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Rockefeller Capital Management Portfolio holdings
AUM
$56.4B
1-Year Est. Return
24.96%
This Fund
S&P 500
This Quarter
Est. Return
-0.57%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19B
AUM Growth
+$1.28B
(+7.2%)
Cap. Flow
+$1.55B
Cap. Flow
% of AUM
8.12%
Top 10 Holdings %
Top 10 Hldgs %
20.03%
Holding
3,992
New
448
Increased
1,821
Reduced
816
Closed
180
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Elanco Animal Health
ELAN
|
+$89.1M |
| 2 |
WEX
WEX
|
+$78.4M |
| 3 |
Blackrock
BLK
|
+$73.2M |
| 4 |
Vanguard S&P 500 ETF
VOO
|
+$71.9M |
| 5 |
OneMain Financial
OMF
|
+$45.3M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Regeneron Pharmaceuticals
REGN
|
+$63.6M |
| 2 |
Neurocrine Biosciences
NBIX
|
+$56.6M |
| 3 |
Agnico Eagle Mines
AEM
|
+$55.1M |
| 4 |
DFS
Discover Financial Services
DFS
|
+$36M |
| 5 |
ORBC
ORBCOMM, Inc.
ORBC
|
+$27.5M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 20.39% |
| 2 | Financials | 14.65% |
| 3 | Healthcare | 12.11% |
| 4 | Consumer Discretionary | 7.54% |
| 5 | Industrials | 6.86% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
976
BWX Technologies
BWXT
$15.6B
| $1.07M | 0.01% |
19,800
+4,015
| +25% | +$226K |
|
977
iShares ESG Aware MSCI USA ETF
ESGU
$18.4B
| $1.06M | 0.01% |
10,785
-1,197
| -10% | -$121K |
|
978
Arthur J. Gallagher & Co
AJG
$63.6B
| $1.06M | 0.01% |
7,133
+856
| +14% | +$122K |
|
979
Wabtec
WAB
$49.3B
| $1.06M | 0.01% |
12,279
+1,002
| +9% | +$86.3K |
|
980
iShares MSCI South Korea ETF
EWY
$24.1B
| $1.05M | 0.01% |
13,051
+5,287
| +68% | +$460K |
|
981
PagSeguro Digital
PAGS
$2.55B
| $1.05M | 0.01% |
20,332
-5,978
| -23% | -$335K |
|
982
UGI
UGI
$7.33B
| $1.05M | 0.01% |
24,642
+10,093
| +69% | +$461K |
|
|
MYD
983
DELISTED
BlackRock MuniYield Fund
MYD
| $1.05M | 0.01% |
70,618
+23,251
| +49% | +$356K |
|
984
QuantumScape Corp
QS
$3.74B
| $1.05M | 0.01% |
42,725
+22,260
| +109% | +$508K |
|
985
Donaldson
DCI
$11.4B
| $1.04M | 0.01% |
18,192
+4,557
| +33% | +$294K |
|
986
Roundhill Sports Betting & iGaming ETF
BETZ
$49.6M
| $1.04M | 0.01% |
34,618
+3,250
| +10% | +$96.5K |
|
987
Cohen & Steers Quality Income Realty Fund
RQI
$1.69B
| $1.04M | 0.01% |
69,752
+11,594
| +20% | +$185K |
|
988
Invesco S&P 500 Revenue ETF
RWL
$9.86B
| $1.04M | 0.01% |
14,273
-68
| -0.5% | -$5.07K |
|
|
GBAB
989
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB
$389M
| $1.04M | 0.01% |
42,367
+19,955
| +89% | +$493K |
|
990
Albertsons Companies
ACI
$5.83B
| $1.04M | 0.01% |
33,337
-48,618
| -59% | -$1.28M |
|
991
ProShares Investment Grade-Interest Rate Hedged
IGHG
$329M
| $1.04M | 0.01% |
13,709
+3,809
| +38% | +$288K |
|
992
Eaton Vance Tax-Advantaged Dividend Income Fund
EVT
$2.16B
| $1.03M | 0.01% |
37,686
+22,610
| +150% | +$631K |
|
993
Charles River Laboratories
CRL
$12.8B
| $1.03M | 0.01% |
2,505
+194
| +8% | +$80.6K |
|
|
EXAS
994
DELISTED
Exact Sciences
EXAS
| $1.03M | 0.01% |
10,801
-11,495
| -52% | -$1.21M |
|
995
FT Vest US Equity Buffer ETF May
FMAY
$1.44B
| $1.03M | 0.01% |
28,244
+6,039
| +27% | +$222K |
|
996
Expeditors International
EXPD
$23.2B
| $1.02M | 0.01% |
8,609
+6,174
| +254% | +$773K |
|
997
First Trust Senior Loan Fund ETF
FTSL
$2.33B
| $1.02M | 0.01% |
21,410
-117
| -0.5% | -$5.61K |
|
|
HDV
998
iShares Core High Dividend ETF
HDV
$14.9B
| $1.02M | 0.01% |
54,130
-15,545
| -22% | -$301K |
|
999
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.73B
| $1.02M | 0.01% |
103,946
+20,136
| +24% | +$203K |
|
1000
Equity Residential
EQR
$25.1B
| $1.02M | 0.01% |
12,574
+8,032
| +177% | +$663K |
|
Similar funds
NAMI
Rockefeller Capital Management's Q3 2021 Portfolio in Review
As of Q3 2021, Rockefeller Capital Management held 3,992 positions worth $19B, up 7.2% from $17.8B the previous quarter. Its ten largest holdings account for 20% of the portfolio.
Rockefeller Capital Management deployed $1.55B of net new capital in Q3 2021, opening 448 new positions and adding to 1,821 existing holdings. Its largest new stake was Darling Ingredients: 56,725 shares worth $4.08M.
By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 20% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was Regeneron Pharmaceuticals, an estimated $63.6M trimmed.
- Rockefeller Capital Management's largest Q3 2021 buy was Darling Ingredients: 56,725 shares worth $4.08M.
- Rockefeller Capital Management added most to Elanco Animal Health in Q3 2021, an estimated $89.1M increase.
- Rockefeller Capital Management's biggest Q3 2021 reduction was Regeneron Pharmaceuticals, cutting an estimated $63.6M.
- Rockefeller Capital Management fully exited ORBCOMM, Inc. in Q3 2021, selling an estimated $27.5M.
- Rockefeller Capital Management's ten largest holdings make up 20% of its $19B portfolio in Q3 2021.
- Rockefeller Capital Management opened 448 new positions and closed 180 in Q3 2021.
- Rockefeller Capital Management's portfolio value rose 7.2% quarter-over-quarter to $19B.
Based on Rockefeller Capital Management's 13F filing for Q3 2021, filed 12 Nov 2021.