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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+8.71%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$23.3B
AUM Growth
+$3.35B
Cap. Flow
+$2.09B
Cap. Flow %
9.01%
Top 10 Hldgs %
18.16%
Holding
4,286
New
42
Increased
1,176
Reduced
629
Closed
2,306

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$65.9M
2
MSFT icon
Microsoft
MSFT
+$52.5M
3
AMZN icon
Amazon
AMZN
+$51.3M
4
VT icon
Vanguard Total World Stock ETF
VT
+$51.2M
5
OMF icon
OneMain Financial
OMF
+$47.4M

Top Sells

Rank Stock Value
1
FIS icon
Fidelity National Information Services
FIS
+$52.5M
2
NFLX icon
Netflix
NFLX
+$51.5M
3
CVX icon
Chevron
CVX
+$45.3M
4
AMAT icon
Applied Materials
AMAT
+$34.6M
5
SCHW
Charles Schwab
SCHW
+$29.6M

Sector Composition

Rank Sector Weight
1 Technology 19.43%
2 Financials 13.24%
3 Healthcare 9.75%
4 Consumer Discretionary 6.57%
5 Industrials 6.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SJM icon
1076
J.M. Smucker
SJM
$12.8B
$1.02M ﹤0.01%
6,494
+4,604
+244% +$699K
SPSM icon
1077
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
$17.5B
$1.01M ﹤0.01%
26,672
-656
-2% -$25.6K
NFJ
1078
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.43B
$1.01M ﹤0.01%
85,623
+279
+0.3% +$3.32K
MVF
1079
DELISTED
BlackRock MuniVest Fund
MVF
$1M ﹤0.01%
144,963
+7,346
+5% +$51.1K
SBAC icon
1080
SBA Communications
SBAC
$19.5B
$1M ﹤0.01%
3,836
+534
+16% +$147K
EFG icon
1081
iShares MSCI EAFE Growth ETF
EFG
$17.3B
$998K ﹤0.01%
10,655
-11,419
-52% -$1.03M
GWW icon
1082
W.W. Grainger
GWW
$60.2B
$998K ﹤0.01%
1,451
-221
-13% -$141K
LDOS icon
1083
Leidos
LDOS
$17.3B
$998K ﹤0.01%
10,846
-111
-1% -$10.7K
FMC icon
1084
FMC
FMC
$1.33B
$996K ﹤0.01%
8,167
+1,418
+21% +$178K
CFG icon
1085
Citizens Financial Group
CFG
$30.6B
$993K ﹤0.01%
32,747
-82,639
-72% -$3.24M
INDA icon
1086
iShares MSCI India ETF
INDA
$6.63B
$993K ﹤0.01%
25,247
+10,921
+76% +$440K
SIL icon
1087
Global X Silver Miners ETF NEW
SIL
$4.74B
$990K ﹤0.01%
32,249
+501
+2% +$14.5K
BST icon
1088
BlackRock Science and Technology Trust
BST
$1.69B
$988K ﹤0.01%
30,578
+309
+1% +$9.82K
HZNP
1089
DELISTED
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
$985K ﹤0.01%
9,035
-93,069
-91% -$10.3M
PDX
1090
PIMCO Dynamic Income Strategy Fund
PDX
$965M
$984K ﹤0.01%
67,454
+6,000
+10% +$90.8K
JCI icon
1091
Johnson Controls International
JCI
$92.2B
$983K ﹤0.01%
16,345
+2,698
+20% +$173K
DSL
1092
DoubleLine Income Solutions Fund
DSL
$1.24B
$976K ﹤0.01%
85,900
-3,179
-4% -$37.9K
FBND icon
1093
Fidelity Total Bond ETF
FBND
$27.3B
$976K ﹤0.01%
21,239
+1,830
+9% +$83.9K
FXH icon
1094
First Trust Health Care AlphaDEX Fund
FXH
$1.11B
$976K ﹤0.01%
9,084
-501
-5% -$54.5K
QQEW icon
1095
First Trust Nasdaq-100 Select Equal Weight ETF
QQEW
$1.82B
$976K ﹤0.01%
9,701
+49
+0.5% +$4.7K
MAS icon
1096
Masco
MAS
$15.3B
$962K ﹤0.01%
19,366
+1,353
+8% +$69.7K
AAL icon
1097
American Airlines Group
AAL
$10.6B
$961K ﹤0.01%
65,214
+976
+2% +$15.2K
XMPT icon
1098
VanEck CEF Muni Income ETF
XMPT
$220M
$957K ﹤0.01%
44,102
+5,021
+13% +$109K
TE
1099
T1 Energy
TE
$1.63B
$954K ﹤0.01%
107,322
+78,736
+275% +$684K
ROST icon
1100
Ross Stores
ROST
$81.9B
$952K ﹤0.01%
8,979
-274
-3% -$30.8K
42 43
44
45 46

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Rockefeller Capital Management's Q1 2023 Portfolio in Review

As of Q1 2023, Rockefeller Capital Management held 4,286 positions worth $23.3B, up 17% from $19.9B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Rockefeller Capital Management deployed $2.09B of net new capital in Q1 2023, opening 42 new positions and adding to 1,176 existing holdings. Its largest new stake was iShares iBonds Dec 2031 Term Corporate ETF: 350,111 shares worth $7.23M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Fidelity National Information Services, an estimated $52.5M trimmed.

  • Rockefeller Capital Management's largest Q1 2023 buy was iShares iBonds Dec 2031 Term Corporate ETF: 350,111 shares worth $7.23M.
  • Rockefeller Capital Management added most to iShares Core S&P 500 ETF in Q1 2023, an estimated $65.9M increase.
  • Rockefeller Capital Management's biggest Q1 2023 reduction was Fidelity National Information Services, cutting an estimated $52.5M.
  • Rockefeller Capital Management fully exited Petrobras in Q1 2023, selling an estimated $8M.
  • Rockefeller Capital Management's ten largest holdings make up 18% of its $23.3B portfolio in Q1 2023.
  • Rockefeller Capital Management opened 42 new positions and closed 2,306 in Q1 2023.
  • Rockefeller Capital Management's portfolio value rose 17% quarter-over-quarter to $23.3B.

Based on Rockefeller Capital Management's 13F filing for Q1 2023, filed 16 May 2023.