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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+9.5%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$10.7B
AUM Growth
+$1.12B
Cap. Flow
+$412M
Cap. Flow %
3.86%
Top 10 Hldgs %
27.4%
Holding
2,947
New
319
Increased
1,150
Reduced
698
Closed
231

Top Buys

Rank Stock Value
1
RGA icon
Reinsurance Group of America
RGA
+$121M
2
BABA icon
Alibaba
BABA
+$73.2M
3
CARR icon
Carrier Global
CARR
+$66.3M
4
AWK icon
American Water Works
AWK
+$59.3M
5
MLM icon
Martin Marietta Materials
MLM
+$47.3M

Top Sells

Rank Stock Value
1
GOOG icon
Alphabet (Google) Class C
GOOG
+$116M
2
AAPL icon
Apple
AAPL
+$108M
3
DIS icon
Walt Disney
DIS
+$106M
4
NVS icon
Novartis
NVS
+$64.2M
5
AMZN icon
Amazon
AMZN
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 21.2%
2 Financials 14.39%
3 Healthcare 14.21%
4 Consumer Discretionary 9.23%
5 Communication Services 7.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RARE icon
1076
Ultragenyx Pharmaceutical
RARE
$2.55B
$177K ﹤0.01%
2,169
+55
+3% +$4.56K
VONE icon
1077
Vanguard Russell 1000 ETF
VONE
$8.68B
$177K ﹤0.01%
1,146
– –
ARES icon
1078
Ares Management
ARES
$30.9B
$176K ﹤0.01%
4,378
– –
AZO icon
1079
AutoZone
AZO
$51.1B
$175K ﹤0.01%
149
+91
+157% +$108K
MFIC icon
1080
MidCap Financial Investment
MFIC
$804M
$175K ﹤0.01%
21,212
+19,150
+929% +$177K
CTG
1081
DELISTED
Computer Task Group, Inc.
CTG
$175K ﹤0.01%
35,285
– –
BCSF icon
1082
Bain Capital Specialty
BCSF
$850M
$174K ﹤0.01%
17,149
+581
+4% +$6.07K
BUG icon
1083
Global X Cybersecurity ETF
BUG
$1.46B
$174K ﹤0.01%
+8,025
New +$174K
MYD
1084
DELISTED
BlackRock MuniYield Fund
MYD
$174K ﹤0.01%
13,000
– –
VYMI icon
1085
Vanguard International High Dividend Yield ETF
VYMI
$21.3B
$174K ﹤0.01%
3,343
+2,762
+475% +$148K
NBL
1086
DELISTED
Noble Energy, Inc.
NBL
$173K ﹤0.01%
20,305
+17,727
+688% +$173K
ATEC icon
1087
Alphatec Holdings
ATEC
$1.44B
$172K ﹤0.01%
+26,000
New +$147K
CWEN icon
1088
Clearway Energy Class C
CWEN
$6.7B
$172K ﹤0.01%
6,391
+2,749
+75% +$67.9K
CELL
1089
DELISTED
PhenomeX Inc. Common Stock
CELL
$172K ﹤0.01%
+2,254
New +$143K
IPFF
1090
DELISTED
iShares International Preferred Stock ETF
IPFF
$172K ﹤0.01%
12,284
-9
-0.1% -$124
CEY
1091
DELISTED
VictoryShares Emerging Market High Div Volatility Wtd ETF
CEY
$171K ﹤0.01%
9,204
+1,234
+15% +$24.4K
AGD
1092
abrdn Global Dynamic Dividend Fund
AGD
$320M
$170K ﹤0.01%
18,500
– –
BXMX
1093
DELISTED
Nuveen S&P 500 Buy-Write Income Fund
BXMX
$170K ﹤0.01%
15,080
+1,680
+13% +$19.2K
MKC icon
1094
McCormick & Company Non-Voting
MKC
$14.2B
$170K ﹤0.01%
1,758
+172
+11% +$16.8K
NCV
1095
Virtus Convertible & Income Fund
NCV
$390M
$170K ﹤0.01%
9,286
+4,950
+114% +$92.7K
BST icon
1096
BlackRock Science and Technology Trust
BST
$1.69B
$169K ﹤0.01%
3,978
-245
-6% -$9.9K
CSB icon
1097
VictoryShares US Small Cap High Div Volatility Wtd ETF
CSB
$266M
$169K ﹤0.01%
4,484
+252
+6% +$9.59K
RETA
1098
DELISTED
Reata Pharmaceuticals, Inc. Class A Common Stock
RETA
$169K ﹤0.01%
1,743
+1,718
+6,872% +$215K
CCOR icon
1099
Core Alternative Capital
CCOR
$28M
$168K ﹤0.01%
6,086
-6,619
-52% -$184K
ARGX icon
1100
argenx
ARGX
$54.1B
$167K ﹤0.01%
639
+99
+18% +$23.8K
42 43
44
45 46

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Rockefeller Capital Management's Q3 2020 Portfolio in Review

As of Q3 2020, Rockefeller Capital Management held 2,947 positions worth $10.7B, up 12% from $9.56B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Rockefeller Capital Management deployed $412M of net new capital in Q3 2020, opening 319 new positions and adding to 1,150 existing holdings. Its largest new stake was abrdn Physical Precious Metals Basket Shares ETF: 65,481 shares worth $6.15M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, down from 22% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Alphabet (Google) Class C, an estimated $116M trimmed.

  • Rockefeller Capital Management's largest Q3 2020 buy was abrdn Physical Precious Metals Basket Shares ETF: 65,481 shares worth $6.15M.
  • Rockefeller Capital Management added most to Reinsurance Group of America in Q3 2020, an estimated $121M increase.
  • Rockefeller Capital Management's biggest Q3 2020 reduction was Alphabet (Google) Class C, cutting an estimated $116M.
  • Rockefeller Capital Management fully exited ForeScout Technologies, Inc. Common Stock in Q3 2020, selling an estimated $8.5M.
  • Rockefeller Capital Management's ten largest holdings make up 27% of its $10.7B portfolio in Q3 2020.
  • Rockefeller Capital Management opened 319 new positions and closed 231 in Q3 2020.
  • Rockefeller Capital Management's portfolio value rose 12% quarter-over-quarter to $10.7B.

Based on Rockefeller Capital Management's 13F filing for Q3 2020, filed 13 Nov 2020.