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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+9.5%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$10.7B
AUM Growth
+$1.12B
Cap. Flow
+$412M
Cap. Flow %
3.86%
Top 10 Hldgs %
27.4%
Holding
2,947
New
319
Increased
1,150
Reduced
698
Closed
231

Top Buys

Rank Stock Value
1
RGA icon
Reinsurance Group of America
RGA
+$121M
2
BABA icon
Alibaba
BABA
+$73.2M
3
CARR icon
Carrier Global
CARR
+$66.3M
4
AWK icon
American Water Works
AWK
+$59.3M
5
MLM icon
Martin Marietta Materials
MLM
+$47.3M

Top Sells

Rank Stock Value
1
GOOG icon
Alphabet (Google) Class C
GOOG
+$116M
2
AAPL icon
Apple
AAPL
+$108M
3
DIS icon
Walt Disney
DIS
+$106M
4
NVS icon
Novartis
NVS
+$64.2M
5
AMZN icon
Amazon
AMZN
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 21.2%
2 Financials 14.39%
3 Healthcare 14.21%
4 Consumer Discretionary 9.23%
5 Communication Services 7.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SBRA icon
951
Sabra Healthcare REIT
SBRA
$5.37B
$278K ﹤0.01%
20,227
-259
-1% -$3.8K
BBN icon
952
BlackRock Taxable Municipal Bond Trust
BBN
$986M
$275K ﹤0.01%
10,629
+629
+6% +$16.3K
CINF icon
953
Cincinnati Financial
CINF
$27.1B
$273K ﹤0.01%
3,506
+1,129
+47% +$87.5K
NVG icon
954
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.7B
$269K ﹤0.01%
17,230
-2,970
-15% -$46.6K
RPAY icon
955
Repay Holdings
RPAY
$327M
$269K ﹤0.01%
11,467
+2,293
+25% +$55.6K
USNA icon
956
Usana Health Sciences
USNA
$286M
$269K ﹤0.01%
3,660
– –
SBAC icon
957
SBA Communications
SBAC
$19.5B
$267K ﹤0.01%
839
+61
+8% +$18.6K
EWA icon
958
iShares MSCI Australia ETF
EWA
$1.48B
$266K ﹤0.01%
+13,500
New +$273K
ETV
959
Eaton Vance Tax-Managed Buy-Write Opportunities Fund
ETV
$1.76B
$264K ﹤0.01%
19,128
-707
-4% -$10.1K
BSCL
960
DELISTED
Invesco BulletShares 2021 Corporate Bond ETF
BSCL
$264K ﹤0.01%
12,409
– –
JCI icon
961
Johnson Controls International
JCI
$92.2B
$263K ﹤0.01%
6,447
-1,531
-19% -$60K
HBI
962
DELISTED
Hanesbrands
HBI
$261K ﹤0.01%
16,577
-25,375
-60% -$372K
SHAK icon
963
Shake Shack
SHAK
$2.87B
$257K ﹤0.01%
4,000
– –
GMED icon
964
Globus Medical
GMED
$11.2B
$256K ﹤0.01%
5,189
+4,653
+868% +$240K
ROUS icon
965
Hartford Multifactor US Equity ETF
ROUS
$726M
$255K ﹤0.01%
8,054
+1,610
+25% +$50.7K
LUMN icon
966
Lumen
LUMN
$6.44B
$254K ﹤0.01%
25,208
+3,708
+17% +$38.5K
NRK icon
967
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
$912M
$253K ﹤0.01%
19,680
+2,518
+15% +$32.9K
STM icon
968
STMicroelectronics
STM
$50B
$251K ﹤0.01%
8,185
+185
+2% +$5.44K
BEN icon
969
Franklin Resources
BEN
$17.2B
$248K ﹤0.01%
12,234
-205
-2% -$4.3K
LDP icon
970
Cohen & Steers Duration Preferred & Income Fund
LDP
$600M
$248K ﹤0.01%
10,618
-425
-4% -$10K
IVOL icon
971
Quadratic Interest Rate Volatility and Inflation Hedge ETF
IVOL
$270M
$246K ﹤0.01%
+9,000
New +$245K
ACAD icon
972
Acadia Pharmaceuticals
ACAD
$5.03B
$245K ﹤0.01%
5,962
+5,945
+34,971% +$257K
FSK icon
973
FS KKR Capital
FSK
$3.44B
$245K ﹤0.01%
15,460
+10,579
+217% +$165K
GWW icon
974
W.W. Grainger
GWW
$60.2B
$245K ﹤0.01%
687
-362
-35% -$125K
PHO icon
975
Invesco Water Resources ETF
PHO
$2.09B
$245K ﹤0.01%
6,200
– –
37 38
39
40 41

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Rockefeller Capital Management's Q3 2020 Portfolio in Review

As of Q3 2020, Rockefeller Capital Management held 2,947 positions worth $10.7B, up 12% from $9.56B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Rockefeller Capital Management deployed $412M of net new capital in Q3 2020, opening 319 new positions and adding to 1,150 existing holdings. Its largest new stake was abrdn Physical Precious Metals Basket Shares ETF: 65,481 shares worth $6.15M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, down from 22% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Alphabet (Google) Class C, an estimated $116M trimmed.

  • Rockefeller Capital Management's largest Q3 2020 buy was abrdn Physical Precious Metals Basket Shares ETF: 65,481 shares worth $6.15M.
  • Rockefeller Capital Management added most to Reinsurance Group of America in Q3 2020, an estimated $121M increase.
  • Rockefeller Capital Management's biggest Q3 2020 reduction was Alphabet (Google) Class C, cutting an estimated $116M.
  • Rockefeller Capital Management fully exited ForeScout Technologies, Inc. Common Stock in Q3 2020, selling an estimated $8.5M.
  • Rockefeller Capital Management's ten largest holdings make up 27% of its $10.7B portfolio in Q3 2020.
  • Rockefeller Capital Management opened 319 new positions and closed 231 in Q3 2020.
  • Rockefeller Capital Management's portfolio value rose 12% quarter-over-quarter to $10.7B.

Based on Rockefeller Capital Management's 13F filing for Q3 2020, filed 13 Nov 2020.