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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+8.35%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$25.8B
AUM Growth
+$2.56B
Cap. Flow
+$925M
Cap. Flow %
3.58%
Top 10 Hldgs %
20.29%
Holding
2,096
New
125
Increased
924
Reduced
676
Closed
291

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$333M
2
VEU icon
Vanguard FTSE All-World ex-US ETF
VEU
+$80.3M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$79.3M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$76.3M
5
IWD icon
iShares Russell 1000 Value ETF
IWD
+$67.9M

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$80.3M
2
DFS
Discover Financial Services
DFS
+$59.6M
3
TTE icon
TotalEnergies
TTE
+$51M
4
META icon
Meta Platforms (Facebook)
META
+$45.2M
5
ADBE icon
Adobe
ADBE
+$38.5M

Sector Composition

Rank Sector Weight
1 Technology 19.33%
2 Financials 11.7%
3 Healthcare 9.56%
4 Consumer Discretionary 6.62%
5 Industrials 6.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AI icon
1151
C3.ai
AI
$1.52B
$857K ﹤0.01%
23,522
-234,218
-91% -$6.6M
WU icon
1152
Western Union
WU
$2.22B
$852K ﹤0.01%
72,646
+8,732
+14% +$101K
SRPT icon
1153
Sarepta Therapeutics
SRPT
$1.74B
$850K ﹤0.01%
8,120
+3,978
+96% +$513K
PSFD icon
1154
Pacer Swan SOS Flex January ETF
PSFD
$59.9M
$848K ﹤0.01%
31,500
-2,000
-6% -$51.7K
RRC icon
1155
Range Resources
RRC
$9.05B
$846K ﹤0.01%
32,102
+19,156
+148% +$521K
PDO
1156
PIMCO Dynamic Income Opportunities Fund
PDO
$1.86B
$839K ﹤0.01%
+64,256
New +$823K
NUMV icon
1157
Nuveen ESG Mid-Cap Value ETF
NUMV
$455M
$838K ﹤0.01%
28,280
– –
DSI icon
1158
iShares MSCI KLD 400 Social ETF
DSI
$5.51B
$836K ﹤0.01%
9,937
+5,190
+109% +$412K
SYLD icon
1159
Cambria Shareholder Yield ETF
SYLD
$1.01B
$835K ﹤0.01%
13,647
– –
IBDR icon
1160
iShares iBonds Dec 2026 Term Corporate ETF
IBDR
$3.39B
$834K ﹤0.01%
35,531
-1,833
-5% -$43.3K
GHI icon
1161
Greystone Housing Impact Investors LP
GHI
$136M
$832K ﹤0.01%
51,147
-100
-0.2% -$1.6K
VFC icon
1162
VF Corp
VFC
$5.85B
$830K ﹤0.01%
43,469
-249,360
-85% -$5.11M
DOC icon
1163
Healthpeak Properties
DOC
$14.8B
$829K ﹤0.01%
41,239
+16,075
+64% +$334K
ECOW icon
1164
Pacer Emerging Markets Cash Cows 100 ETF
ECOW
$222M
$824K ﹤0.01%
42,783
-503
-1% -$9.7K
VCLT icon
1165
Vanguard Long-Term Corporate Bond ETF
VCLT
$8.83B
$823K ﹤0.01%
10,483
-235
-2% -$18.4K
LVS icon
1166
Las Vegas Sands
LVS
$29.8B
$823K ﹤0.01%
14,185
+2,888
+26% +$171K
RGNX icon
1167
Regenxbio
RGNX
$709M
$818K ﹤0.01%
40,897
– –
KNX icon
1168
Knight Transportation
KNX
$11.4B
$816K ﹤0.01%
14,692
+736
+5% +$41.1K
SEMR
1169
DELISTED
Semrush
SEMR
$806K ﹤0.01%
+84,251
New +$745K
SUI icon
1170
Sun Communities
SUI
$14.7B
$805K ﹤0.01%
6,167
-63
-1% -$8.43K
IYZ icon
1171
iShares US Telecommunications ETF
IYZ
$1.25B
$802K ﹤0.01%
36,303
-2,648
-7% -$57.9K
FBNC icon
1172
First Bancorp
FBNC
$2.66B
$796K ﹤0.01%
26,756
-2,043
-7% -$64.6K
DWX icon
1173
State Street SPDR S&P International Dividend ETF
DWX
$528M
$793K ﹤0.01%
23,057
+2,582
+13% +$90.2K
AVDE icon
1174
Avantis International Equity ETF
AVDE
$18.5B
$793K ﹤0.01%
+13,808
New +$797K
IGR
1175
CBRE Global Real Estate Income Fund
IGR
$713M
$790K ﹤0.01%
151,039
-8,377
-5% -$44.2K
45 46
47
48 49

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Rockefeller Capital Management's Q2 2023 Portfolio in Review

As of Q2 2023, Rockefeller Capital Management held 2,096 positions worth $25.8B, up 11% from $23.3B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $925M of net new capital in Q2 2023, opening 125 new positions and adding to 924 existing holdings. Its largest new stake was Lithia Motors: 85,698 shares worth $26.1M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Microsoft, an estimated $80.3M trimmed.

  • Rockefeller Capital Management's largest Q2 2023 buy was Lithia Motors: 85,698 shares worth $26.1M.
  • Rockefeller Capital Management added most to State Street SPDR S&P 500 ETF Trust in Q2 2023, an estimated $333M increase.
  • Rockefeller Capital Management's biggest Q2 2023 reduction was Microsoft, cutting an estimated $80.3M.
  • Rockefeller Capital Management fully exited Berkshire Hathaway Class A in Q2 2023, selling an estimated $30.7M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $25.8B portfolio in Q2 2023.
  • Rockefeller Capital Management opened 125 new positions and closed 291 in Q2 2023.
  • Rockefeller Capital Management's portfolio value rose 11% quarter-over-quarter to $25.8B.

Based on Rockefeller Capital Management's 13F filing for Q2 2023, filed 14 Aug 2023.