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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+0.03%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$7.37B
AUM Growth
+$200M
Cap. Flow
+$264M
Cap. Flow %
3.58%
Top 10 Hldgs %
27.96%
Holding
2,031
New
387
Increased
724
Reduced
431
Closed
103

Top Buys

Rank Stock Value
1
PGR icon
Progressive
PGR
+$141M
2
CHL
China Mobile Limited
CHL
+$85.8M
3
BLK icon
Blackrock
BLK
+$40.3M
4
DE icon
Deere & Co
DE
+$28.7M
5
PAGP icon
Plains GP Holdings
PAGP
+$23.4M

Top Sells

Rank Stock Value
1
JPM icon
JPMorgan Chase
JPM
+$169M
2
ROST icon
Ross Stores
ROST
+$86.3M
3
V icon
Visa
V
+$69.3M
4
BIIB icon
Biogen
BIIB
+$53.4M
5
CERN
Cerner Corp
CERN
+$45.6M

Sector Composition

Rank Sector Weight
1 Healthcare 16.92%
2 Financials 14.94%
3 Communication Services 12.57%
4 Technology 11.57%
5 Industrials 9.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EWZ icon
1026
iShares MSCI Brazil ETF
EWZ
$9.14B
$41K ﹤0.01%
+967
New +$41.7K
FTAI icon
1027
FTAI Aviation
FTAI
$23B
$41K ﹤0.01%
+3,179
New +$41.4K
VCLT icon
1028
Vanguard Long-Term Corporate Bond ETF
VCLT
$8.88B
$41K ﹤0.01%
+406
New +$40.4K
VCTR icon
1029
Victory Capital Holdings
VCTR
$6.25B
$41K ﹤0.01%
2,640
+8
+0.3% +$137
VTA
1030
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
$41K ﹤0.01%
+3,752
New +$41.4K
BSX icon
1031
Boston Scientific
BSX
$69.2B
$40K ﹤0.01%
992
+640
+182% +$27.1K
CM icon
1032
Canadian Imperial Bank of Commerce
CM
$108B
$40K ﹤0.01%
970
+376
+63% +$14.8K
DPZ icon
1033
Domino's
DPZ
$12.1B
$40K ﹤0.01%
165
-184
-53% -$45.6K
FIBK icon
1034
First Interstate BancSystem
FIBK
$3.7B
$40K ﹤0.01%
+1,000
New +$39.3K
GBCI icon
1035
Glacier Bancorp
GBCI
$6.51B
$40K ﹤0.01%
+1,000
New +$40K
IPG
1036
DELISTED
Interpublic Group of Companies
IPG
$40K ﹤0.01%
1,866
-460
-20% -$9.94K
SCHX icon
1037
Schwab US Large- Cap ETF
SCHX
$74.1B
$40K ﹤0.01%
3,342
– –
SLV icon
1038
iShares Silver Trust
SLV
$29.9B
$40K ﹤0.01%
+2,517
New +$40K
VSGX icon
1039
Vanguard ESG International Stock ETF
VSGX
$6.69B
$40K ﹤0.01%
+806
New +$39.6K
ENR icon
1040
Energizer
ENR
$1.54B
$39K ﹤0.01%
902
-171
-16% -$6.81K
FBP icon
1041
First Bancorp
FBP
$4.44B
$39K ﹤0.01%
+3,874
New +$39.3K
HUBS icon
1042
HubSpot
HUBS
$12.8B
$39K ﹤0.01%
257
+248
+2,756% +$44.6K
LSTR icon
1043
Landstar System
LSTR
$6.09B
$39K ﹤0.01%
347
-62
-15% -$6.83K
MCB icon
1044
Metropolitan Bank Holding Corp
MCB
$1.17B
$39K ﹤0.01%
+1,000
New +$40.4K
NLY icon
1045
Annaly Capital Management
NLY
$17.1B
$39K ﹤0.01%
+1,110
New +$40K
PHM icon
1046
Pultegroup
PHM
$25.3B
$39K ﹤0.01%
1,080
+51
+5% +$1.7K
TRP icon
1047
TC Energy
TRP
$66.5B
$39K ﹤0.01%
750
-5,653
-88% -$282K
USFD icon
1048
US Foods
USFD
$22.1B
$39K ﹤0.01%
955
+380
+66% +$14.7K
ENBL
1049
DELISTED
ENABLE MIDSTREAM PARTNERS, LP
ENBL
$39K ﹤0.01%
3,270
– –
BBD icon
1050
Banco Bradesco
BBD
$37.8B
$38K ﹤0.01%
6,205
-53,448
-90% -$354K
40 41
42
43 44

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Rockefeller Capital Management's Q3 2019 Portfolio in Review

As of Q3 2019, Rockefeller Capital Management held 2,031 positions worth $7.37B, up 2.8% from $7.17B the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Rockefeller Capital Management deployed $264M of net new capital in Q3 2019, opening 387 new positions and adding to 724 existing holdings. Its largest new stake was Altabancorp: 343,236 shares worth $1.61M.

By sector, the portfolio is most concentrated in Healthcare at 17% of assets, down from 19% a quarter earlier, followed by Financials and Communication Services.

On the sell side, the largest reduction was JPMorgan Chase, an estimated $169M trimmed.

  • Rockefeller Capital Management's largest Q3 2019 buy was Altabancorp: 343,236 shares worth $1.61M.
  • Rockefeller Capital Management added most to Progressive in Q3 2019, an estimated $141M increase.
  • Rockefeller Capital Management's biggest Q3 2019 reduction was JPMorgan Chase, cutting an estimated $169M.
  • Rockefeller Capital Management fully exited Red Hat Inc in Q3 2019, selling an estimated $1.56M.
  • Rockefeller Capital Management's ten largest holdings make up 28% of its $7.37B portfolio in Q3 2019.
  • Rockefeller Capital Management opened 387 new positions and closed 103 in Q3 2019.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $7.37B.

Based on Rockefeller Capital Management's 13F filing for Q3 2019, filed 12 Nov 2019.