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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-4.3%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.3B
AUM Growth
+$527M
Cap. Flow
+$1.7B
Cap. Flow %
8.78%
Top 10 Hldgs %
18.93%
Holding
4,649
New
213
Increased
1,663
Reduced
1,712
Closed
389

Top Buys

Rank Stock Value
1
ICE icon
Intercontinental Exchange
ICE
+$87.6M
2
AAPL icon
Apple
AAPL
+$63M
3
AMZN icon
Amazon
AMZN
+$62.7M
4
TRU icon
TransUnion
TRU
+$56.5M
5
KMI icon
Kinder Morgan
KMI
+$55.6M

Top Sells

Rank Stock Value
1
FSLR icon
First Solar
FSLR
+$79.5M
2
META icon
Meta Platforms (Facebook)
META
+$74.7M
3
ELAN icon
Elanco Animal Health
ELAN
+$59.3M
4
WEX icon
WEX
WEX
+$50.8M
5
GL icon
Globe Life
GL
+$27.5M

Sector Composition

Rank Sector Weight
1 Technology 18.31%
2 Financials 14.01%
3 Healthcare 11.97%
4 Consumer Discretionary 6.61%
5 Industrials 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DBA icon
1026
Invesco DB Agriculture Fund
DBA
$1.23B
$952K ﹤0.01%
47,623
+22,410
+89% +$453K
DRE
1027
DELISTED
Duke Realty Corp.
DRE
$952K ﹤0.01%
19,782
+419
+2% +$24.5K
JXN icon
1028
Jackson Financial
JXN
$8.8B
$951K ﹤0.01%
34,313
+2,131
+7% +$63K
PAA icon
1029
Plains All American Pipeline
PAA
$16.1B
$948K ﹤0.01%
90,258
-37,941
-30% -$424K
AXTA icon
1030
Axalta
AXTA
$8.17B
$942K ﹤0.01%
44,774
-7,938
-15% -$195K
UNG icon
1031
United States Natural Gas Fund
UNG
$455M
$941K ﹤0.01%
10,063
+1,937
+24% +$212K
CHY
1032
Calamos Convertible and High Income Fund
CHY
$1.06B
$940K ﹤0.01%
93,245
+4,409
+5% +$53.8K
SMMU icon
1033
PIMCO Short Term Municipal Bond Active Exchange-Traded Fund
SMMU
$1.15B
$940K ﹤0.01%
19,256
-500
-3% -$24.8K
IXN icon
1034
iShares Global Tech ETF
IXN
$8.83B
$937K ﹤0.01%
22,223
-17,918
-45% -$871K
MUC icon
1035
BlackRock MuniHoldings California Quality Fund
MUC
$1.01B
$935K ﹤0.01%
87,123
+38,411
+79% +$463K
ALB icon
1036
Albemarle
ALB
$15.5B
$934K ﹤0.01%
3,535
+1,227
+53% +$312K
SIL icon
1037
Global X Silver Miners ETF NEW
SIL
$4.75B
$932K ﹤0.01%
38,684
+1
+0% +$25
BBAX icon
1038
JPMorgan BetaBuilders Developed Asia Pacific-ex Japan ETF
BBAX
$6.89B
$931K ﹤0.01%
22,027
-1,237
-5% -$58.9K
CHTR icon
1039
Charter Communications
CHTR
$18.2B
$930K ﹤0.01%
3,068
+140
+5% +$59.9K
DVYE icon
1040
iShares Emerging Markets Dividend ETF
DVYE
$1.22B
$926K ﹤0.01%
40,865
+39,615
+3,169% +$1.01M
IGR
1041
CBRE Global Real Estate Income Fund
IGR
$713M
$920K ﹤0.01%
159,542
+2,433
+2% +$17.8K
AQUA
1042
DELISTED
Evoqua Water Technologies Corp. Common Stock
AQUA
$920K ﹤0.01%
27,828
+27,186
+4,235% +$987K
TTWO icon
1043
Take-Two Interactive
TTWO
$46.1B
$919K ﹤0.01%
8,439
-10,123
-55% -$1.26M
ZS icon
1044
Zscaler
ZS
$27.3B
$912K ﹤0.01%
5,555
+3,934
+243% +$644K
GEN icon
1045
Gen Digital
GEN
$17.5B
$911K ﹤0.01%
45,335
-785
-2% -$18.2K
IYM icon
1046
iShares US Basic Materials ETF
IYM
$1.25B
$911K ﹤0.01%
8,427
+1,569
+23% +$188K
FQAL icon
1047
Fidelity Quality Factor ETF
FQAL
$1.46B
$910K ﹤0.01%
21,924
+1,085
+5% +$50.2K
CMI icon
1048
Cummins
CMI
$88.7B
$909K ﹤0.01%
4,474
+1,041
+30% +$221K
CHD icon
1049
Church & Dwight Co
CHD
$24.5B
$905K ﹤0.01%
12,690
-365
-3% -$31.5K
PPG icon
1050
PPG Industries
PPG
$26.6B
$902K ﹤0.01%
8,154
+3,534
+76% +$437K
40 41
42
43 44

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Rockefeller Capital Management's Q3 2022 Portfolio in Review

As of Q3 2022, Rockefeller Capital Management held 4,649 positions worth $19.3B, up 2.8% from $18.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Rockefeller Capital Management deployed $1.7B of net new capital in Q3 2022, opening 213 new positions and adding to 1,663 existing holdings. Its largest new stake was iShares iBonds Dec 2024 Term Treasury ETF: 237,932 shares worth $5.7M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Solar, an estimated $79.5M trimmed.

  • Rockefeller Capital Management's largest Q3 2022 buy was iShares iBonds Dec 2024 Term Treasury ETF: 237,932 shares worth $5.7M.
  • Rockefeller Capital Management added most to Intercontinental Exchange in Q3 2022, an estimated $87.6M increase.
  • Rockefeller Capital Management's biggest Q3 2022 reduction was First Solar, cutting an estimated $79.5M.
  • Rockefeller Capital Management fully exited Global Blood Therapeutics, Inc. in Q3 2022, selling an estimated $9.22M.
  • Rockefeller Capital Management's ten largest holdings make up 19% of its $19.3B portfolio in Q3 2022.
  • Rockefeller Capital Management opened 213 new positions and closed 389 in Q3 2022.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.3B.

Based on Rockefeller Capital Management's 13F filing for Q3 2022, filed 2 Nov 2022.