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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+0.03%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$7.37B
AUM Growth
+$200M
Cap. Flow
+$264M
Cap. Flow %
3.58%
Top 10 Hldgs %
27.96%
Holding
2,031
New
387
Increased
724
Reduced
431
Closed
103

Top Buys

Rank Stock Value
1
PGR icon
Progressive
PGR
+$141M
2
CHL
China Mobile Limited
CHL
+$85.8M
3
BLK icon
Blackrock
BLK
+$40.3M
4
DE icon
Deere & Co
DE
+$28.7M
5
PAGP icon
Plains GP Holdings
PAGP
+$23.4M

Top Sells

Rank Stock Value
1
JPM icon
JPMorgan Chase
JPM
+$169M
2
ROST icon
Ross Stores
ROST
+$86.3M
3
V icon
Visa
V
+$69.3M
4
BIIB icon
Biogen
BIIB
+$53.4M
5
CERN
Cerner Corp
CERN
+$45.6M

Sector Composition

Rank Sector Weight
1 Healthcare 16.92%
2 Financials 14.94%
3 Communication Services 12.57%
4 Technology 11.57%
5 Industrials 9.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CRF
1051
Cornerstone Total Return Fund
CRF
$1.16B
$38K ﹤0.01%
3,565
-16,891
-83% -$187K
EFX icon
1052
Equifax
EFX
$20.8B
$38K ﹤0.01%
267
-9
-3% -$1.27K
SHV icon
1053
iShares 0-1 Year Treasury Bond ETF
SHV
$20.6B
$38K ﹤0.01%
344
– –
TCPC icon
1054
BlackRock TCP Capital
TCPC
$294M
$38K ﹤0.01%
+2,768
New +$38.1K
XBI icon
1055
State Street SPDR S&P Biotech ETF
XBI
$9.99B
$38K ﹤0.01%
500
-2,992
-86% -$249K
ETFC
1056
DELISTED
E*Trade Financial Corporation
ETFC
$38K ﹤0.01%
873
+143
+20% +$6.33K
EMCG
1057
DELISTED
WisdomTree Emerging Markets Consumer Growth Fund
EMCG
$38K ﹤0.01%
1,791
-2,487
-58% -$54.4K
BXP icon
1058
Boston Properties
BXP
$11.2B
$37K ﹤0.01%
286
+200
+233% +$26K
CNO icon
1059
CNO Financial Group
CNO
$5.16B
$37K ﹤0.01%
2,308
+420
+22% +$6.64K
EWH icon
1060
iShares MSCI Hong Kong ETF
EWH
$1.22B
$37K ﹤0.01%
+1,647
New +$40K
HIW icon
1061
Highwoods Properties
HIW
$3.58B
$37K ﹤0.01%
822
– –
QGEN icon
1062
Qiagen
QGEN
$8.65B
$37K ﹤0.01%
1,060
– –
SMFG icon
1063
Sumitomo Mitsui Financial
SMFG
$161B
$37K ﹤0.01%
5,393
-6,736
-56% -$46K
CLF icon
1064
Cleveland-Cliffs
CLF
$7.22B
$36K ﹤0.01%
+5,000
New +$45K
CLX icon
1065
Clorox
CLX
$12.8B
$36K ﹤0.01%
239
+29
+14% +$4.58K
FMC icon
1066
FMC
FMC
$1.35B
$36K ﹤0.01%
407
-32
-7% -$2.75K
GOOS
1067
Canada Goose Holdings
GOOS
$861M
$36K ﹤0.01%
812
– –
HAL icon
1068
Halliburton
HAL
$26.6B
$36K ﹤0.01%
1,918
-8,315
-81% -$172K
JLL icon
1069
Jones Lang LaSalle
JLL
$17.2B
$36K ﹤0.01%
260
+230
+767% +$31.9K
SUPN icon
1070
Supernus Pharmaceuticals
SUPN
$2.73B
$36K ﹤0.01%
1,293
-30
-2% -$889
ULTA icon
1071
Ulta Beauty
ULTA
$23.2B
$36K ﹤0.01%
142
+101
+246% +$31K
YARW
1072
Yarrow Bioscience, Inc. Common Stock
YARW
$25.2M
$36K ﹤0.01%
+2
New +$32.3K
WOLF icon
1073
Wolfspeed
WOLF
$1.31B
$36K ﹤0.01%
744
+200
+37% +$10.9K
NBLX
1074
DELISTED
Noble Midstream Partners LP
NBLX
$36K ﹤0.01%
+1,500
New +$41.8K
AIT icon
1075
Applied Industrial Technologies
AIT
$13.2B
$35K ﹤0.01%
621
– –
41 42
43
44 45

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Rockefeller Capital Management's Q3 2019 Portfolio in Review

As of Q3 2019, Rockefeller Capital Management held 2,031 positions worth $7.37B, up 2.8% from $7.17B the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Rockefeller Capital Management deployed $264M of net new capital in Q3 2019, opening 387 new positions and adding to 724 existing holdings. Its largest new stake was Altabancorp: 343,236 shares worth $1.61M.

By sector, the portfolio is most concentrated in Healthcare at 17% of assets, down from 19% a quarter earlier, followed by Financials and Communication Services.

On the sell side, the largest reduction was JPMorgan Chase, an estimated $169M trimmed.

  • Rockefeller Capital Management's largest Q3 2019 buy was Altabancorp: 343,236 shares worth $1.61M.
  • Rockefeller Capital Management added most to Progressive in Q3 2019, an estimated $141M increase.
  • Rockefeller Capital Management's biggest Q3 2019 reduction was JPMorgan Chase, cutting an estimated $169M.
  • Rockefeller Capital Management fully exited Red Hat Inc in Q3 2019, selling an estimated $1.56M.
  • Rockefeller Capital Management's ten largest holdings make up 28% of its $7.37B portfolio in Q3 2019.
  • Rockefeller Capital Management opened 387 new positions and closed 103 in Q3 2019.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $7.37B.

Based on Rockefeller Capital Management's 13F filing for Q3 2019, filed 12 Nov 2019.