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Rockefeller Capital Management Portfolio holdings
AUM
$56.4B
1-Year Est. Return
24.96%
This Fund
S&P 500
This Quarter
Est. Return
+9.5%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$10.7B
AUM Growth
+$1.12B
(+12%)
Cap. Flow
+$412M
Cap. Flow
% of AUM
3.86%
Top 10 Holdings %
Top 10 Hldgs %
27.4%
Holding
2,947
New
319
Increased
1,150
Reduced
698
Closed
231
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Reinsurance Group of America
RGA
|
+$121M |
| 2 |
Alibaba
BABA
|
+$73.2M |
| 3 |
Carrier Global
CARR
|
+$66.3M |
| 4 |
American Water Works
AWK
|
+$59.3M |
| 5 |
Martin Marietta Materials
MLM
|
+$47.3M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alphabet (Google) Class C
GOOG
|
+$116M |
| 2 |
Apple
AAPL
|
+$108M |
| 3 |
Walt Disney
DIS
|
+$106M |
| 4 |
Novartis
NVS
|
+$64.2M |
| 5 |
Amazon
AMZN
|
+$28.5M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 21.2% |
| 2 | Financials | 14.39% |
| 3 | Healthcare | 14.21% |
| 4 | Consumer Discretionary | 9.23% |
| 5 | Communication Services | 7.84% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
76
First Horizon
FHN
$12.1B
| $33.4M | 0.31% |
3,542,810
+2,152,965
| +155% | +$20.2M |
|
77
Salesforce
CRM
$153B
| $33.3M | 0.31% |
132,593
+1,568
| +1% | +$343K |
|
78
United Parcel Service
UPS
$87.7B
| $32.7M | 0.31% |
196,462
-2,135
| -1% | -$311K |
|
79
Danaher
DHR
$141B
| $32.6M | 0.31% |
170,688
+31,244
| +22% | +$5.56M |
|
80
Adobe
ADBE
$103B
| $32.5M | 0.3% |
66,262
-12,421
| -16% | -$5.78M |
|
81
Starbucks
SBUX
$120B
| $32.2M | 0.3% |
374,687
+11,908
| +3% | +$950K |
|
82
Neurocrine Biosciences
NBIX
$16.2B
| $32M | 0.3% |
333,160
+259
| +0.1% | +$30K |
|
83
iShares Core MSCI EAFE ETF
IEFA
$194B
| $31.8M | 0.3% |
526,748
+132,835
| +34% | +$8.01M |
|
84
Bristol-Myers Squibb
BMY
$131B
| $30.9M | 0.29% |
513,264
+56,597
| +12% | +$3.41M |
|
85
Aaon
AAON
$7.39B
| $30.7M | 0.29% |
765,408
+850
| +0.1% | +$32.6K |
|
86
NVIDIA
NVDA
$5.3T
| $30.6M | 0.29% |
2,258,400
+470,760
| +26% | +$5.48M |
|
87
First Solar
FSLR
$26.2B
| $30.5M | 0.29% |
460,553
+455,633
| +9,261% | +$30.3M |
|
88
Tetra Tech
TTEK
$8.89B
| $29.4M | 0.28% |
1,538,080
-2,785
| -0.2% | -$49.5K |
|
89
SPDR Gold Trust
GLD
$138B
| $29.2M | 0.27% |
164,947
+29,604
| +22% | +$5.32M |
|
90
Abbott
ABT
$187B
| $29M | 0.27% |
266,548
-20,854
| -7% | -$2.12M |
|
91
Colgate-Palmolive
CL
$74.1B
| $29M | 0.27% |
375,791
+9,717
| +3% | +$741K |
|
92
Vanguard FTSE Developed Markets ETF
VEA
$234B
| $29M | 0.27% |
708,457
+204,999
| +41% | +$8.41M |
|
93
IPG Photonics
IPGP
$3.69B
| $28.5M | 0.27% |
167,805
-2,270
| -1% | -$375K |
|
|
ABMD
94
DELISTED
Abiomed Inc
ABMD
| $28.5M | 0.27% |
102,736
-1,056
| -1% | -$304K |
|
95
Thermo Fisher Scientific
TMO
$214B
| $28.4M | 0.27% |
64,422
+7,258
| +13% | +$3M |
|
96
Vanguard Total World Stock ETF
VT
$79.1B
| $27.9M | 0.26% |
345,597
+99,968
| +41% | +$8.02M |
|
97
Walmart Inc
WMT
$892B
| $27.9M | 0.26% |
597,276
+88,257
| +17% | +$3.92M |
|
98
Vanguard FTSE Emerging Markets ETF
VWO
$123B
| $27.7M | 0.26% |
639,822
+50,512
| +9% | +$2.2M |
|
99
Pfizer
PFE
$149B
| $27.3M | 0.26% |
783,836
+72,182
| +10% | +$2.53M |
|
100
Littelfuse
LFUS
$11.7B
| $27M | 0.25% |
152,499
-973
| -0.6% | -$173K |
|
Similar funds
NAMI
Rockefeller Capital Management's Q3 2020 Portfolio in Review
As of Q3 2020, Rockefeller Capital Management held 2,947 positions worth $10.7B, up 12% from $9.56B the previous quarter. Its ten largest holdings account for 27% of the portfolio.
Rockefeller Capital Management deployed $412M of net new capital in Q3 2020, opening 319 new positions and adding to 1,150 existing holdings. Its largest new stake was abrdn Physical Precious Metals Basket Shares ETF: 65,481 shares worth $6.15M.
By sector, the portfolio is most concentrated in Technology at 21% of assets, down from 22% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was Alphabet (Google) Class C, an estimated $116M trimmed.
- Rockefeller Capital Management's largest Q3 2020 buy was abrdn Physical Precious Metals Basket Shares ETF: 65,481 shares worth $6.15M.
- Rockefeller Capital Management added most to Reinsurance Group of America in Q3 2020, an estimated $121M increase.
- Rockefeller Capital Management's biggest Q3 2020 reduction was Alphabet (Google) Class C, cutting an estimated $116M.
- Rockefeller Capital Management fully exited ForeScout Technologies, Inc. Common Stock in Q3 2020, selling an estimated $8.5M.
- Rockefeller Capital Management's ten largest holdings make up 27% of its $10.7B portfolio in Q3 2020.
- Rockefeller Capital Management opened 319 new positions and closed 231 in Q3 2020.
- Rockefeller Capital Management's portfolio value rose 12% quarter-over-quarter to $10.7B.
Based on Rockefeller Capital Management's 13F filing for Q3 2020, filed 13 Nov 2020.