We are live on ! Find out more
Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+6.61%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$37.2B
AUM Growth
+$1.97B
Cap. Flow
-$16.7M
Cap. Flow %
-0.04%
Top 10 Hldgs %
22.34%
Holding
1,705
New
83
Increased
665
Reduced
811
Closed
97

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$142M
2
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$80.9M
3
VT icon
Vanguard Total World Stock ETF
VT
+$62.6M
4
RMOP
Rockefeller Opportunistic Municipal Bond ETF
RMOP
+$61.6M
5
AZO icon
AutoZone
AZO
+$53.7M

Top Sells

Rank Stock Value
1
DFS
Discover Financial Services
DFS
+$166M
2
ORCL icon
Oracle
ORCL
+$152M
3
META icon
Meta Platforms (Facebook)
META
+$112M
4
LLY icon
Eli Lilly
LLY
+$42.7M
5
MLI icon
Mueller Industries
MLI
+$37.1M

Sector Composition

Rank Sector Weight
1 Technology 19.99%
2 Financials 10.33%
3 Healthcare 8.45%
4 Industrials 6.7%
5 Consumer Discretionary 6.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BCS icon
926
Barclays
BCS
$94.1B
$2.44M 0.01%
200,799
-52,486
-21% -$614K
DOC icon
927
Healthpeak Properties
DOC
$14.8B
$2.43M 0.01%
106,394
-1,963
-2% -$42.3K
MQY icon
928
BlackRock MuniYield Quality Fund
MQY
$817M
$2.43M 0.01%
185,430
+17,695
+11% +$223K
CHD icon
929
Church & Dwight Co
CHD
$24.5B
$2.42M 0.01%
23,141
+602
+3% +$61.8K
ASHR icon
930
Xtrackers Harvest CSI 300 China A-Shares ETF
ASHR
$1.6B
$2.42M 0.01%
84,611
-1,489
-2% -$35.2K
NTRS icon
931
Northern Trust
NTRS
$33.9B
$2.42M 0.01%
26,830
+1,405
+6% +$123K
ATEC icon
932
Alphatec Holdings
ATEC
$1.44B
$2.4M 0.01%
431,856
+252,200
+140% +$1.94M
REGL icon
933
ProShares S&P MidCap 400 Dividend Aristocrats ETF
REGL
$1.82B
$2.4M 0.01%
29,347
– –
RITM icon
934
Rithm Capital
RITM
$5.69B
$2.39M 0.01%
210,659
-2,421
-1% -$27.5K
FXD icon
935
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$276M
$2.39M 0.01%
37,774
-482
-1% -$29.1K
EEMV icon
936
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.56B
$2.38M 0.01%
37,930
-3,891
-9% -$230K
SYFI
937
AB Short Duration High Yield ETF
SYFI
$927M
$2.38M 0.01%
66,093
-1,014
-2% -$36K
AVB icon
938
AvalonBay Communities
AVB
$26.8B
$2.37M 0.01%
10,549
-1,099
-9% -$237K
JEF icon
939
Jefferies Financial Group
JEF
$13.1B
$2.37M 0.01%
38,555
+12,441
+48% +$706K
AAAU icon
940
Goldman Sachs Physical Gold ETF Shares
AAAU
$2.64B
$2.36M 0.01%
90,673
+4,223
+5% +$104K
BXP icon
941
Boston Properties
BXP
$11.1B
$2.36M 0.01%
29,301
-3,084
-10% -$221K
RKLB icon
942
Rocket Lab Corp
RKLB
$51.8B
$2.35M 0.01%
241,472
+12,753
+6% +$77.4K
BTX
943
BlackRock Technology and Private Equity Term Trust
BTX
$1B
$2.35M 0.01%
310,994
-33,133
-10% -$243K
EIPX icon
944
FT Energy Income Partners Strategy ETF
EIPX
$556M
$2.35M 0.01%
97,040
-241
-0.2% -$5.77K
EFG icon
945
iShares MSCI EAFE Growth ETF
EFG
$17.3B
$2.34M 0.01%
21,747
+4,829
+29% +$501K
PSO icon
946
Pearson
PSO
$9.9B
$2.34M 0.01%
172,190
+61,666
+56% +$827K
EZU icon
947
iShare MSCI Eurozone ETF
EZU
$9.91B
$2.31M 0.01%
44,268
-2,062
-4% -$103K
EEMX icon
948
State Street SPDR MSCI Emerging Markets Fossil Fuel Reserves Free ETF
EEMX
$177M
$2.31M 0.01%
65,485
– –
DTD icon
949
WisdomTree US Total Dividend Fund
DTD
$1.69B
$2.3M 0.01%
30,020
-89
-0.3% -$6.55K
LEN icon
950
Lennar Class A
LEN
$21.2B
$2.29M 0.01%
12,648
-1,432
-10% -$240K
36 37
38
39 40

Similar funds

Canada Life
Canada Life Winnipeg, Manitoba, Canada $55.8B AUM 26.04% 1-Year Est. Return
Bank of Nova Scotia
Bank of Nova Scotia Toronto, Ontario, Canada $57.2B AUM 35.3% 1-Year Est. Return
CAPTRUST Financial Advisors
CAPTRUST Financial Advisors Raleigh, North Carolina $57.3B AUM 18.32% 1-Year Est. Return
Capstone Investment Advisors
Capstone Investment Advisors New York $57.4B AUM 26.91% 1-Year Est. Return
Cohen & Steers
Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return
Man Group
Man Group London, United Kingdom $55.1B AUM 24.23% 1-Year Est. Return
NAMI
Nomura Asset Management International Philadelphia, Pennsylvania $58.4B AUM
Tudor Investment Corp
Tudor Investment Corp Stamford, Connecticut $53.9B AUM 29.12% 1-Year Est. Return

Rockefeller Capital Management's Q3 2024 Portfolio in Review

As of Q3 2024, Rockefeller Capital Management held 1,705 positions worth $37.2B, up 5.6% from $35.2B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Rockefeller Capital Management's Q3 2024 filing shows 83 new, 665 increased, 811 reduced and 97 closed positions. Its largest new stake was Rockefeller Opportunistic Municipal Bond ETF: 2,412,931 shares worth $62.5M. The largest sale was Discover Financial Services, an estimated $166M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 21% a quarter earlier, followed by Financials and Healthcare.

  • Rockefeller Capital Management's largest Q3 2024 buy was Rockefeller Opportunistic Municipal Bond ETF: 2,412,931 shares worth $62.5M.
  • Rockefeller Capital Management added most to State Street SPDR S&P 500 ETF Trust in Q3 2024, an estimated $142M increase.
  • Rockefeller Capital Management's biggest Q3 2024 reduction was Discover Financial Services, cutting an estimated $166M.
  • Rockefeller Capital Management fully exited Atkore in Q3 2024, selling an estimated $32.1M.
  • Rockefeller Capital Management's ten largest holdings make up 22% of its $37.2B portfolio in Q3 2024.
  • Rockefeller Capital Management opened 83 new positions and closed 97 in Q3 2024.
  • Rockefeller Capital Management's portfolio value rose 5.6% quarter-over-quarter to $37.2B.

Based on Rockefeller Capital Management's 13F filing for Q3 2024, filed 14 Nov 2024.