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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+10.52%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$34.3B
AUM Growth
+$4.33B
Cap. Flow
+$1.6B
Cap. Flow %
4.66%
Top 10 Hldgs %
20.81%
Holding
1,745
New
213
Increased
906
Reduced
495
Closed
86

Top Buys

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$98.2M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$60M
3
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$51M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$41.1M
5
BOXX icon
Alpha Architect 1-3 Month Box ETF
BOXX
+$37M

Top Sells

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$53.7M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$44.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$40.7M
4
NVDA icon
NVIDIA
NVDA
+$39.2M
5
KBWB icon
Invesco KBW Bank ETF
KBWB
+$37.4M

Sector Composition

Rank Sector Weight
1 Technology 19.7%
2 Financials 11.21%
3 Healthcare 8.91%
4 Consumer Discretionary 6.49%
5 Industrials 6.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NEAR icon
901
iShares Short Maturity Bond ETF
NEAR
$4.85B
$2.59M 0.01%
51,391
+5,079
+11% +$256K
IBDP
902
DELISTED
iShares iBonds Dec 2024 Term Corporate ETF
IBDP
$2.59M 0.01%
103,226
+77,441
+300% +$1.93M
DFUV icon
903
Dimensional US Marketwide Value ETF
DFUV
$15.8B
$2.59M 0.01%
63,215
-1,746
-3% -$66.7K
FSTA icon
904
Fidelity MSCI Consumer Staples Index ETF
FSTA
$1.42B
$2.58M 0.01%
54,273
-13,349
-20% -$612K
BAH icon
905
Booz Allen Hamilton
BAH
$9.15B
$2.57M 0.01%
+17,339
New +$2.44M
VRSN icon
906
VeriSign
VRSN
$26.6B
$2.56M 0.01%
+13,521
New +$2.66M
WAB icon
907
Wabtec
WAB
$49.3B
$2.56M 0.01%
17,576
+2,381
+16% +$323K
TOST icon
908
Toast
TOST
$19.9B
$2.55M 0.01%
102,469
-7,450
-7% -$154K
SRLN icon
909
State Street Blackstone Senior Loan ETF
SRLN
$5.34B
$2.53M 0.01%
60,110
+24,741
+70% +$1.04M
FXR icon
910
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
$766M
$2.53M 0.01%
34,633
+112
+0.3% +$7.52K
TDIV icon
911
First Trust NASDAQ Technology Dividend Index Fund
TDIV
$4.44B
$2.51M 0.01%
36,067
-19,486
-35% -$1.3M
HTGC icon
912
Hercules Capital
HTGC
$3.23B
$2.5M 0.01%
135,435
+746
+0.6% +$13.2K
DLY
913
DoubleLine Yield Opportunities Fund
DLY
$690M
$2.5M 0.01%
156,614
-24,890
-14% -$383K
FXD icon
914
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$276M
$2.48M 0.01%
38,475
-1,951
-5% -$117K
CAVA icon
915
CAVA Group
CAVA
$7.27B
$2.47M 0.01%
35,272
-11,628
-25% -$623K
KB icon
916
KB Financial Group
KB
$43.5B
$2.47M 0.01%
47,382
+603
+1% +$28.5K
WY icon
917
Weyerhaeuser
WY
$18.4B
$2.46M 0.01%
68,603
-2,771
-4% -$93.8K
LEN icon
918
Lennar Class A
LEN
$21.2B
$2.46M 0.01%
14,793
+3,568
+32% +$536K
BR icon
919
Broadridge
BR
$19B
$2.45M 0.01%
11,976
+350
+3% +$70.6K
HXL icon
920
Hexcel
HXL
$7.82B
$2.45M 0.01%
33,606
+15,205
+83% +$1.09M
SKX
921
DELISTED
Skechers
SKX
$2.45M 0.01%
39,916
+2,810
+8% +$172K
CEG icon
922
Constellation Energy
CEG
$95.6B
$2.44M 0.01%
13,226
+432
+3% +$61.3K
LYFT icon
923
Lyft
LYFT
$6.63B
$2.44M 0.01%
125,895
+41,121
+49% +$631K
BCS icon
924
Barclays
BCS
$94.1B
$2.43M 0.01%
257,277
+122,648
+91% +$1M
IBDR icon
925
iShares iBonds Dec 2026 Term Corporate ETF
IBDR
$3.4B
$2.43M 0.01%
101,931
+73,655
+260% +$1.76M
35 36
37
38 39

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Rockefeller Capital Management's Q1 2024 Portfolio in Review

As of Q1 2024, Rockefeller Capital Management held 1,745 positions worth $34.3B, up 14% from $29.9B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Rockefeller Capital Management deployed $1.6B of net new capital in Q1 2024, opening 213 new positions and adding to 906 existing holdings. Its largest new stake was Alpha Architect 1-3 Month Box ETF: 350,000 shares worth $37.3M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Amgen, an estimated $53.7M trimmed.

  • Rockefeller Capital Management's largest Q1 2024 buy was Alpha Architect 1-3 Month Box ETF: 350,000 shares worth $37.3M.
  • Rockefeller Capital Management added most to Vanguard S&P 500 ETF in Q1 2024, an estimated $98.2M increase.
  • Rockefeller Capital Management's biggest Q1 2024 reduction was Amgen, cutting an estimated $53.7M.
  • Rockefeller Capital Management fully exited Chemours in Q1 2024, selling an estimated $15.8M.
  • Rockefeller Capital Management's ten largest holdings make up 21% of its $34.3B portfolio in Q1 2024.
  • Rockefeller Capital Management opened 213 new positions and closed 86 in Q1 2024.
  • Rockefeller Capital Management's portfolio value rose 14% quarter-over-quarter to $34.3B.

Based on Rockefeller Capital Management's 13F filing for Q1 2024, filed 14 May 2024.