We are live on ! Find out more
Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-2.71%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$25.9B
AUM Growth
+$111M
Cap. Flow
+$958M
Cap. Flow %
3.7%
Top 10 Hldgs %
20.28%
Holding
1,881
New
76
Increased
812
Reduced
553
Closed
397

Top Buys

Rank Stock Value
1
ORCL icon
Oracle
ORCL
+$127M
2
CL icon
Colgate-Palmolive
CL
+$126M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$72.1M
4
VT icon
Vanguard Total World Stock ETF
VT
+$63.3M
5
T icon
AT&T
T
+$61M

Top Sells

Rank Stock Value
1
BMRN icon
BioMarin Pharmaceuticals
BMRN
+$33.2M
2
CARR icon
Carrier Global
CARR
+$29.6M
3
RTX icon
RTX Corp
RTX
+$28.3M
4
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$23.6M
5
ABB
ABB Ltd
ABB
+$23.5M

Sector Composition

Rank Sector Weight
1 Technology 18.9%
2 Financials 11.31%
3 Healthcare 9.56%
4 Consumer Discretionary 6.09%
5 Industrials 5.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VUG icon
101
Vanguard Morningstar Growth ETF
VUG
$230B
$60.8M 0.23%
1,340,286
+21,540
+2% +$1.02M
VO icon
102
Vanguard Morningstar Mid-Cap ETF
VO
$109B
$59.9M 0.23%
1,149,892
+85,556
+8% +$4.69M
MA icon
103
Mastercard
MA
$500B
$59.3M 0.23%
149,697
+1,573
+1% +$631K
EOG icon
104
EOG Resources
EOG
$71.5B
$59.2M 0.23%
467,160
+27,122
+6% +$3.45M
KEYS icon
105
Keysight
KEYS
$57.4B
$58.9M 0.23%
445,283
+19,965
+5% +$2.96M
IEF icon
106
iShares 7-10 Year Treasury Bond ETF
IEF
$47.3B
$58.2M 0.22%
635,346
+53,349
+9% +$5.03M
VBK icon
107
Vanguard Morningstar Small-Cap Growth ETF
VBK
$24B
$57.4M 0.22%
268,156
+24,613
+10% +$5.59M
UNP icon
108
Union Pacific
UNP
$176B
$57.4M 0.22%
281,326
+12,184
+5% +$2.65M
ZTS icon
109
Zoetis
ZTS
$31.2B
$57.2M 0.22%
328,772
+26,443
+9% +$4.8M
CVS icon
110
CVS Health
CVS
$126B
$56.5M 0.22%
809,189
-54,242
-6% -$3.84M
ISRG icon
111
Intuitive Surgical
ISRG
$133B
$56.3M 0.22%
192,747
-2,502
-1% -$781K
VZ icon
112
Verizon
VZ
$193B
$55.9M 0.22%
1,726,124
+210,785
+14% +$7.12M
XLV icon
113
State Street Health Care Select Sector SPDR ETF
XLV
$42.3B
$55.9M 0.22%
433,799
-17,654
-4% -$2.34M
GS icon
114
Goldman Sachs
GS
$313B
$55.6M 0.21%
171,878
-5,841
-3% -$1.95M
GL icon
115
Globe Life
GL
$14.3B
$54.6M 0.21%
502,287
-80,701
-14% -$9.01M
ETN icon
116
Eaton
ETN
$174B
$54.3M 0.21%
254,807
+5,687
+2% +$1.23M
XLE icon
117
State Street Energy Select Sector SPDR ETF
XLE
$37.6B
$53M 0.2%
1,173,520
+10,690
+0.9% +$468K
IBM icon
118
IBM
IBM
$222B
$52.9M 0.2%
377,197
+30,691
+9% +$4.37M
WTW icon
119
Willis Towers Watson
WTW
$31.4B
$52.8M 0.2%
252,784
-34,220
-12% -$7.3M
MGV icon
120
Vanguard Morningstar Mega Cap Value ETF
MGV
$13.4B
$52.8M 0.2%
520,658
+29,070
+6% +$3.05M
MU icon
121
Micron Technology
MU
$1.01T
$52.7M 0.2%
774,674
+22,843
+3% +$1.53M
BA icon
122
Boeing
BA
$190B
$52.3M 0.2%
273,024
+13,785
+5% +$3.02M
VTV icon
123
Vanguard Morningstar Value ETF
VTV
$191B
$51.3M 0.2%
371,627
-13,066
-3% -$1.87M
PYPL icon
124
PayPal
PYPL
$49.6B
$51M 0.2%
872,953
+45,799
+6% +$2.98M
MUB icon
125
iShares National Muni Bond ETF
MUB
$45.4B
$49.9M 0.19%
486,429
+132,450
+37% +$14M
3 4
5
6 7

Similar funds

Canada Life
Canada Life Winnipeg, Manitoba, Canada $55.8B AUM 26.04% 1-Year Est. Return
Bank of Nova Scotia
Bank of Nova Scotia Toronto, Ontario, Canada $57.2B AUM 35.3% 1-Year Est. Return
CAPTRUST Financial Advisors
CAPTRUST Financial Advisors Raleigh, North Carolina $57.3B AUM 18.32% 1-Year Est. Return
Capstone Investment Advisors
Capstone Investment Advisors New York $57.4B AUM 26.91% 1-Year Est. Return
Cohen & Steers
Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return
Man Group
Man Group London, United Kingdom $55.1B AUM 24.23% 1-Year Est. Return
Universal-Beteiligungs- und Servicegesellschaft
Universal-Beteiligungs- und Servicegesellschaft Frankfurt Am Main, Germany $58.1B AUM 27.19% 1-Year Est. Return
NAMI
Nomura Asset Management International Philadelphia, Pennsylvania $58.4B AUM

Rockefeller Capital Management's Q3 2023 Portfolio in Review

As of Q3 2023, Rockefeller Capital Management held 1,881 positions worth $25.9B, up 0.43% from $25.8B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $958M of net new capital in Q3 2023, opening 76 new positions and adding to 812 existing holdings. Its largest new stake was Noble Corp: 279,429 shares worth $14.2M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was BioMarin Pharmaceuticals, an estimated $33.2M trimmed.

  • Rockefeller Capital Management's largest Q3 2023 buy was Noble Corp: 279,429 shares worth $14.2M.
  • Rockefeller Capital Management added most to Oracle in Q3 2023, an estimated $127M increase.
  • Rockefeller Capital Management's biggest Q3 2023 reduction was BioMarin Pharmaceuticals, cutting an estimated $33.2M.
  • Rockefeller Capital Management fully exited ABB Ltd in Q3 2023, selling an estimated $23.5M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $25.9B portfolio in Q3 2023.
  • Rockefeller Capital Management opened 76 new positions and closed 397 in Q3 2023.
  • Rockefeller Capital Management's portfolio value rose 0.43% quarter-over-quarter to $25.9B.

Based on Rockefeller Capital Management's 13F filing for Q3 2023, filed 14 Nov 2023.