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Rockefeller Capital Management Portfolio holdings
AUM
$56.4B
1-Year Est. Return
24.96%
This Fund
S&P 500
This Quarter
Est. Return
-2.71%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$25.9B
AUM Growth
+$111M
(+0.43%)
Cap. Flow
+$958M
Cap. Flow
% of AUM
3.7%
Top 10 Holdings %
Top 10 Hldgs %
20.28%
Holding
1,881
New
76
Increased
812
Reduced
553
Closed
397
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Oracle
ORCL
|
+$127M |
| 2 |
Colgate-Palmolive
CL
|
+$126M |
| 3 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$72.1M |
| 4 |
Vanguard Total World Stock ETF
VT
|
+$63.3M |
| 5 |
AT&T
T
|
+$61M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
BioMarin Pharmaceuticals
BMRN
|
+$33.2M |
| 2 |
Carrier Global
CARR
|
+$29.6M |
| 3 |
RTX Corp
RTX
|
+$28.3M |
| 4 |
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
|
+$23.6M |
| 5 |
ABB
ABB Ltd
ABB
|
+$23.5M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 18.9% |
| 2 | Financials | 11.31% |
| 3 | Healthcare | 9.56% |
| 4 | Consumer Discretionary | 6.09% |
| 5 | Industrials | 5.74% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1076
Gabelli Equity Trust
GAB
$1.79B
| $1M | ﹤0.01% |
195,377
+13,456
| +7% | +$73.9K |
|
1077
Ingersoll Rand
IR
$33.7B
| $1,000K | ﹤0.01% |
15,693
-25,290
| -62% | -$1.68M |
|
1078
Playtika
PLTK
$1.12B
| $997K | ﹤0.01% |
103,500
+41,800
| +68% | +$447K |
|
1079
Arcosa
ACA
$7.11B
| $993K | ﹤0.01% |
+13,815
| New | +$1.05M |
|
1080
EXL Service
EXLS
$5.29B
| $990K | ﹤0.01% |
35,310
-3,475
| -9% | -$102K |
|
|
NFJ
1081
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.43B
| $987K | ﹤0.01% |
87,081
+1,208
| +1% | +$14.8K |
|
|
DSL
1082
DoubleLine Income Solutions Fund
DSL
$1.24B
| $983K | ﹤0.01% |
83,900
+1,000
| +1% | +$12K |
|
1083
eBay
EBAY
$49.8B
| $980K | ﹤0.01% |
22,231
+5,061
| +29% | +$226K |
|
1084
iShares Global Tech ETF
IXN
$8.83B
| $976K | ﹤0.01% |
16,869
+2,840
| +20% | +$173K |
|
|
AMJ
1085
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
| $975K | ﹤0.01% |
39,455
+12,265
| +45% | +$294K |
|
1086
iShares MSCI EAFE Growth ETF
EFG
$17.3B
| $971K | ﹤0.01% |
11,251
+21
| +0.2% | +$1.94K |
|
1087
Toll Brothers
TOL
$14.5B
| $970K | ﹤0.01% |
+13,116
| New | +$1.04M |
|
1088
Cohen & Steers Duration Preferred & Income Fund
LDP
$600M
| $968K | ﹤0.01% |
56,710
-56
| -0.1% | -$999 |
|
1089
Ollie's Bargain Outlet
OLLI
$4.94B
| $965K | ﹤0.01% |
12,507
-471
| -4% | -$34.4K |
|
1090
Cloudflare
NET
$107B
| $964K | ﹤0.01% |
15,299
-9,787
| -39% | -$627K |
|
1091
Zoom
ZM
$30.6B
| $962K | ﹤0.01% |
13,758
-2,086
| -13% | -$145K |
|
|
PAXS
1092
PIMCO Access Income Fund
PAXS
$674M
| $959K | ﹤0.01% |
69,099
+18,914
| +38% | +$275K |
|
1093
State Street SPDR S&P 500 Fossil Fuel Reserves Free ETF
SPYX
$2.84B
| $956K | ﹤0.01% |
27,531
-8,680
| -24% | -$315K |
|
1094
VanEck CEF Muni Income ETF
XMPT
$221M
| $955K | ﹤0.01% |
50,549
+5,425
| +12% | +$111K |
|
1095
Western Union
WU
$2.21B
| $955K | ﹤0.01% |
72,433
-213
| -0.3% | -$2.61K |
|
|
TE
1096
T1 Energy
TE
$1.63B
| $951K | ﹤0.01% |
194,422
+34,238
| +21% | +$246K |
|
1097
Schwab US TIPS ETF
SCHP
$16.3B
| $950K | ﹤0.01% |
+37,618
| New | +$970K |
|
|
ENV
1098
DELISTED
ENVESTNET, INC.
ENV
| $945K | ﹤0.01% |
21,454
+9,364
| +77% | +$514K |
|
1099
Vistra
VST
$47.4B
| $943K | ﹤0.01% |
28,411
+21,281
| +298% | +$639K |
|
1100
Invesco S&P 500 Revenue ETF
RWL
$9.86B
| $943K | ﹤0.01% |
12,061
-496
| -4% | -$40K |
|
Similar funds
NAMI
Rockefeller Capital Management's Q3 2023 Portfolio in Review
As of Q3 2023, Rockefeller Capital Management held 1,881 positions worth $25.9B, up 0.43% from $25.8B the previous quarter. Its ten largest holdings account for 20% of the portfolio.
Rockefeller Capital Management deployed $958M of net new capital in Q3 2023, opening 76 new positions and adding to 812 existing holdings. Its largest new stake was Noble Corp: 279,429 shares worth $14.2M.
By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was BioMarin Pharmaceuticals, an estimated $33.2M trimmed.
- Rockefeller Capital Management's largest Q3 2023 buy was Noble Corp: 279,429 shares worth $14.2M.
- Rockefeller Capital Management added most to Oracle in Q3 2023, an estimated $127M increase.
- Rockefeller Capital Management's biggest Q3 2023 reduction was BioMarin Pharmaceuticals, cutting an estimated $33.2M.
- Rockefeller Capital Management fully exited ABB Ltd in Q3 2023, selling an estimated $23.5M.
- Rockefeller Capital Management's ten largest holdings make up 20% of its $25.9B portfolio in Q3 2023.
- Rockefeller Capital Management opened 76 new positions and closed 397 in Q3 2023.
- Rockefeller Capital Management's portfolio value rose 0.43% quarter-over-quarter to $25.9B.
Based on Rockefeller Capital Management's 13F filing for Q3 2023, filed 14 Nov 2023.