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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+0.03%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$7.37B
AUM Growth
+$200M
Cap. Flow
+$264M
Cap. Flow %
3.58%
Top 10 Hldgs %
27.96%
Holding
2,031
New
387
Increased
724
Reduced
431
Closed
103

Top Buys

Rank Stock Value
1
PGR icon
Progressive
PGR
+$141M
2
CHL
China Mobile Limited
CHL
+$85.8M
3
BLK icon
Blackrock
BLK
+$40.3M
4
DE icon
Deere & Co
DE
+$28.7M
5
PAGP icon
Plains GP Holdings
PAGP
+$23.4M

Top Sells

Rank Stock Value
1
JPM icon
JPMorgan Chase
JPM
+$169M
2
ROST icon
Ross Stores
ROST
+$86.3M
3
V icon
Visa
V
+$69.3M
4
BIIB icon
Biogen
BIIB
+$53.4M
5
CERN
Cerner Corp
CERN
+$45.6M

Sector Composition

Rank Sector Weight
1 Healthcare 16.92%
2 Financials 14.94%
3 Communication Services 12.57%
4 Technology 11.57%
5 Industrials 9.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TREE icon
1226
LendingTree
TREE
$475M
$20K ﹤0.01%
65
– –
MDRX
1227
DELISTED
Veradigm Inc. Common Stock
MDRX
$20K ﹤0.01%
1,843
– –
JPS
1228
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$20K ﹤0.01%
+2,070
New +$20.1K
SJR
1229
DELISTED
Shaw Communications Inc.
SJR
$20K ﹤0.01%
1,024
+7
+0.7% +$138
TGE
1230
DELISTED
Tallgrass Energy, LP Class A Shares
TGE
$20K ﹤0.01%
1,000
– –
VG
1231
DELISTED
Vonage Holdings Corporation
VG
$20K ﹤0.01%
1,799
-122
-6% -$1.55K
CRON
1232
Cronos Group
CRON
$1.02B
$19K ﹤0.01%
+2,100
New +$26.8K
LBRDA icon
1233
Liberty Broadband Class A
LBRDA
$5.17B
$19K ﹤0.01%
180
+101
+128% +$10.4K
MATX icon
1234
Matsons
MATX
$6.22B
$19K ﹤0.01%
514
-74
-13% -$2.81K
PINS icon
1235
Pinterest
PINS
$13.1B
$19K ﹤0.01%
725
– –
PRI icon
1236
Primerica
PRI
$10B
$19K ﹤0.01%
+151
New +$18.2K
RNG icon
1237
RingCentral
RNG
$5.16B
$19K ﹤0.01%
+150
New +$19.7K
TBF icon
1238
ProShares Short 20+ Year Treasury ETF
TBF
$104M
$19K ﹤0.01%
+1,000
New +$19.5K
STOR
1239
DELISTED
STORE Capital Corporation
STOR
$19K ﹤0.01%
509
+21
+4% +$752
CVA
1240
DELISTED
Covanta Holding Corporation
CVA
$19K ﹤0.01%
1,120
– –
IBKC
1241
DELISTED
IBERIABANK Corp
IBKC
$19K ﹤0.01%
251
-14
-5% -$1.03K
BLMN icon
1242
Bloomin' Brands
BLMN
$1.01B
$18K ﹤0.01%
967
-47
-5% -$838
CVNA icon
1243
Carvana
CVNA
$76.4B
$18K ﹤0.01%
1,350
+850
+170% +$12.2K
FNDE icon
1244
Schwab Fundamental Emerging Markets Large Company Index ETF
FNDE
$9.78B
$18K ﹤0.01%
670
– –
KBH icon
1245
KB Home
KBH
$3.61B
$18K ﹤0.01%
517
+417
+417% +$11.7K
MTCH icon
1246
Match Group
MTCH
$8.9B
$18K ﹤0.01%
250
– –
NXDT
1247
NexPoint Diversified Real Estate Trust
NXDT
$234M
$18K ﹤0.01%
991
-15,245
-94% -$281K
ORA icon
1248
Ormat Technologies
ORA
$6.02B
$18K ﹤0.01%
242
-15
-6% -$1.03K
RYAAY icon
1249
Ryanair
RYAAY
$31.8B
$18K ﹤0.01%
673
-85
-11% -$2.11K
SBGI icon
1250
Sinclair Inc
SBGI
$1B
$18K ﹤0.01%
410
-26
-6% -$1.26K
48 49
50
51 52

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Rockefeller Capital Management's Q3 2019 Portfolio in Review

As of Q3 2019, Rockefeller Capital Management held 2,031 positions worth $7.37B, up 2.8% from $7.17B the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Rockefeller Capital Management deployed $264M of net new capital in Q3 2019, opening 387 new positions and adding to 724 existing holdings. Its largest new stake was Altabancorp: 343,236 shares worth $1.61M.

By sector, the portfolio is most concentrated in Healthcare at 17% of assets, down from 19% a quarter earlier, followed by Financials and Communication Services.

On the sell side, the largest reduction was JPMorgan Chase, an estimated $169M trimmed.

  • Rockefeller Capital Management's largest Q3 2019 buy was Altabancorp: 343,236 shares worth $1.61M.
  • Rockefeller Capital Management added most to Progressive in Q3 2019, an estimated $141M increase.
  • Rockefeller Capital Management's biggest Q3 2019 reduction was JPMorgan Chase, cutting an estimated $169M.
  • Rockefeller Capital Management fully exited Red Hat Inc in Q3 2019, selling an estimated $1.56M.
  • Rockefeller Capital Management's ten largest holdings make up 28% of its $7.37B portfolio in Q3 2019.
  • Rockefeller Capital Management opened 387 new positions and closed 103 in Q3 2019.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $7.37B.

Based on Rockefeller Capital Management's 13F filing for Q3 2019, filed 12 Nov 2019.