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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+12.45%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$29.9B
AUM Growth
+$4B
Cap. Flow
+$954M
Cap. Flow %
3.19%
Top 10 Hldgs %
20.45%
Holding
1,621
New
137
Increased
811
Reduced
550
Closed
89

Top Buys

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$74.4M
2
ORCL icon
Oracle
ORCL
+$57.4M
3
AZO icon
AutoZone
AZO
+$40.8M
4
AAPL icon
Apple
AAPL
+$40.4M
5
TRU icon
TransUnion
TRU
+$37.8M

Top Sells

Rank Stock Value
1
IBTD
iShares iBonds Dec 2023 Term Treasury ETF
IBTD
+$66M
2
META icon
Meta Platforms (Facebook)
META
+$52.5M
3
ATVI
Activision Blizzard
ATVI
+$47.8M
4
TTE icon
TotalEnergies
TTE
+$37.7M
5
SPGI icon
S&P Global
SPGI
+$29.2M

Sector Composition

Rank Sector Weight
1 Technology 20%
2 Financials 11.4%
3 Healthcare 9.14%
4 Consumer Discretionary 6.39%
5 Industrials 6.12%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SMMU icon
1226
PIMCO Short Term Municipal Bond Active Exchange-Traded Fund
SMMU
$1.15B
$781K ﹤0.01%
15,612
– –
IBMR icon
1227
iShares iBonds Dec 2029 Term Muni Bond ETF
IBMR
$469M
$779K ﹤0.01%
+30,417
New +$746K
SCM icon
1228
Stellus Capital Investment Corp
SCM
$243M
$774K ﹤0.01%
60,264
+17,830
+42% +$230K
MAC icon
1229
Macerich
MAC
$6.92B
$774K ﹤0.01%
50,172
-27
-0.1% -$322
FMHI icon
1230
First Trust Municipal High Income ETF
FMHI
$1B
$772K ﹤0.01%
16,193
-129,184
-89% -$5.91M
FMAR icon
1231
FT Vest US Equity Buffer ETF March
FMAR
$1.15B
$772K ﹤0.01%
20,437
-115
-0.6% -$4.17K
HIX
1232
Western Asset High Income Fund II
HIX
$355M
$771K ﹤0.01%
155,496
+71,112
+84% +$324K
DJUN icon
1233
FT Vest US Equity Deep Buffer ETF June
DJUN
$353M
$766K ﹤0.01%
20,158
– –
SRVR icon
1234
Pacer Data & Infrastructure Real Estate ETF
SRVR
$383M
$764K ﹤0.01%
25,615
-6,042
-19% -$164K
BLE
1235
DELISTED
BlackRock Municipal Income Trust II
BLE
$756K ﹤0.01%
70,758
-61,007
-46% -$598K
BCX icon
1236
BlackRock Resources & Commodities Strategy Trust
BCX
$923M
$753K ﹤0.01%
84,747
-25,682
-23% -$226K
LGF.A
1237
DELISTED
Lions Gate Entertainment Corp. Class A Voting Shares
LGF.A
$752K ﹤0.01%
69,005
+5
+0% +$45
KWEB icon
1238
KraneShares CSI China Internet ETF
KWEB
$5.67B
$751K ﹤0.01%
27,804
-3,492
-11% -$94.6K
UPST icon
1239
Upstart Holdings
UPST
$3.03B
$750K ﹤0.01%
18,360
-570
-3% -$17.4K
LTPZ icon
1240
PIMCO 15+ Year US TIPS Index Exchange-Traded Fund
LTPZ
$718M
$749K ﹤0.01%
+13,213
New +$702K
AGR
1241
DELISTED
Avangrid, Inc.
AGR
$748K ﹤0.01%
23,088
+7,903
+52% +$246K
CARY icon
1242
Angel Oak Income ETF
CARY
$1.39B
$744K ﹤0.01%
+36,372
New +$734K
RGNX icon
1243
Regenxbio
RGNX
$708M
$737K ﹤0.01%
41,052
+155
+0.4% +$2.73K
SUSB icon
1244
iShares ESG Aware 1-5 Year USD Corporate Bond ETF
SUSB
$1.3B
$735K ﹤0.01%
30,012
+71
+0.2% +$1.7K
TOTL icon
1245
State Street DoubleLine Total Return Tactical ETF
TOTL
$4.03B
$734K ﹤0.01%
18,237
-570
-3% -$22.1K
MSOS icon
1246
AdvisorShares Pure US Cannabis ETF
MSOS
$880M
$730K ﹤0.01%
104,147
-25,000
-19% -$166K
AUPH icon
1247
Aurinia Pharmaceuticals
AUPH
$2.04B
$730K ﹤0.01%
81,170
+5
+0% +$41
K
1248
DELISTED
Kellanova
K
$727K ﹤0.01%
13,001
-456
-3% -$23.8K
IBDQ
1249
DELISTED
iShares iBonds Dec 2025 Term Corporate ETF
IBDQ
$722K ﹤0.01%
29,162
-3,060
-9% -$75K
SIRI icon
1250
SiriusXM
SIRI
$10.1B
$718K ﹤0.01%
13,122
+6,153
+88% +$296K
48 49
50
51 52

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Rockefeller Capital Management's Q4 2023 Portfolio in Review

As of Q4 2023, Rockefeller Capital Management held 1,621 positions worth $29.9B, up 15% from $25.9B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $954M of net new capital in Q4 2023, opening 137 new positions and adding to 811 existing holdings. Its largest new stake was AutoZone: 15,722 shares worth $40.7M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Meta Platforms (Facebook), an estimated $52.5M trimmed.

  • Rockefeller Capital Management's largest Q4 2023 buy was AutoZone: 15,722 shares worth $40.7M.
  • Rockefeller Capital Management added most to Vanguard S&P 500 ETF in Q4 2023, an estimated $74.4M increase.
  • Rockefeller Capital Management's biggest Q4 2023 reduction was Meta Platforms (Facebook), cutting an estimated $52.5M.
  • Rockefeller Capital Management fully exited iShares iBonds Dec 2023 Term Treasury ETF in Q4 2023, selling an estimated $66M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $29.9B portfolio in Q4 2023.
  • Rockefeller Capital Management opened 137 new positions and closed 89 in Q4 2023.
  • Rockefeller Capital Management's portfolio value rose 15% quarter-over-quarter to $29.9B.

Based on Rockefeller Capital Management's 13F filing for Q4 2023, filed 14 Feb 2024.