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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+12.45%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$29.9B
AUM Growth
+$4B
Cap. Flow
+$954M
Cap. Flow %
3.19%
Top 10 Hldgs %
20.45%
Holding
1,621
New
137
Increased
811
Reduced
550
Closed
89

Top Buys

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$74.4M
2
ORCL icon
Oracle
ORCL
+$57.4M
3
AZO icon
AutoZone
AZO
+$40.8M
4
AAPL icon
Apple
AAPL
+$40.4M
5
TRU icon
TransUnion
TRU
+$37.8M

Top Sells

Rank Stock Value
1
IBTD
iShares iBonds Dec 2023 Term Treasury ETF
IBTD
+$66M
2
META icon
Meta Platforms (Facebook)
META
+$52.5M
3
ATVI
Activision Blizzard
ATVI
+$47.8M
4
TTE icon
TotalEnergies
TTE
+$37.7M
5
SPGI icon
S&P Global
SPGI
+$29.2M

Sector Composition

Rank Sector Weight
1 Technology 20%
2 Financials 11.4%
3 Healthcare 9.14%
4 Consumer Discretionary 6.39%
5 Industrials 6.12%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FLG
951
Flagstar Bank National Association
FLG
$5.82B
$1.8M 0.01%
58,573
-15,934
-21% -$478K
BTZ icon
952
BlackRock Credit Allocation Income Trust
BTZ
$956M
$1.79M 0.01%
173,499
+42,635
+33% +$418K
FRA icon
953
BlackRock Floating Rate Income Strategies Fund
FRA
$385M
$1.78M 0.01%
140,431
-12,434
-8% -$151K
CFG icon
954
Citizens Financial Group
CFG
$30.6B
$1.76M 0.01%
53,193
+29,292
+123% +$806K
DWLD icon
955
Davis Select Worldwide ETF
DWLD
$613M
$1.76M 0.01%
59,436
-2,019
-3% -$56.7K
DEM icon
956
WisdomTree Emerging Markets High Dividend Fund
DEM
$3.98B
$1.76M 0.01%
43,200
+717
+2% +$27.4K
PATH icon
957
UiPath
PATH
$7.8B
$1.75M 0.01%
70,609
+18,323
+35% +$358K
RITM icon
958
Rithm Capital
RITM
$5.69B
$1.75M 0.01%
163,947
-3,617
-2% -$36K
DTH icon
959
WisdomTree International High Dividend Fund
DTH
$663M
$1.75M 0.01%
45,021
+16,793
+59% +$616K
AAAU icon
960
Goldman Sachs Physical Gold ETF Shares
AAAU
$2.64B
$1.74M 0.01%
85,276
+73,500
+624% +$1.44M
KRBN icon
961
KraneShares Global Carbon Strategy ETF
KRBN
$143M
$1.74M 0.01%
47,724
-7,577
-14% -$271K
EZU icon
962
iShare MSCI Eurozone ETF
EZU
$9.91B
$1.74M 0.01%
36,688
+1,658
+5% +$73K
IIM icon
963
Invesco Value Municipal Income Trust
IIM
$598M
$1.73M 0.01%
147,821
+27,757
+23% +$304K
PREF icon
964
Principal Spectrum Preferred Securities Active ETF
PREF
$1.78B
$1.72M 0.01%
98,351
+3,013
+3% +$50.8K
NTLA icon
965
Intellia Therapeutics
NTLA
$1.67B
$1.72M 0.01%
56,479
+9,968
+21% +$286K
EXPE icon
966
Expedia Group
EXPE
$37.3B
$1.71M 0.01%
+11,293
New +$1.38M
EOS
967
Eaton Vance Enhance Equity Income Fund II
EOS
$1.18B
$1.71M 0.01%
91,331
+2,400
+3% +$42.5K
DBMF icon
968
iMGP DBi Managed Futures Strategy ETF
DBMF
$4.13B
$1.71M 0.01%
66,349
-24,715
-27% -$686K
ARRY icon
969
Array Technologies
ARRY
$855M
$1.71M 0.01%
101,684
-400,618
-80% -$6.91M
VNLA icon
970
Janus Henderson Short Duration Income ETF
VNLA
$3.35B
$1.7M 0.01%
35,277
-1,348
-4% -$64.8K
IHI icon
971
iShares US Medical Devices ETF
IHI
$3.38B
$1.7M 0.01%
31,553
-22,749
-42% -$1.11M
FQAL icon
972
Fidelity Quality Factor ETF
FQAL
$1.46B
$1.7M 0.01%
31,291
+5,122
+20% +$262K
LYG icon
973
Lloyds Banking Group
LYG
$91.3B
$1.69M 0.01%
709,163
-54,465
-7% -$117K
GDDY icon
974
GoDaddy
GDDY
$11.5B
$1.69M 0.01%
15,947
-5,061
-24% -$453K
STT icon
975
State Street
STT
$50.7B
$1.68M 0.01%
21,707
+5,454
+34% +$380K
37 38
39
40 41

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Rockefeller Capital Management's Q4 2023 Portfolio in Review

As of Q4 2023, Rockefeller Capital Management held 1,621 positions worth $29.9B, up 15% from $25.9B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $954M of net new capital in Q4 2023, opening 137 new positions and adding to 811 existing holdings. Its largest new stake was AutoZone: 15,722 shares worth $40.7M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Meta Platforms (Facebook), an estimated $52.5M trimmed.

  • Rockefeller Capital Management's largest Q4 2023 buy was AutoZone: 15,722 shares worth $40.7M.
  • Rockefeller Capital Management added most to Vanguard S&P 500 ETF in Q4 2023, an estimated $74.4M increase.
  • Rockefeller Capital Management's biggest Q4 2023 reduction was Meta Platforms (Facebook), cutting an estimated $52.5M.
  • Rockefeller Capital Management fully exited iShares iBonds Dec 2023 Term Treasury ETF in Q4 2023, selling an estimated $66M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $29.9B portfolio in Q4 2023.
  • Rockefeller Capital Management opened 137 new positions and closed 89 in Q4 2023.
  • Rockefeller Capital Management's portfolio value rose 15% quarter-over-quarter to $29.9B.

Based on Rockefeller Capital Management's 13F filing for Q4 2023, filed 14 Feb 2024.