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Rockefeller Capital Management Portfolio holdings
AUM
$56.4B
1-Year Est. Return
24.96%
This Fund
S&P 500
This Quarter
Est. Return
-16.05%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$7.62B
AUM Growth
-$398M
(-5%)
Cap. Flow
+$1.41B
Cap. Flow
% of AUM
18.48%
Top 10 Holdings %
Top 10 Hldgs %
28.87%
Holding
2,570
New
480
Increased
996
Reduced
533
Closed
143
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$276M |
| 2 |
Verizon
VZ
|
+$238M |
| 3 |
GSK
GSK
|
+$162M |
| 4 |
Willis Towers Watson
WTW
|
+$146M |
| 5 |
Walt Disney
DIS
|
+$122M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Southwest Airlines
LUV
|
+$166M |
| 2 |
Royal Caribbean
RCL
|
+$140M |
| 3 |
CVS Health
CVS
|
+$94M |
| 4 |
Reinsurance Group of America
RGA
|
+$90M |
| 5 |
CMA
Comerica
CMA
|
+$83.4M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 17.47% |
| 2 | Healthcare | 17.24% |
| 3 | Communication Services | 13.96% |
| 4 | Financials | 13.7% |
| 5 | Consumer Discretionary | 6.41% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
951
Vail Resorts
MTN
$5.3B
| $126K | ﹤0.01% |
855
+802
| +1,513% | +$173K |
|
952
Xtrackers MSCI USA ESG Leaders Equity ETF
USSG
$592M
| $126K | ﹤0.01% |
5,312
| – | – |
|
|
KSU
953
DELISTED
Kansas City Southern
KSU
| $126K | ﹤0.01% |
993
+44
| +5% | +$6.71K |
|
|
BSCP
954
DELISTED
Invesco BulletShares 2025 Corporate Bond ETF
BSCP
| $125K | ﹤0.01% |
6,099
-1,486
| -20% | -$31.6K |
|
955
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.51B
| $125K | ﹤0.01% |
2,022
+905
| +81% | +$63.6K |
|
956
Kroger
KR
$34.8B
| $125K | ﹤0.01% |
4,163
-4,655
| -53% | -$137K |
|
|
BSCM
957
DELISTED
Invesco BulletShares 2022 Corporate Bond ETF
BSCM
| $125K | ﹤0.01% |
5,924
+1,182
| +25% | +$25.2K |
|
958
RELX
RELX
$62B
| $124K | ﹤0.01% |
5,813
+3,207
| +123% | +$77.8K |
|
959
WisdomTree International Equity Fund
DWM
$697M
| $123K | ﹤0.01% |
3,110
+2,750
| +764% | +$132K |
|
960
Galmed Pharmaceuticals
GLMD
$4.97M
| $123K | ﹤0.01% |
197
| – | – |
|
961
British American Tobacco
BTI
$128B
| $122K | ﹤0.01% |
3,581
-421
| -11% | -$17.2K |
|
962
C.H. Robinson
CHRW
$17.5B
| $122K | ﹤0.01% |
1,849
-42
| -2% | -$3.02K |
|
|
MRCC
963
DELISTED
Monroe Capital Corp
MRCC
| $122K | ﹤0.01% |
17,128
+14,835
| +647% | +$148K |
|
964
ProShares Trust Short MSCI Emerging Markets
EUM
$9.41M
| $121K | ﹤0.01% |
2,911
| – | – |
|
965
iShares MSCI Mexico ETF
EWW
$1.92B
| $121K | ﹤0.01% |
4,270
-1,150
| -21% | -$47.9K |
|
|
TDAY
966
USA Today Co
TDAY
$1.06B
| $121K | ﹤0.01% |
81,665
+4,213
| +5% | +$20.8K |
|
967
OGE Energy
OGE
$9.71B
| $121K | ﹤0.01% |
3,925
+33
| +0.8% | +$1.33K |
|
968
Ferrari
RACE
$72.5B
| $121K | ﹤0.01% |
793
+126
| +19% | +$20.3K |
|
969
Sinclair Inc
SBGI
$1.03B
| $121K | ﹤0.01% |
7,553
+7,432
| +6,142% | +$193K |
|
970
Textron
TXT
$15.4B
| $120K | ﹤0.01% |
4,491
+71
| +2% | +$2.87K |
|
971
BlackRock Corporate High Yield Fund
HYT
$1.37B
| $119K | ﹤0.01% |
+13,500
| New | +$141K |
|
|
AZPN
972
DELISTED
ASPEN TECHNOLOGY INC
AZPN
| $119K | ﹤0.01% |
1,252
| – | – |
|
973
Celanese
CE
$4.82B
| $117K | ﹤0.01% |
1,597
+625
| +64% | +$61.8K |
|
974
iShares MSCI KLD 400 Social ETF
DSI
$5.54B
| $117K | ﹤0.01% |
2,398
+300
| +14% | +$17.2K |
|
|
OXLC
975
Oxford Lane Capital
OXLC
$898M
| $117K | ﹤0.01% |
5,601
+4,296
| +329% | +$165K |
|
Similar funds
NAMI
Rockefeller Capital Management's Q1 2020 Portfolio in Review
As of Q1 2020, Rockefeller Capital Management held 2,570 positions worth $7.62B, down 5% from $8.02B the previous quarter. Its ten largest holdings account for 29% of the portfolio.
Rockefeller Capital Management deployed $1.41B of net new capital in Q1 2020, opening 480 new positions and adding to 996 existing holdings. Its largest new stake was Agnico Eagle Mines: 1,493,773 shares worth $59.4M.
By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 12% a quarter earlier, followed by Healthcare and Communication Services.
On the sell side, the largest reduction was Southwest Airlines, an estimated $166M trimmed.
- Rockefeller Capital Management's largest Q1 2020 buy was Agnico Eagle Mines: 1,493,773 shares worth $59.4M.
- Rockefeller Capital Management added most to Apple in Q1 2020, an estimated $276M increase.
- Rockefeller Capital Management's biggest Q1 2020 reduction was Southwest Airlines, cutting an estimated $166M.
- Rockefeller Capital Management fully exited Norwegian Cruise Line in Q1 2020, selling an estimated $9.43M.
- Rockefeller Capital Management's ten largest holdings make up 29% of its $7.62B portfolio in Q1 2020.
- Rockefeller Capital Management opened 480 new positions and closed 143 in Q1 2020.
- Rockefeller Capital Management's portfolio value fell 5% quarter-over-quarter to $7.62B.
Based on Rockefeller Capital Management's 13F filing for Q1 2020, filed 12 May 2020.