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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+12.45%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$29.9B
AUM Growth
+$4B
Cap. Flow
+$954M
Cap. Flow %
3.19%
Top 10 Hldgs %
20.45%
Holding
1,621
New
137
Increased
811
Reduced
550
Closed
89

Top Buys

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$74.4M
2
ORCL icon
Oracle
ORCL
+$57.4M
3
AZO icon
AutoZone
AZO
+$40.8M
4
AAPL icon
Apple
AAPL
+$40.4M
5
TRU icon
TransUnion
TRU
+$37.8M

Top Sells

Rank Stock Value
1
IBTD
iShares iBonds Dec 2023 Term Treasury ETF
IBTD
+$66M
2
META icon
Meta Platforms (Facebook)
META
+$52.5M
3
ATVI
Activision Blizzard
ATVI
+$47.8M
4
TTE icon
TotalEnergies
TTE
+$37.7M
5
SPGI icon
S&P Global
SPGI
+$29.2M

Sector Composition

Rank Sector Weight
1 Technology 20%
2 Financials 11.4%
3 Healthcare 9.14%
4 Consumer Discretionary 6.39%
5 Industrials 6.12%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VGLT icon
1201
Vanguard Long-Term Treasury ETF
VGLT
$10.1B
$845K ﹤0.01%
13,737
+1,891
+16% +$107K
BFK
1202
DELISTED
BlackRock Municipal Income Trust
BFK
$843K ﹤0.01%
83,738
+1,213
+1% +$11.4K
VTC icon
1203
Vanguard Total Corporate Bond ETF
VTC
$1.72B
$842K ﹤0.01%
+10,869
New +$800K
BDJ icon
1204
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.73B
$842K ﹤0.01%
109,466
-4,528
-4% -$34.1K
OGE icon
1205
OGE Energy
OGE
$9.71B
$834K ﹤0.01%
23,890
-1,393
-6% -$48.1K
VNOM icon
1206
Viper Energy
VNOM
$14.7B
$833K ﹤0.01%
26,547
-5,863
-18% -$174K
BBJP icon
1207
JPMorgan BetaBuilders Japan ETF
BBJP
$18.8B
$832K ﹤0.01%
15,849
+1,361
+9% +$69.2K
CHX
1208
DELISTED
ChampionX
CHX
$823K ﹤0.01%
28,180
-4,161
-13% -$129K
BOX icon
1209
Box
BOX
$4.6B
$821K ﹤0.01%
+32,072
New +$811K
XMPT icon
1210
VanEck CEF Muni Income ETF
XMPT
$221M
$815K ﹤0.01%
38,500
-12,049
-24% -$238K
GDXJ icon
1211
VanEck Junior Gold Miners ETF
GDXJ
$8.46B
$815K ﹤0.01%
21,504
-70
-0.3% -$2.47K
BJ icon
1212
BJs Wholesale Club
BJ
$12.3B
$813K ﹤0.01%
+12,197
New +$825K
BFZ
1213
DELISTED
BlackRock CA Municipal Income Trust
BFZ
$812K ﹤0.01%
67,492
-58,142
-46% -$630K
DFAT icon
1214
Dimensional US Targeted Value ETF
DFAT
$14.7B
$811K ﹤0.01%
15,505
+2,952
+24% +$138K
FNDC icon
1215
Schwab Fundamental International Small Company Index ETF
FNDC
$3.16B
$810K ﹤0.01%
23,221
+1,342
+6% +$43.6K
RQI icon
1216
Cohen & Steers Quality Income Realty Fund
RQI
$1.69B
$804K ﹤0.01%
65,694
-11,632
-15% -$124K
SSNC icon
1217
SS&C Technologies
SSNC
$18.6B
$803K ﹤0.01%
13,141
-364
-3% -$19.9K
FUTY icon
1218
Fidelity MSCI Utilities Index ETF
FUTY
$2.29B
$803K ﹤0.01%
19,654
-4,349
-18% -$171K
UNM icon
1219
Unum
UNM
$14.3B
$802K ﹤0.01%
17,746
+289
+2% +$13.2K
RVT icon
1220
Royce Value Trust
RVT
$2.3B
$802K ﹤0.01%
55,073
-1,574
-3% -$20.5K
DNA icon
1221
Ginkgo Bioworks
DNA
$521M
$801K ﹤0.01%
11,852
+337
+3% +$20.6K
TSLX icon
1222
Sixth Street Specialty
TSLX
$1.81B
$797K ﹤0.01%
36,915
+86
+0.2% +$1.77K
AOR icon
1223
iShares Core 60/40 Balanced Allocation ETF
AOR
$3.72B
$788K ﹤0.01%
14,810
+1,131
+8% +$57.1K
DNB
1224
DELISTED
Dun & Bradstreet
DNB
$785K ﹤0.01%
67,122
– –
FAUG icon
1225
FT Vest US Equity Buffer ETF August
FAUG
$1.2B
$782K ﹤0.01%
19,255
-37
-0.2% -$1.43K
47 48
49
50 51

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Rockefeller Capital Management's Q4 2023 Portfolio in Review

As of Q4 2023, Rockefeller Capital Management held 1,621 positions worth $29.9B, up 15% from $25.9B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $954M of net new capital in Q4 2023, opening 137 new positions and adding to 811 existing holdings. Its largest new stake was AutoZone: 15,722 shares worth $40.7M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Meta Platforms (Facebook), an estimated $52.5M trimmed.

  • Rockefeller Capital Management's largest Q4 2023 buy was AutoZone: 15,722 shares worth $40.7M.
  • Rockefeller Capital Management added most to Vanguard S&P 500 ETF in Q4 2023, an estimated $74.4M increase.
  • Rockefeller Capital Management's biggest Q4 2023 reduction was Meta Platforms (Facebook), cutting an estimated $52.5M.
  • Rockefeller Capital Management fully exited iShares iBonds Dec 2023 Term Treasury ETF in Q4 2023, selling an estimated $66M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $29.9B portfolio in Q4 2023.
  • Rockefeller Capital Management opened 137 new positions and closed 89 in Q4 2023.
  • Rockefeller Capital Management's portfolio value rose 15% quarter-over-quarter to $29.9B.

Based on Rockefeller Capital Management's 13F filing for Q4 2023, filed 14 Feb 2024.