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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+12.45%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$29.9B
AUM Growth
+$4B
Cap. Flow
+$954M
Cap. Flow %
3.19%
Top 10 Hldgs %
20.45%
Holding
1,621
New
137
Increased
811
Reduced
550
Closed
89

Top Buys

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$74.4M
2
ORCL icon
Oracle
ORCL
+$57.4M
3
AZO icon
AutoZone
AZO
+$40.8M
4
AAPL icon
Apple
AAPL
+$40.4M
5
TRU icon
TransUnion
TRU
+$37.8M

Top Sells

Rank Stock Value
1
IBTD
iShares iBonds Dec 2023 Term Treasury ETF
IBTD
+$66M
2
META icon
Meta Platforms (Facebook)
META
+$52.5M
3
ATVI
Activision Blizzard
ATVI
+$47.8M
4
TTE icon
TotalEnergies
TTE
+$37.7M
5
SPGI icon
S&P Global
SPGI
+$29.2M

Sector Composition

Rank Sector Weight
1 Technology 20%
2 Financials 11.4%
3 Healthcare 9.14%
4 Consumer Discretionary 6.39%
5 Industrials 6.12%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
REGN icon
76
Regeneron Pharmaceuticals
REGN
$79.1B
$92.8M 0.31%
105,611
+1,600
+2% +$1.32M
VOE icon
77
Vanguard Morningstar Mid-Cap Value ETF
VOE
$24B
$92M 0.31%
634,505
+6,343
+1% +$852K
EMR icon
78
Emerson Electric
EMR
$91B
$89.1M 0.3%
915,287
+67,800
+8% +$6.21M
NEE icon
79
NextEra Energy
NEE
$179B
$87.8M 0.29%
1,445,563
-89,352
-6% -$5.09M
LIN icon
80
Linde
LIN
$226B
$86.7M 0.29%
211,054
+15,070
+8% +$5.94M
BX icon
81
Blackstone
BX
$109B
$86.4M 0.29%
660,241
+20,987
+3% +$2.27M
ALL icon
82
Allstate
ALL
$68.1B
$86.3M 0.29%
616,766
-15,539
-2% -$2.03M
VO icon
83
Vanguard Morningstar Mid-Cap ETF
VO
$109B
$85M 0.28%
1,462,012
+312,120
+27% +$16.7M
TTE icon
84
TotalEnergies
TTE
$188B
$84.9M 0.28%
1,259,922
-564,742
-31% -$37.7M
IQV icon
85
IQVIA
IQV
$38.9B
$84.3M 0.28%
364,520
-20,578
-5% -$4.23M
JEPI icon
86
JPMorgan Equity Premium Income ETF
JEPI
$45.9B
$83.2M 0.28%
1,514,059
+248,155
+20% +$13.4M
VZ icon
87
Verizon
VZ
$193B
$82.7M 0.28%
2,193,310
+467,186
+27% +$16.5M
CRWD icon
88
CrowdStrike
CRWD
$214B
$82M 0.27%
1,285,268
+191,892
+18% +$10M
GE icon
89
GE Aerospace
GE
$396B
$82M 0.27%
804,626
-21,818
-3% -$2.02M
VUG icon
90
Vanguard Morningstar Growth ETF
VUG
$230B
$81.3M 0.27%
1,569,036
+228,750
+17% +$11M
LOW icon
91
Lowe's Companies
LOW
$123B
$80.1M 0.27%
359,989
-675
-0.2% -$137K
ABT icon
92
Abbott
ABT
$183B
$76.4M 0.26%
693,677
+29,854
+4% +$2.98M
ADI icon
93
Analog Devices
ADI
$184B
$76.2M 0.25%
383,924
+28,436
+8% +$5.08M
VWO icon
94
Vanguard FTSE Emerging Markets ETF
VWO
$123B
$75.3M 0.25%
1,833,329
+41,905
+2% +$1.66M
BA icon
95
Boeing
BA
$190B
$74.2M 0.25%
284,825
+11,801
+4% +$2.52M
VBR icon
96
Vanguard Morningstar Small-Cap Value ETF
VBR
$37.9B
$74.2M 0.25%
412,445
+11,870
+3% +$1.94M
PPG icon
97
PPG Industries
PPG
$26.5B
$74.2M 0.25%
496,039
-21,849
-4% -$2.96M
DIS icon
98
Walt Disney
DIS
$177B
$74.1M 0.25%
820,208
-19,504
-2% -$1.72M
PFF icon
99
iShares Preferred and Income Securities ETF
PFF
$13.3B
$74.1M 0.25%
2,374,360
+59,397
+3% +$1.77M
WMT icon
100
Walmart Inc
WMT
$894B
$73.1M 0.24%
1,390,326
+26,325
+2% +$1.39M
2 3
4
5 6

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Rockefeller Capital Management's Q4 2023 Portfolio in Review

As of Q4 2023, Rockefeller Capital Management held 1,621 positions worth $29.9B, up 15% from $25.9B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $954M of net new capital in Q4 2023, opening 137 new positions and adding to 811 existing holdings. Its largest new stake was AutoZone: 15,722 shares worth $40.7M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Meta Platforms (Facebook), an estimated $52.5M trimmed.

  • Rockefeller Capital Management's largest Q4 2023 buy was AutoZone: 15,722 shares worth $40.7M.
  • Rockefeller Capital Management added most to Vanguard S&P 500 ETF in Q4 2023, an estimated $74.4M increase.
  • Rockefeller Capital Management's biggest Q4 2023 reduction was Meta Platforms (Facebook), cutting an estimated $52.5M.
  • Rockefeller Capital Management fully exited iShares iBonds Dec 2023 Term Treasury ETF in Q4 2023, selling an estimated $66M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $29.9B portfolio in Q4 2023.
  • Rockefeller Capital Management opened 137 new positions and closed 89 in Q4 2023.
  • Rockefeller Capital Management's portfolio value rose 15% quarter-over-quarter to $29.9B.

Based on Rockefeller Capital Management's 13F filing for Q4 2023, filed 14 Feb 2024.