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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+9.5%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$10.7B
AUM Growth
+$1.12B
Cap. Flow
+$412M
Cap. Flow %
3.86%
Top 10 Hldgs %
27.4%
Holding
2,947
New
319
Increased
1,150
Reduced
698
Closed
231

Top Buys

Rank Stock Value
1
RGA icon
Reinsurance Group of America
RGA
+$121M
2
BABA icon
Alibaba
BABA
+$73.2M
3
CARR icon
Carrier Global
CARR
+$66.3M
4
AWK icon
American Water Works
AWK
+$59.3M
5
MLM icon
Martin Marietta Materials
MLM
+$47.3M

Top Sells

Rank Stock Value
1
GOOG icon
Alphabet (Google) Class C
GOOG
+$116M
2
AAPL icon
Apple
AAPL
+$108M
3
DIS icon
Walt Disney
DIS
+$106M
4
NVS icon
Novartis
NVS
+$64.2M
5
AMZN icon
Amazon
AMZN
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 21.2%
2 Financials 14.39%
3 Healthcare 14.21%
4 Consumer Discretionary 9.23%
5 Communication Services 7.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HAS icon
1026
Hasbro
HAS
$13.2B
$210K ﹤0.01%
2,541
+417
+20% +$32.3K
PKO
1027
DELISTED
Pimco Income Opportunity Fund
PKO
$210K ﹤0.01%
9,127
-183
-2% -$4.3K
DCP
1028
DELISTED
DCP Midstream, LP
DCP
$209K ﹤0.01%
18,720
+1,865
+11% +$22.6K
BLW icon
1029
BlackRock Limited Duration Income Trust
BLW
$493M
$208K ﹤0.01%
14,187
+1,893
+15% +$28K
MRCC
1030
DELISTED
Monroe Capital Corp
MRCC
$208K ﹤0.01%
30,445
+7,478
+33% +$51.1K
NWSA icon
1031
News Corp Class A
NWSA
$15.4B
$208K ﹤0.01%
14,837
-232
-2% -$3.24K
ROIC
1032
DELISTED
Retail Opportunity Investments Corp.
ROIC
$208K ﹤0.01%
20,000
– –
UNF icon
1033
Unifirst Corp
UNF
$5.25B
$207K ﹤0.01%
1,095
-5
-0.5% -$936
WES icon
1034
Western Midstream Partners
WES
$19.3B
$207K ﹤0.01%
25,931
+448
+2% +$4.04K
FMB icon
1035
First Trust Managed Municipal ETF
FMB
$2.06B
$206K ﹤0.01%
3,712
+2,702
+268% +$151K
FND icon
1036
Floor & Decor
FND
$6.68B
$205K ﹤0.01%
2,750
– –
USIG icon
1037
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
$17.4B
$204K ﹤0.01%
3,363
+656
+24% +$40.2K
BNY
1038
DELISTED
BlackRock New York Municipal Income Trust
BNY
$203K ﹤0.01%
15,000
– –
FLOT icon
1039
iShares Floating Rate Bond ETF
FLOT
$10.5B
$203K ﹤0.01%
4,009
-580
-13% -$29.4K
JLS icon
1040
Nuveen Mortgage and Income Fund
JLS
$94.7M
$202K ﹤0.01%
10,707
-1
-0% -$19
BBCA icon
1041
JPMorgan BetaBuilders Canada ETF
BBCA
$11.3B
$200K ﹤0.01%
4,211
+125
+3% +$6.03K
ARWR icon
1042
Arrowhead Research
ARWR
$12.4B
$199K ﹤0.01%
4,626
+1,000
+28% +$43.2K
IP icon
1043
International Paper
IP
$22B
$199K ﹤0.01%
5,191
-1,445
-22% -$51K
IQDG icon
1044
WisdomTree International Quality Dividend Growth Fund
IQDG
$734M
$198K ﹤0.01%
6,089
+1,660
+37% +$53.2K
WPM icon
1045
Wheaton Precious Metals
WPM
$60.9B
$197K ﹤0.01%
4,027
+4,020
+57,429% +$205K
GNRC icon
1046
Generac Holdings
GNRC
$12.5B
$196K ﹤0.01%
1,017
+17
+2% +$2.8K
GSY icon
1047
Invesco Ultra Short Duration ETF
GSY
$3.88B
$196K ﹤0.01%
3,892
+1,485
+62% +$75K
BFK
1048
DELISTED
BlackRock Municipal Income Trust
BFK
$195K ﹤0.01%
14,243
+8,673
+156% +$123K
K
1049
DELISTED
Kellanova
K
$195K ﹤0.01%
3,224
+2,548
+377% +$162K
HZNP
1050
DELISTED
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
$195K ﹤0.01%
2,527
+1,780
+238% +$122K
40 41
42
43 44

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Rockefeller Capital Management's Q3 2020 Portfolio in Review

As of Q3 2020, Rockefeller Capital Management held 2,947 positions worth $10.7B, up 12% from $9.56B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Rockefeller Capital Management deployed $412M of net new capital in Q3 2020, opening 319 new positions and adding to 1,150 existing holdings. Its largest new stake was abrdn Physical Precious Metals Basket Shares ETF: 65,481 shares worth $6.15M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, down from 22% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Alphabet (Google) Class C, an estimated $116M trimmed.

  • Rockefeller Capital Management's largest Q3 2020 buy was abrdn Physical Precious Metals Basket Shares ETF: 65,481 shares worth $6.15M.
  • Rockefeller Capital Management added most to Reinsurance Group of America in Q3 2020, an estimated $121M increase.
  • Rockefeller Capital Management's biggest Q3 2020 reduction was Alphabet (Google) Class C, cutting an estimated $116M.
  • Rockefeller Capital Management fully exited ForeScout Technologies, Inc. Common Stock in Q3 2020, selling an estimated $8.5M.
  • Rockefeller Capital Management's ten largest holdings make up 27% of its $10.7B portfolio in Q3 2020.
  • Rockefeller Capital Management opened 319 new positions and closed 231 in Q3 2020.
  • Rockefeller Capital Management's portfolio value rose 12% quarter-over-quarter to $10.7B.

Based on Rockefeller Capital Management's 13F filing for Q3 2020, filed 13 Nov 2020.