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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+6.61%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$37.2B
AUM Growth
+$1.97B
Cap. Flow
-$16.7M
Cap. Flow %
-0.04%
Top 10 Hldgs %
22.34%
Holding
1,705
New
83
Increased
665
Reduced
811
Closed
97

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$142M
2
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$80.9M
3
VT icon
Vanguard Total World Stock ETF
VT
+$62.6M
4
RMOP
Rockefeller Opportunistic Municipal Bond ETF
RMOP
+$61.6M
5
AZO icon
AutoZone
AZO
+$53.7M

Top Sells

Rank Stock Value
1
DFS
Discover Financial Services
DFS
+$166M
2
ORCL icon
Oracle
ORCL
+$152M
3
META icon
Meta Platforms (Facebook)
META
+$112M
4
LLY icon
Eli Lilly
LLY
+$42.7M
5
MLI icon
Mueller Industries
MLI
+$37.1M

Sector Composition

Rank Sector Weight
1 Technology 19.99%
2 Financials 10.33%
3 Healthcare 8.45%
4 Industrials 6.7%
5 Consumer Discretionary 6.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TRNO icon
1226
Terreno Realty
TRNO
$7.49B
$985K ﹤0.01%
14,732
-1,188
-7% -$79.9K
IFV icon
1227
First Trust Dorsey Wright International Focus 5 ETF
IFV
$235M
$979K ﹤0.01%
46,544
-735
-2% -$14.8K
ICSH icon
1228
iShares Ultra Short Duration Bond Active ETF
ICSH
$8.13B
$979K ﹤0.01%
19,288
-2,620
-12% -$133K
HLN icon
1229
Haleon
HLN
$44.2B
$974K ﹤0.01%
92,061
-6,454
-7% -$62.4K
FAX
1230
abrdn Asia-Pacific Income Fund
FAX
$600M
$971K ﹤0.01%
55,804
-681
-1% -$11.5K
UNM icon
1231
Unum
UNM
$14.3B
$971K ﹤0.01%
16,364
-680
-4% -$36.9K
PSFD icon
1232
Pacer Swan SOS Flex January ETF
PSFD
$59.9M
$971K ﹤0.01%
30,000
-1,500
-5% -$47.6K
PPLT
1233
abrdn Physical Platinum Shares ETF
PPLT
$2.02B
$965K ﹤0.01%
107,490
+350
+0.3% +$3.09K
FTI icon
1234
TechnipFMC
FTI
$27.3B
$962K ﹤0.01%
36,678
-1,035
-3% -$27.4K
AVLC icon
1235
Avantis US Large Cap Equity ETF
AVLC
$1.42B
$958K ﹤0.01%
+14,514
New +$923K
DHS icon
1236
WisdomTree US High Dividend Fund
DHS
$1.58B
$958K ﹤0.01%
10,213
-166
-2% -$15K
KIO
1237
KKR Income Opportunities Fund
KIO
$457M
$957K ﹤0.01%
64,834
+5,000
+8% +$71.3K
EVN
1238
Eaton Vance Municipal Income Trust
EVN
$426M
$956K ﹤0.01%
87,168
+201
+0.2% +$2.15K
TOTL icon
1239
State Street DoubleLine Total Return Tactical ETF
TOTL
$4.03B
$955K ﹤0.01%
23,079
+324
+1% +$13.2K
DAPR icon
1240
FT Vest US Equity Deep Buffer ETF April
DAPR
$313M
$955K ﹤0.01%
26,184
-6,799
-21% -$243K
CELH icon
1241
Celsius Holdings
CELH
$7.03B
$947K ﹤0.01%
25,134
+6,063
+32% +$255K
CFLT
1242
DELISTED
Confluent
CFLT
$930K ﹤0.01%
45,594
-14,827
-25% -$332K
CHY
1243
Calamos Convertible and High Income Fund
CHY
$1.06B
$929K ﹤0.01%
77,894
-8,234
-10% -$94.7K
MHF
1244
Western Asset Municipal High Income Fund
MHF
$153M
$929K ﹤0.01%
128,500
+11,000
+9% +$78K
SCHV
1245
Schwab US Large-Cap Value ETF
SCHV
$16.1B
$929K ﹤0.01%
34,665
+780
+2% +$20K
BKLN icon
1246
Invesco Senior Loan ETF
BKLN
$6.81B
$928K ﹤0.01%
44,148
+6,743
+18% +$142K
HSBC icon
1247
HSBC
HSBC
$356B
$927K ﹤0.01%
20,577
-2,578
-11% -$112K
NMAI icon
1248
Nuveen Multi-Asset Income Fund
NMAI
$485M
$926K ﹤0.01%
70,050
-938
-1% -$12.3K
AOR icon
1249
iShares Core 60/40 Balanced Allocation ETF
AOR
$3.72B
$924K ﹤0.01%
15,602
-524
-3% -$30K
EOSE icon
1250
Eos Energy Enterprises
EOSE
$1.51B
$921K ﹤0.01%
310,230
-5,016
-2% -$10.6K
48 49
50
51 52

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Rockefeller Capital Management's Q3 2024 Portfolio in Review

As of Q3 2024, Rockefeller Capital Management held 1,705 positions worth $37.2B, up 5.6% from $35.2B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Rockefeller Capital Management's Q3 2024 filing shows 83 new, 665 increased, 811 reduced and 97 closed positions. Its largest new stake was Rockefeller Opportunistic Municipal Bond ETF: 2,412,931 shares worth $62.5M. The largest sale was Discover Financial Services, an estimated $166M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 21% a quarter earlier, followed by Financials and Healthcare.

  • Rockefeller Capital Management's largest Q3 2024 buy was Rockefeller Opportunistic Municipal Bond ETF: 2,412,931 shares worth $62.5M.
  • Rockefeller Capital Management added most to State Street SPDR S&P 500 ETF Trust in Q3 2024, an estimated $142M increase.
  • Rockefeller Capital Management's biggest Q3 2024 reduction was Discover Financial Services, cutting an estimated $166M.
  • Rockefeller Capital Management fully exited Atkore in Q3 2024, selling an estimated $32.1M.
  • Rockefeller Capital Management's ten largest holdings make up 22% of its $37.2B portfolio in Q3 2024.
  • Rockefeller Capital Management opened 83 new positions and closed 97 in Q3 2024.
  • Rockefeller Capital Management's portfolio value rose 5.6% quarter-over-quarter to $37.2B.

Based on Rockefeller Capital Management's 13F filing for Q3 2024, filed 14 Nov 2024.