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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+9.5%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$10.7B
AUM Growth
+$1.12B
Cap. Flow
+$412M
Cap. Flow %
3.86%
Top 10 Hldgs %
27.4%
Holding
2,947
New
319
Increased
1,150
Reduced
698
Closed
231

Top Buys

Rank Stock Value
1
RGA icon
Reinsurance Group of America
RGA
+$121M
2
BABA icon
Alibaba
BABA
+$73.2M
3
CARR icon
Carrier Global
CARR
+$66.3M
4
AWK icon
American Water Works
AWK
+$59.3M
5
MLM icon
Martin Marietta Materials
MLM
+$47.3M

Top Sells

Rank Stock Value
1
GOOG icon
Alphabet (Google) Class C
GOOG
+$116M
2
AAPL icon
Apple
AAPL
+$108M
3
DIS icon
Walt Disney
DIS
+$106M
4
NVS icon
Novartis
NVS
+$64.2M
5
AMZN icon
Amazon
AMZN
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 21.2%
2 Financials 14.39%
3 Healthcare 14.21%
4 Consumer Discretionary 9.23%
5 Communication Services 7.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ESGE icon
1126
iShares ESG Aware MSCI EM ETF
ESGE
$6.73B
$153K ﹤0.01%
4,320
+2,724
+171% +$96.5K
SRVR icon
1127
Pacer Data & Infrastructure Real Estate ETF
SRVR
$381M
$153K ﹤0.01%
+4,335
New +$157K
USSG icon
1128
Xtrackers MSCI USA ESG Leaders Equity ETF
USSG
$592M
$153K ﹤0.01%
5,016
+2,623
+110% +$79.3K
FSLY icon
1129
Fastly Inc
FSLY
$3.66B
$152K ﹤0.01%
1,630
-600
-27% -$52.1K
MTCH icon
1130
Match Group
MTCH
$8.55B
$152K ﹤0.01%
+1,378
New +$146K
BWXT icon
1131
BWX Technologies
BWXT
$15.6B
$151K ﹤0.01%
2,696
-30
-1% -$1.68K
CHEF icon
1132
Chefs' Warehouse
CHEF
$4.5B
$151K ﹤0.01%
10,450
+1,450
+16% +$20.6K
RCL icon
1133
Royal Caribbean
RCL
$85.6B
$149K ﹤0.01%
2,321
-323
-12% -$19K
SWK icon
1134
Stanley Black & Decker
SWK
$15.7B
$149K ﹤0.01%
920
-373
-29% -$58.1K
CRWS icon
1135
Crown Crafts
CRWS
$32.3M
$148K ﹤0.01%
26,300
– –
PTY icon
1136
PIMCO Corporate & Income Opportunity Fund
PTY
$2.51B
$148K ﹤0.01%
9,229
-135
-1% -$2.14K
SCHA icon
1137
Schwab U.S Small- Cap ETF
SCHA
$23.1B
$148K ﹤0.01%
8,676
+68
+0.8% +$1.17K
DXJ icon
1138
WisdomTree Japan Hedged Equity Fund
DXJ
$7.42B
$147K ﹤0.01%
3,019
-5,335
-64% -$256K
KBWD icon
1139
Invesco KBW High Dividend Yield Financial ETF
KBWD
$427M
$147K ﹤0.01%
10,974
+10,968
+182,800% +$149K
BBAX icon
1140
JPMorgan BetaBuilders Developed Asia Pacific-ex Japan ETF
BBAX
$6.9B
$146K ﹤0.01%
3,262
+762
+30% +$35.5K
BTI icon
1141
British American Tobacco
BTI
$128B
$146K ﹤0.01%
4,039
-4,696
-54% -$164K
LW icon
1142
Lamb Weston
LW
$7.19B
$146K ﹤0.01%
2,204
-16,590
-88% -$1.06M
RJF icon
1143
Raymond James Financial
RJF
$34B
$146K ﹤0.01%
3,026
-157
-5% -$7.6K
WCLD
1144
WisdomTree Cloud Computing Fund
WCLD
$297M
$146K ﹤0.01%
3,429
+2,760
+413% +$114K
EWW icon
1145
iShares MSCI Mexico ETF
EWW
$1.92B
$145K ﹤0.01%
4,350
– –
VTRS icon
1146
Viatris
VTRS
$18.9B
$145K ﹤0.01%
9,782
+1,071
+12% +$17.1K
AYX
1147
DELISTED
Alteryx Inc
AYX
$145K ﹤0.01%
1,280
+232
+22% +$31.6K
CDNS icon
1148
Cadence Design Systems
CDNS
$93.4B
$144K ﹤0.01%
1,360
-416
-23% -$43.8K
HYT icon
1149
BlackRock Corporate High Yield Fund
HYT
$1.37B
$144K ﹤0.01%
13,500
– –
MDB icon
1150
MongoDB
MDB
$32.1B
$144K ﹤0.01%
626
+87
+16% +$18.9K
44 45
46
47 48

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Rockefeller Capital Management's Q3 2020 Portfolio in Review

As of Q3 2020, Rockefeller Capital Management held 2,947 positions worth $10.7B, up 12% from $9.56B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Rockefeller Capital Management deployed $412M of net new capital in Q3 2020, opening 319 new positions and adding to 1,150 existing holdings. Its largest new stake was abrdn Physical Precious Metals Basket Shares ETF: 65,481 shares worth $6.15M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, down from 22% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Alphabet (Google) Class C, an estimated $116M trimmed.

  • Rockefeller Capital Management's largest Q3 2020 buy was abrdn Physical Precious Metals Basket Shares ETF: 65,481 shares worth $6.15M.
  • Rockefeller Capital Management added most to Reinsurance Group of America in Q3 2020, an estimated $121M increase.
  • Rockefeller Capital Management's biggest Q3 2020 reduction was Alphabet (Google) Class C, cutting an estimated $116M.
  • Rockefeller Capital Management fully exited ForeScout Technologies, Inc. Common Stock in Q3 2020, selling an estimated $8.5M.
  • Rockefeller Capital Management's ten largest holdings make up 27% of its $10.7B portfolio in Q3 2020.
  • Rockefeller Capital Management opened 319 new positions and closed 231 in Q3 2020.
  • Rockefeller Capital Management's portfolio value rose 12% quarter-over-quarter to $10.7B.

Based on Rockefeller Capital Management's 13F filing for Q3 2020, filed 13 Nov 2020.