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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+0.03%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$7.37B
AUM Growth
+$200M
Cap. Flow
+$264M
Cap. Flow %
3.58%
Top 10 Hldgs %
27.96%
Holding
2,031
New
387
Increased
724
Reduced
431
Closed
103

Top Buys

Rank Stock Value
1
PGR icon
Progressive
PGR
+$141M
2
CHL
China Mobile Limited
CHL
+$85.8M
3
BLK icon
Blackrock
BLK
+$40.3M
4
DE icon
Deere & Co
DE
+$28.7M
5
PAGP icon
Plains GP Holdings
PAGP
+$23.4M

Top Sells

Rank Stock Value
1
JPM icon
JPMorgan Chase
JPM
+$169M
2
ROST icon
Ross Stores
ROST
+$86.3M
3
V icon
Visa
V
+$69.3M
4
BIIB icon
Biogen
BIIB
+$53.4M
5
CERN
Cerner Corp
CERN
+$45.6M

Sector Composition

Rank Sector Weight
1 Healthcare 16.92%
2 Financials 14.94%
3 Communication Services 12.57%
4 Technology 11.57%
5 Industrials 9.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QTEC icon
1001
First Trust NASDAQ-100 Technology Index Fund
QTEC
$4.81B
$45K ﹤0.01%
517
+1
+0.2% +$88
SIGI icon
1002
Selective Insurance
SIGI
$5.76B
$45K ﹤0.01%
+598
New +$46.1K
THD icon
1003
iShares MSCI Thailand ETF
THD
$367M
$45K ﹤0.01%
+511
New +$46.5K
ZUO
1004
DELISTED
Zuora, Inc.
ZUO
$45K ﹤0.01%
+3,000
New +$45.2K
PBCT
1005
DELISTED
People's United Financial Inc
PBCT
$45K ﹤0.01%
2,871
+2,459
+597% +$38.5K
NUAN
1006
DELISTED
Nuance Communications, Inc.
NUAN
$45K ﹤0.01%
3,158
+970
+44% +$14K
CWEN icon
1007
Clearway Energy Class C
CWEN
$4.86B
$44K ﹤0.01%
2,413
-27,514
-92% -$487K
EEMV icon
1008
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.53B
$44K ﹤0.01%
775
– –
HRL icon
1009
Hormel Foods
HRL
$13.9B
$44K ﹤0.01%
995
– –
MRCY icon
1010
Mercury Systems
MRCY
$6.45B
$44K ﹤0.01%
541
-14
-3% -$1.11K
VV icon
1011
Vanguard Morningstar Large-Cap ETF
VV
$54.1B
$44K ﹤0.01%
322
+132
+69% +$17.9K
WRI
1012
DELISTED
Weingarten Realty Investors
WRI
$44K ﹤0.01%
+1,500
New +$41.4K
BHC icon
1013
Bausch Health
BHC
$2.35B
$43K ﹤0.01%
1,972
+1,937
+5,534% +$44.3K
ITT icon
1014
ITT
ITT
$18.2B
$43K ﹤0.01%
+706
New +$42.6K
LADR
1015
Ladder Capital
LADR
$1.2B
$43K ﹤0.01%
+2,514
New +$42.5K
RCI icon
1016
Rogers Communications
RCI
$18.3B
$43K ﹤0.01%
882
-8,386
-90% -$432K
VIOO icon
1017
Vanguard S&P Small-Cap 600 ETF
VIOO
$4.25B
$43K ﹤0.01%
606
-330
-35% -$23.3K
XRAY icon
1018
Dentsply Sirona
XRAY
$2.76B
$43K ﹤0.01%
808
+715
+769% +$38.4K
AME icon
1019
Ametek
AME
$58.4B
$42K ﹤0.01%
458
– –
CHH icon
1020
Choice Hotels
CHH
$5.09B
$42K ﹤0.01%
473
+250
+112% +$22.3K
GIL icon
1021
Gildan
GIL
$10.8B
$42K ﹤0.01%
1,174
+1,069
+1,018% +$40.2K
NOV icon
1022
NOV
NOV
$6.95B
$42K ﹤0.01%
1,991
+795
+66% +$17K
VDE icon
1023
Vanguard Energy ETF
VDE
$9.69B
$42K ﹤0.01%
535
+205
+62% +$16.4K
IAA
1024
DELISTED
IAA, Inc. Common Stock
IAA
$42K ﹤0.01%
1,015
-55
-5% -$2.48K
BJ icon
1025
BJs Wholesale Club
BJ
$12.3B
$41K ﹤0.01%
+1,592
New +$39.6K
39 40
41
42 43

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Rockefeller Capital Management's Q3 2019 Portfolio in Review

As of Q3 2019, Rockefeller Capital Management held 2,031 positions worth $7.37B, up 2.8% from $7.17B the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Rockefeller Capital Management deployed $264M of net new capital in Q3 2019, opening 387 new positions and adding to 724 existing holdings. Its largest new stake was Altabancorp: 343,236 shares worth $1.61M.

By sector, the portfolio is most concentrated in Healthcare at 17% of assets, down from 19% a quarter earlier, followed by Financials and Communication Services.

On the sell side, the largest reduction was JPMorgan Chase, an estimated $169M trimmed.

  • Rockefeller Capital Management's largest Q3 2019 buy was Altabancorp: 343,236 shares worth $1.61M.
  • Rockefeller Capital Management added most to Progressive in Q3 2019, an estimated $141M increase.
  • Rockefeller Capital Management's biggest Q3 2019 reduction was JPMorgan Chase, cutting an estimated $169M.
  • Rockefeller Capital Management fully exited Red Hat Inc in Q3 2019, selling an estimated $1.56M.
  • Rockefeller Capital Management's ten largest holdings make up 28% of its $7.37B portfolio in Q3 2019.
  • Rockefeller Capital Management opened 387 new positions and closed 103 in Q3 2019.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $7.37B.

Based on Rockefeller Capital Management's 13F filing for Q3 2019, filed 12 Nov 2019.