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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+9.77%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.9B
AUM Growth
+$550M
Cap. Flow
-$983M
Cap. Flow %
-4.94%
Top 10 Hldgs %
17.64%
Holding
4,466
New
207
Increased
1,410
Reduced
1,605
Closed
223

Top Buys

Rank Stock Value
1
AER icon
AerCap
AER
+$54M
2
JPM icon
JPMorgan Chase
JPM
+$45.5M
3
AXP icon
American Express
AXP
+$44.9M
4
META icon
Meta Platforms (Facebook)
META
+$42.9M
5
IBTE
iShares iBonds Dec 2024 Term Treasury ETF
IBTE
+$39.6M

Top Sells

Rank Stock Value
1
MDT icon
Medtronic
MDT
+$94.1M
2
RGA icon
Reinsurance Group of America
RGA
+$89.9M
3
NFLX icon
Netflix
NFLX
+$81M
4
LLY icon
Eli Lilly
LLY
+$76.3M
5
GL icon
Globe Life
GL
+$72.8M

Sector Composition

Rank Sector Weight
1 Technology 17.17%
2 Financials 13.41%
3 Healthcare 10.42%
4 Industrials 6.36%
5 Consumer Discretionary 5.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GUNR icon
1151
FlexShares Global Upstream Natural Resources Index Fund
GUNR
$7.32B
$686K ﹤0.01%
15,796
-230
-1% -$9.75K
IGHG icon
1152
ProShares Investment Grade-Interest Rate Hedged
IGHG
$329M
$686K ﹤0.01%
9,647
-1,547
-14% -$108K
COO icon
1153
Cooper Companies
COO
$14.5B
$685K ﹤0.01%
8,300
+64
+0.8% +$4.72K
SPIP icon
1154
State Street SPDR Portfolio TIPS ETF
SPIP
$1B
$685K ﹤0.01%
26,611
+26,375
+11,176% +$680K
KTF
1155
DWS Municipal Income Trust
KTF
$352M
$684K ﹤0.01%
79,500
– –
MXI icon
1156
iShares Global Materials ETF
MXI
$362M
$681K ﹤0.01%
8,664
-541
-6% -$41.4K
NMZ icon
1157
Nuveen Municipal High Income Opportunity Fund
NMZ
$2.22B
$679K ﹤0.01%
65,675
+32,400
+97% +$338K
OLLI icon
1158
Ollie's Bargain Outlet
OLLI
$4.94B
$679K ﹤0.01%
14,520
-2,656
-15% -$143K
JMBS icon
1159
Janus Henderson Mortgage-Backed Securities ETF
JMBS
$6.73B
$676K ﹤0.01%
14,916
-1,721
-10% -$77.8K
BDXB
1160
DELISTED
Becton, Dickinson and Company Depositary Shares, each Representing a 1/20th Interest in a Share of 6.00% Mandatory Convertible Preferred Stock, Series B
BDXB
$676K ﹤0.01%
13,515
-202
-1% -$9.74K
SAM icon
1161
Boston Beer
SAM
$1.92B
$675K ﹤0.01%
2,050
+96
+5% +$34.8K
CFA icon
1162
VictoryShares US 500 Volatility Wtd ETF
CFA
$550M
$665K ﹤0.01%
9,822
-714
-7% -$47.8K
USTB icon
1163
Victory Portfolios II VictoryShares Short-Term Bond ETF
USTB
$2.32B
$665K ﹤0.01%
13,684
-700
-5% -$33.9K
EPI icon
1164
WisdomTree India Earnings Fund ETF
EPI
$2.06B
$664K ﹤0.01%
20,381
-8,784
-30% -$285K
RBLX icon
1165
Roblox
RBLX
$27B
$664K ﹤0.01%
23,350
-10,896
-32% -$383K
AGR
1166
DELISTED
Avangrid, Inc.
AGR
$664K ﹤0.01%
15,481
-527
-3% -$21.8K
SMP icon
1167
Standard Motor Products
SMP
$911M
$663K ﹤0.01%
19,080
-277,294
-94% -$10.1M
OGN icon
1168
Organon & Co
OGN
$3.57B
$661K ﹤0.01%
23,736
-491
-2% -$12.6K
MNST icon
1169
Monster Beverage
MNST
$88.5B
$659K ﹤0.01%
13,010
+3,836
+42% +$186K
IXN icon
1170
iShares Global Tech ETF
IXN
$8.83B
$657K ﹤0.01%
14,671
-7,552
-34% -$344K
GII icon
1171
State Street SPDR S&P Global Infrastructure ETF
GII
$932M
$656K ﹤0.01%
12,533
-18,000
-59% -$928K
NRIM icon
1172
Northrim BanCorp
NRIM
$587M
$654K ﹤0.01%
48,000
+16,000
+50% +$202K
DWX icon
1173
State Street SPDR S&P International Dividend ETF
DWX
$533M
$652K ﹤0.01%
20,179
-1,408
-7% -$43.7K
DJUN icon
1174
FT Vest US Equity Deep Buffer ETF June
DJUN
$353M
$651K ﹤0.01%
20,158
– –
SAP icon
1175
SAP
SAP
$238B
$651K ﹤0.01%
6,320
-2,773
-30% -$278K
45 46
47
48 49

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Rockefeller Capital Management's Q4 2022 Portfolio in Review

As of Q4 2022, Rockefeller Capital Management held 4,466 positions worth $19.9B, up 2.8% from $19.3B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Rockefeller Capital Management withdrew a net $983M in Q4 2022, closing 223 positions and reducing 1,605 holdings. Its most notable exit was iShares iBonds Dec 2022 Term Treasury ETF, an estimated $8.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 18% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Rockefeller Capital Management opened a new position in First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF worth $5.95M.

  • Rockefeller Capital Management's largest Q4 2022 buy was First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF: 329,901 shares worth $5.95M.
  • Rockefeller Capital Management added most to AerCap in Q4 2022, an estimated $54M increase.
  • Rockefeller Capital Management's biggest Q4 2022 reduction was Medtronic, cutting an estimated $94.1M.
  • Rockefeller Capital Management fully exited iShares iBonds Dec 2022 Term Treasury ETF in Q4 2022, selling an estimated $8.3M.
  • Rockefeller Capital Management's ten largest holdings make up 18% of its $19.9B portfolio in Q4 2022.
  • Rockefeller Capital Management opened 207 new positions and closed 223 in Q4 2022.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.9B.

Based on Rockefeller Capital Management's 13F filing for Q4 2022, filed 6 Mar 2023.