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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+9.5%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$10.7B
AUM Growth
+$1.12B
Cap. Flow
+$412M
Cap. Flow %
3.86%
Top 10 Hldgs %
27.4%
Holding
2,947
New
319
Increased
1,150
Reduced
698
Closed
231

Top Buys

Rank Stock Value
1
RGA icon
Reinsurance Group of America
RGA
+$121M
2
BABA icon
Alibaba
BABA
+$73.2M
3
CARR icon
Carrier Global
CARR
+$66.3M
4
AWK icon
American Water Works
AWK
+$59.3M
5
MLM icon
Martin Marietta Materials
MLM
+$47.3M

Top Sells

Rank Stock Value
1
GOOG icon
Alphabet (Google) Class C
GOOG
+$116M
2
AAPL icon
Apple
AAPL
+$108M
3
DIS icon
Walt Disney
DIS
+$106M
4
NVS icon
Novartis
NVS
+$64.2M
5
AMZN icon
Amazon
AMZN
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 21.2%
2 Financials 14.39%
3 Healthcare 14.21%
4 Consumer Discretionary 9.23%
5 Communication Services 7.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CEZ
1176
DELISTED
VictoryShares Emerging Market Volatility Wtd ETF
CEZ
$129K ﹤0.01%
5,561
+78
+1% +$1.84K
KBE icon
1177
State Street SPDR S&P Bank ETF
KBE
$1.71B
$127K ﹤0.01%
4,346
+51
+1% +$1.59K
MCR
1178
DELISTED
MFS Charter Income Trust
MCR
$127K ﹤0.01%
15,902
+5,402
+51% +$45.2K
PBFX
1179
DELISTED
PBF LOGISTICS LP
PBFX
$127K ﹤0.01%
15,631
+50
+0.3% +$472
GLMD icon
1180
Galmed Pharmaceuticals
GLMD
$4.97M
$126K ﹤0.01%
199
+2
+1% +$1.63K
LI icon
1181
Li Auto
LI
$12.7B
$126K ﹤0.01%
+7,282
New +$122K
WY icon
1182
Weyerhaeuser
WY
$18.4B
$126K ﹤0.01%
4,435
+1,202
+37% +$33K
CM icon
1183
Canadian Imperial Bank of Commerce
CM
$108B
$124K ﹤0.01%
3,338
+950
+40% +$34.8K
RELX icon
1184
RELX
RELX
$62B
$124K ﹤0.01%
5,567
-2,599
-32% -$58.7K
AES icon
1185
AES
AES
$10.5B
$123K ﹤0.01%
6,823
-7,899
-54% -$132K
GGN
1186
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$819M
$123K ﹤0.01%
36,241
– –
QQQX icon
1187
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.49B
$123K ﹤0.01%
+5,056
New +$125K
SNN icon
1188
Smith & Nephew
SNN
$12.6B
$122K ﹤0.01%
3,146
+530
+20% +$21.3K
MUS
1189
DELISTED
BLACKROCK MUNIHOLDINGS QUALITY FUND, INC.
MUS
$122K ﹤0.01%
9,500
– –
SIRE
1190
DELISTED
Sisecam Resources LP
SIRE
$121K ﹤0.01%
9,735
– –
LBTYA icon
1191
Liberty Global Class A
LBTYA
$3.6B
$120K ﹤0.01%
5,734
-97
-2% -$2.18K
RLI icon
1192
RLI Corp
RLI
$5.89B
$120K ﹤0.01%
2,880
– –
VTIP icon
1193
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.8B
$120K ﹤0.01%
2,357
+545
+30% +$27.6K
PLTR icon
1194
Palantir
PLTR
$413B
$119K ﹤0.01%
+12,579
New +$120K
VKQ icon
1195
Invesco Municipal Trust
VKQ
$551M
$119K ﹤0.01%
9,912
-4,938
-33% -$60.6K
MCO icon
1196
Moody's
MCO
$82.7B
$118K ﹤0.01%
407
-359
-47% -$102K
PEN icon
1197
Penumbra
PEN
$12.8B
$118K ﹤0.01%
+608
New +$128K
POWI icon
1198
Power Integrations
POWI
$3.61B
$118K ﹤0.01%
2,138
– –
WBD icon
1199
Warner Bros
WBD
$67.1B
$118K ﹤0.01%
5,442
+106
+2% +$2.31K
AXON
1200
Axon Enterprise
AXON
$46.4B
$117K ﹤0.01%
1,300
+1,200
+1,200% +$104K
46 47
48
49 50

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Rockefeller Capital Management's Q3 2020 Portfolio in Review

As of Q3 2020, Rockefeller Capital Management held 2,947 positions worth $10.7B, up 12% from $9.56B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Rockefeller Capital Management deployed $412M of net new capital in Q3 2020, opening 319 new positions and adding to 1,150 existing holdings. Its largest new stake was abrdn Physical Precious Metals Basket Shares ETF: 65,481 shares worth $6.15M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, down from 22% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Alphabet (Google) Class C, an estimated $116M trimmed.

  • Rockefeller Capital Management's largest Q3 2020 buy was abrdn Physical Precious Metals Basket Shares ETF: 65,481 shares worth $6.15M.
  • Rockefeller Capital Management added most to Reinsurance Group of America in Q3 2020, an estimated $121M increase.
  • Rockefeller Capital Management's biggest Q3 2020 reduction was Alphabet (Google) Class C, cutting an estimated $116M.
  • Rockefeller Capital Management fully exited ForeScout Technologies, Inc. Common Stock in Q3 2020, selling an estimated $8.5M.
  • Rockefeller Capital Management's ten largest holdings make up 27% of its $10.7B portfolio in Q3 2020.
  • Rockefeller Capital Management opened 319 new positions and closed 231 in Q3 2020.
  • Rockefeller Capital Management's portfolio value rose 12% quarter-over-quarter to $10.7B.

Based on Rockefeller Capital Management's 13F filing for Q3 2020, filed 13 Nov 2020.