Capital Management deployed $264M of net new capital in Q3 2019, opening 387 new positions and adding to 724 existing holdings. Its largest new stake was Altabancorp: 343,236 shares worth $1.61M.

By sector, the portfolio is most concentrated in Healthcare at 17% of assets, down from 19% a quarter earlier, followed by Financials and Communication Services.

On the sell side, the largest reduction was JPMorgan Chase, an estimated $169M trimmed.

  • Rockefeller Capital Management's largest Q3 2019 buy was Altabancorp: 343,236 shares worth $1.61M.
  • Rockefeller Capital Management added most to Progressive in Q3 2019, an estimated $141M increase.
  • Rockefeller Capital Management's biggest Q3 2019 reduction was JPMorgan Chase, cutting an estimated $169M.
  • Rockefeller Capital Management fully exited Red Hat Inc in Q3 2019, selling an estimated $1.56M.
  • Rockefeller Capital Management's ten largest holdings make up 28% of its $7.37B portfolio in Q3 2019.
  • Rockefeller Capital Management opened 387 new positions and closed 103 in Q3 2019.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $7.37B.

Based on Rockefeller Capital Management's 13F filing for Q3 2019, filed 12 Nov 2019.