We are live on
!
Find out more
Rockefeller Capital Management Portfolio holdings
AUM
$56.4B
1-Year Est. Return
24.96%
This Fund
S&P 500
This Quarter
Est. Return
+9.5%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$10.7B
AUM Growth
+$1.12B
(+12%)
Cap. Flow
+$412M
Cap. Flow
% of AUM
3.86%
Top 10 Holdings %
Top 10 Hldgs %
27.4%
Holding
2,947
New
319
Increased
1,150
Reduced
698
Closed
231
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Reinsurance Group of America
RGA
|
+$121M |
| 2 |
Alibaba
BABA
|
+$73.2M |
| 3 |
Carrier Global
CARR
|
+$66.3M |
| 4 |
American Water Works
AWK
|
+$59.3M |
| 5 |
Martin Marietta Materials
MLM
|
+$47.3M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alphabet (Google) Class C
GOOG
|
+$116M |
| 2 |
Apple
AAPL
|
+$108M |
| 3 |
Walt Disney
DIS
|
+$106M |
| 4 |
Novartis
NVS
|
+$64.2M |
| 5 |
Amazon
AMZN
|
+$28.5M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 21.2% |
| 2 | Financials | 14.39% |
| 3 | Healthcare | 14.21% |
| 4 | Consumer Discretionary | 9.23% |
| 5 | Communication Services | 7.84% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
101
Edwards Lifesciences
EW
$51.5B
| $26.7M | 0.25% |
335,125
-3,401
| -1% | -$265K |
|
102
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.4B
| $25.7M | 0.24% |
473,430
-44,543
| -9% | -$2.42M |
|
103
Badger Meter
BMI
$3.98B
| $25.2M | 0.24% |
385,253
+2,123
| +0.6% | +$136K |
|
104
ExxonMobil
XOM
$642B
| $24.9M | 0.23% |
726,640
-122,548
| -14% | -$5.01M |
|
105
Berkshire Hathaway Class B
BRK.B
$1.13T
| $24.9M | 0.23% |
116,752
+9,108
| +8% | +$1.86M |
|
106
Eaton
ETN
$174B
| $24.8M | 0.23% |
243,149
+30,388
| +14% | +$2.97M |
|
107
iShares MBS ETF
MBB
$39B
| $24.4M | 0.23% |
220,805
+29,842
| +16% | +$3.3M |
|
|
VCRA
108
DELISTED
VOCERA COMMUNICATIONS, INC.
VCRA
| $24.4M | 0.23% |
838,052
+927
| +0.1% | +$25.1K |
|
109
IBM
IBM
$220B
| $24.1M | 0.23% |
206,800
+16,314
| +9% | +$1.92M |
|
110
Prologis
PLD
$130B
| $24M | 0.23% |
238,962
+31,065
| +15% | +$3.11M |
|
111
Accenture
ACN
$105B
| $23.8M | 0.22% |
105,143
+2,812
| +3% | +$644K |
|
112
Broadcom
AVGO
$2T
| $22.6M | 0.21% |
621,650
+27,940
| +5% | +$936K |
|
113
iShares 20+ Year Treasury Bond ETF
TLT
$41.6B
| $22.4M | 0.21% |
137,216
+34,175
| +33% | +$5.67M |
|
114
KT
KT
$8.83B
| $22.2M | 0.21% |
2,309,337
+78,919
| +4% | +$787K |
|
115
iShares Russell 2000 ETF
IWM
$82.1B
| $22M | 0.21% |
146,636
+8,834
| +6% | +$1.33M |
|
116
Amgen
AMGN
$219B
| $21.9M | 0.21% |
86,258
+10,240
| +13% | +$2.54M |
|
117
Gentherm
THRM
$1.24B
| $21.9M | 0.21% |
535,759
-8,079
| -1% | -$338K |
|
118
iShares MSCI ACWI ETF
ACWI
$33.3B
| $21.9M | 0.21% |
273,870
-6,001
| -2% | -$475K |
|
119
AT&T
T
$162B
| $21.8M | 0.2% |
1,013,223
+165,073
| +19% | +$3.69M |
|
120
iShares Russell 1000 Growth ETF
IWF
$127B
| $21.7M | 0.2% |
401,048
+54,356
| +16% | +$2.86M |
|
121
TSMC
TSM
$2.17T
| $21.7M | 0.2% |
267,552
+27,267
| +11% | +$2.07M |
|
|
EVBG
122
DELISTED
Everbridge, Inc. Common Stock
EVBG
| $21.5M | 0.2% |
171,399
-5,418
| -3% | -$735K |
|
123
Carter's
CRI
$1.48B
| $21.1M | 0.2% |
244,073
-2,297
| -0.9% | -$191K |
|
124
Texas Instruments
TXN
$254B
| $20.9M | 0.2% |
146,436
+1,934
| +1% | +$263K |
|
125
Idexx Laboratories
IDXX
$46.5B
| $20.6M | 0.19% |
52,302
-698
| -1% | -$258K |
|
Similar funds
NAMI
Rockefeller Capital Management's Q3 2020 Portfolio in Review
As of Q3 2020, Rockefeller Capital Management held 2,947 positions worth $10.7B, up 12% from $9.56B the previous quarter. Its ten largest holdings account for 27% of the portfolio.
Rockefeller Capital Management deployed $412M of net new capital in Q3 2020, opening 319 new positions and adding to 1,150 existing holdings. Its largest new stake was abrdn Physical Precious Metals Basket Shares ETF: 65,481 shares worth $6.15M.
By sector, the portfolio is most concentrated in Technology at 21% of assets, down from 22% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was Alphabet (Google) Class C, an estimated $116M trimmed.
- Rockefeller Capital Management's largest Q3 2020 buy was abrdn Physical Precious Metals Basket Shares ETF: 65,481 shares worth $6.15M.
- Rockefeller Capital Management added most to Reinsurance Group of America in Q3 2020, an estimated $121M increase.
- Rockefeller Capital Management's biggest Q3 2020 reduction was Alphabet (Google) Class C, cutting an estimated $116M.
- Rockefeller Capital Management fully exited ForeScout Technologies, Inc. Common Stock in Q3 2020, selling an estimated $8.5M.
- Rockefeller Capital Management's ten largest holdings make up 27% of its $10.7B portfolio in Q3 2020.
- Rockefeller Capital Management opened 319 new positions and closed 231 in Q3 2020.
- Rockefeller Capital Management's portfolio value rose 12% quarter-over-quarter to $10.7B.
Based on Rockefeller Capital Management's 13F filing for Q3 2020, filed 13 Nov 2020.