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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+0.03%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$7.37B
AUM Growth
+$200M
Cap. Flow
+$264M
Cap. Flow %
3.58%
Top 10 Hldgs %
27.96%
Holding
2,031
New
387
Increased
724
Reduced
431
Closed
103

Top Buys

Rank Stock Value
1
PGR icon
Progressive
PGR
+$141M
2
CHL
China Mobile Limited
CHL
+$85.8M
3
BLK icon
Blackrock
BLK
+$40.3M
4
DE icon
Deere & Co
DE
+$28.7M
5
PAGP icon
Plains GP Holdings
PAGP
+$23.4M

Top Sells

Rank Stock Value
1
JPM icon
JPMorgan Chase
JPM
+$169M
2
ROST icon
Ross Stores
ROST
+$86.3M
3
V icon
Visa
V
+$69.3M
4
BIIB icon
Biogen
BIIB
+$53.4M
5
CERN
Cerner Corp
CERN
+$45.6M

Sector Composition

Rank Sector Weight
1 Healthcare 16.92%
2 Financials 14.94%
3 Communication Services 12.57%
4 Technology 11.57%
5 Industrials 9.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NGHC
1201
DELISTED
National General Holdings Corp
NGHC
$22K ﹤0.01%
945
+133
+16% +$3.13K
HUD
1202
DELISTED
Hudson Ltd. Class A Common Shares
HUD
$22K ﹤0.01%
1,789
– –
BBY icon
1203
Best Buy
BBY
$17.8B
$21K ﹤0.01%
+300
New +$20.9K
CLB icon
1204
Core Laboratories
CLB
$502M
$21K ﹤0.01%
440
– –
GBX icon
1205
The Greenbrier Companies
GBX
$1.54B
$21K ﹤0.01%
+700
New +$18.9K
INVH icon
1206
Invitation Homes
INVH
$18.1B
$21K ﹤0.01%
707
+3
+0.4% +$84
PSK icon
1207
State Street SPDR ICE Preferred Securities ETF
PSK
$686M
$21K ﹤0.01%
476
– –
PSQ icon
1208
ProShares Short QQQ
PSQ
$727M
$21K ﹤0.01%
+149
New +$20.7K
WERN icon
1209
Werner Enterprises
WERN
$2.27B
$21K ﹤0.01%
+606
New +$19.7K
ZD icon
1210
Ziff Davis
ZD
$1.94B
$21K ﹤0.01%
262
-16
-6% -$1.21K
CUB
1211
DELISTED
Cubic Corporation
CUB
$21K ﹤0.01%
+302
New +$20.7K
AMG icon
1212
Affiliated Managers Group
AMG
$9.92B
$20K ﹤0.01%
240
+209
+674% +$17.5K
AVB icon
1213
AvalonBay Communities
AVB
$27.1B
$20K ﹤0.01%
91
– –
BMVP icon
1214
Invesco Bloomberg MVP Multi-factor ETF
BMVP
$105M
$20K ﹤0.01%
642
– –
BPOP icon
1215
Popular Inc
BPOP
$11.3B
$20K ﹤0.01%
364
+352
+2,933% +$19.1K
CIEN icon
1216
Ciena
CIEN
$57.9B
$20K ﹤0.01%
516
– –
COLM icon
1217
Columbia Sportswear
COLM
$2.93B
$20K ﹤0.01%
207
+39
+23% +$3.85K
CUBE icon
1218
CubeSmart
CUBE
$9.45B
$20K ﹤0.01%
585
-89
-13% -$3.1K
EME icon
1219
Emcor
EME
$36.3B
$20K ﹤0.01%
236
+34
+17% +$2.89K
GSHD icon
1220
Goosehead Insurance
GSHD
$2.38B
$20K ﹤0.01%
406
– –
MIDD icon
1221
Middleby
MIDD
$6.12B
$20K ﹤0.01%
+175
New +$21.5K
MUFG icon
1222
Mitsubishi UFJ Financial
MUFG
$253B
$20K ﹤0.01%
3,837
-118,147
-97% -$579K
PEN icon
1223
Penumbra
PEN
$12.7B
$20K ﹤0.01%
150
– –
PJT icon
1224
PJT Partners
PJT
$4.45B
$20K ﹤0.01%
+500
New +$20.1K
SFIX
1225
Stitch Fix
SFIX
$550M
$20K ﹤0.01%
+1,050
New +$24.4K
47 48
49
50 51

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Rockefeller Capital Management's Q3 2019 Portfolio in Review

As of Q3 2019, Rockefeller Capital Management held 2,031 positions worth $7.37B, up 2.8% from $7.17B the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Rockefeller Capital Management deployed $264M of net new capital in Q3 2019, opening 387 new positions and adding to 724 existing holdings. Its largest new stake was Altabancorp: 343,236 shares worth $1.61M.

By sector, the portfolio is most concentrated in Healthcare at 17% of assets, down from 19% a quarter earlier, followed by Financials and Communication Services.

On the sell side, the largest reduction was JPMorgan Chase, an estimated $169M trimmed.

  • Rockefeller Capital Management's largest Q3 2019 buy was Altabancorp: 343,236 shares worth $1.61M.
  • Rockefeller Capital Management added most to Progressive in Q3 2019, an estimated $141M increase.
  • Rockefeller Capital Management's biggest Q3 2019 reduction was JPMorgan Chase, cutting an estimated $169M.
  • Rockefeller Capital Management fully exited Red Hat Inc in Q3 2019, selling an estimated $1.56M.
  • Rockefeller Capital Management's ten largest holdings make up 28% of its $7.37B portfolio in Q3 2019.
  • Rockefeller Capital Management opened 387 new positions and closed 103 in Q3 2019.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $7.37B.

Based on Rockefeller Capital Management's 13F filing for Q3 2019, filed 12 Nov 2019.