We are live on
!
Find out more
Rockefeller Capital Management Portfolio holdings
AUM
$56.4B
1-Year Est. Return
24.96%
This Fund
S&P 500
This Quarter
Est. Return
+9.77%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.9B
AUM Growth
+$550M
(+2.8%)
Cap. Flow
-$983M
Cap. Flow
% of AUM
-4.94%
Top 10 Holdings %
Top 10 Hldgs %
17.64%
Holding
4,466
New
207
Increased
1,410
Reduced
1,605
Closed
223
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
AerCap
AER
|
+$54M |
| 2 |
JPMorgan Chase
JPM
|
+$45.5M |
| 3 |
American Express
AXP
|
+$44.9M |
| 4 |
Meta Platforms (Facebook)
META
|
+$42.9M |
| 5 |
IBTE
iShares iBonds Dec 2024 Term Treasury ETF
IBTE
|
+$39.6M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Medtronic
MDT
|
+$94.1M |
| 2 |
Reinsurance Group of America
RGA
|
+$89.9M |
| 3 |
Netflix
NFLX
|
+$81M |
| 4 |
Eli Lilly
LLY
|
+$76.3M |
| 5 |
Globe Life
GL
|
+$72.8M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 17.17% |
| 2 | Financials | 13.41% |
| 3 | Healthcare | 10.42% |
| 4 | Industrials | 6.36% |
| 5 | Consumer Discretionary | 5.92% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
901
Gartner
IT
$11.7B
| $1.33M | 0.01% |
3,977
+187
| +5% | +$60.3K |
|
902
Cohen & Steers Duration Preferred & Income Fund
LDP
$600M
| $1.33M | 0.01% |
70,103
-29,803
| -30% | -$560K |
|
903
State Street SPDR Dow Jones International Real Estate ETF
RWX
$270M
| $1.33M | 0.01% |
49,610
-46,006
| -48% | -$1.18M |
|
904
iShares US Infrastructure ETF
IFRA
$4.57B
| $1.33M | 0.01% |
36,573
+600
| +2% | +$21.5K |
|
905
BlackRock Credit Allocation Income Trust
BTZ
$956M
| $1.32M | 0.01% |
131,286
+9,627
| +8% | +$97.8K |
|
906
Expeditors International
EXPD
$23.2B
| $1.32M | 0.01% |
12,774
+255
| +2% | +$26.3K |
|
907
Invesco Large Cap Growth ETF
PWB
$2.39B
| $1.32M | 0.01% |
22,151
-5
| -0% | -$304 |
|
908
Charter Communications
CHTR
$18.2B
| $1.32M | 0.01% |
3,904
+836
| +27% | +$294K |
|
909
PACCAR
PCAR
$70.1B
| $1.31M | 0.01% |
19,832
-2,437
| -11% | -$159K |
|
910
Bain Capital Specialty
BCSF
$850M
| $1.29M | 0.01% |
108,829
-240,406
| -69% | -$3.06M |
|
911
VanEck Agribusiness ETF
MOO
$969M
| $1.29M | 0.01% |
15,081
-186
| -1% | -$16.3K |
|
|
WRK
912
DELISTED
WestRock Company
WRK
| $1.29M | 0.01% |
36,813
-739
| -2% | -$25.8K |
|
|
AL
913
DELISTED
Air Lease Corp
AL
| $1.29M | 0.01% |
33,499
-3,755
| -10% | -$135K |
|
914
iShares Russell Top 200 Value ETF
IWX
$4.07B
| $1.28M | 0.01% |
19,749
-206
| -1% | -$13.1K |
|
|
ETG
915
Eaton Vance Tax-Advantaged Global Dividend Income Fund
ETG
$1.85B
| $1.28M | 0.01% |
84,960
+17,583
| +26% | +$274K |
|
916
USA Compression Partners
USAC
$3.74B
| $1.28M | 0.01% |
65,483
-13,279
| -17% | -$245K |
|
917
iShares Emerging Markets Dividend ETF
DVYE
$1.22B
| $1.28M | 0.01% |
52,905
+12,040
| +29% | +$288K |
|
918
Adaptive Biotechnologies
ADPT
$3.97B
| $1.27M | 0.01% |
166,564
-10,549
| -6% | -$82.1K |
|
919
Eaton Vance Tax-Advantaged Dividend Income Fund
EVT
$2.16B
| $1.27M | 0.01% |
55,716
+11,588
| +26% | +$271K |
|
920
Amplify CWP Enhanced Dividend Income ETF
DIVO
$7.81B
| $1.27M | 0.01% |
35,407
+5,206
| +17% | +$184K |
|
921
First Trust Senior Loan Fund ETF
FTSL
$2.33B
| $1.27M | 0.01% |
28,472
-1,507
| -5% | -$67.5K |
|
922
Autodesk
ADSK
$52.6B
| $1.26M | 0.01% |
6,735
+913
| +16% | +$183K |
|
923
Marqeta
MQ
$1.66B
| $1.26M | 0.01% |
51,460
+378
| +0.7% | +$10.3K |
|
924
Ametek
AME
$58.2B
| $1.25M | 0.01% |
8,959
+3,233
| +56% | +$428K |
|
925
AutoZone
AZO
$51.1B
| $1.25M | 0.01% |
506
-110
| -18% | -$266K |
|
Similar funds
NAMI
Rockefeller Capital Management's Q4 2022 Portfolio in Review
As of Q4 2022, Rockefeller Capital Management held 4,466 positions worth $19.9B, up 2.8% from $19.3B the previous quarter. Its ten largest holdings account for 18% of the portfolio.
Rockefeller Capital Management withdrew a net $983M in Q4 2022, closing 223 positions and reducing 1,605 holdings. Its most notable exit was iShares iBonds Dec 2022 Term Treasury ETF, an estimated $8.3M position sold in full.
By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 18% a quarter earlier, followed by Financials and Healthcare.
Against the trend, Rockefeller Capital Management opened a new position in First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF worth $5.95M.
- Rockefeller Capital Management's largest Q4 2022 buy was First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF: 329,901 shares worth $5.95M.
- Rockefeller Capital Management added most to AerCap in Q4 2022, an estimated $54M increase.
- Rockefeller Capital Management's biggest Q4 2022 reduction was Medtronic, cutting an estimated $94.1M.
- Rockefeller Capital Management fully exited iShares iBonds Dec 2022 Term Treasury ETF in Q4 2022, selling an estimated $8.3M.
- Rockefeller Capital Management's ten largest holdings make up 18% of its $19.9B portfolio in Q4 2022.
- Rockefeller Capital Management opened 207 new positions and closed 223 in Q4 2022.
- Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.9B.
Based on Rockefeller Capital Management's 13F filing for Q4 2022, filed 6 Mar 2023.