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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-2.71%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$25.9B
AUM Growth
+$111M
Cap. Flow
+$958M
Cap. Flow %
3.7%
Top 10 Hldgs %
20.28%
Holding
1,881
New
76
Increased
812
Reduced
553
Closed
397

Top Buys

Rank Stock Value
1
ORCL icon
Oracle
ORCL
+$127M
2
CL icon
Colgate-Palmolive
CL
+$126M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$72.1M
4
VT icon
Vanguard Total World Stock ETF
VT
+$63.3M
5
T icon
AT&T
T
+$61M

Top Sells

Rank Stock Value
1
BMRN icon
BioMarin Pharmaceuticals
BMRN
+$33.2M
2
CARR icon
Carrier Global
CARR
+$29.6M
3
RTX icon
RTX Corp
RTX
+$28.3M
4
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$23.6M
5
ABB
ABB Ltd
ABB
+$23.5M

Sector Composition

Rank Sector Weight
1 Technology 18.9%
2 Financials 11.31%
3 Healthcare 9.56%
4 Consumer Discretionary 6.09%
5 Industrials 5.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPMD icon
876
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
$18.9B
$1.82M 0.01%
41,573
+34,268
+469% +$1.58M
SKX
877
DELISTED
Skechers
SKX
$1.82M 0.01%
37,121
+4,244
+13% +$217K
JNK icon
878
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$6.92B
$1.81M 0.01%
20,072
+1,334
+7% +$122K
FBNC icon
879
First Bancorp
FBNC
$2.68B
$1.81M 0.01%
64,400
+37,644
+141% +$1.15M
BST icon
880
BlackRock Science and Technology Trust
BST
$1.69B
$1.81M 0.01%
57,530
+8,511
+17% +$283K
PDI icon
881
PIMCO Dynamic Income Fund
PDI
$7.42B
$1.81M 0.01%
104,480
+1,810
+2% +$33.3K
DSMC icon
882
Distillate Small/Mid Cash Flow ETF
DSMC
$141M
$1.8M 0.01%
58,857
+13,208
+29% +$409K
ATO icon
883
Atmos Energy
ATO
$28.8B
$1.8M 0.01%
16,968
-3,536
-17% -$413K
CAVA icon
884
CAVA Group
CAVA
$7.27B
$1.79M 0.01%
+58,596
New +$2.56M
BBH icon
885
VanEck Biotech ETF
BBH
$422M
$1.79M 0.01%
11,492
-298
-3% -$47.6K
BTX
886
BlackRock Technology and Private Equity Term Trust
BTX
$1B
$1.79M 0.01%
256,878
-39,935
-13% -$305K
ARCO icon
887
Arcos Dorados Holdings
ARCO
$1.74B
$1.78M 0.01%
187,114
-10,882
-5% -$112K
HURN icon
888
Huron Consulting
HURN
$2.42B
$1.78M 0.01%
+17,094
New +$1.63M
PARA
889
DELISTED
Paramount Global Class B
PARA
$1.77M 0.01%
137,361
-1,232
-0.9% -$18.2K
FOCT icon
890
FT Vest US Equity Buffer ETF October
FOCT
$1.19B
$1.77M 0.01%
48,424
+1,424
+3% +$53.9K
VNLA icon
891
Janus Henderson Short Duration Income ETF
VNLA
$3.35B
$1.76M 0.01%
36,625
-39,351
-52% -$1.88M
EEMX icon
892
State Street SPDR MSCI Emerging Markets Fossil Fuel Reserves Free ETF
EEMX
$177M
$1.73M 0.01%
59,500
– –
VTIP icon
893
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.1B
$1.72M 0.01%
36,389
+2,405
+7% +$114K
IGIB icon
894
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.6B
$1.71M 0.01%
35,094
+1,130
+3% +$56.3K
DWLD icon
895
Davis Select Worldwide ETF
DWLD
$613M
$1.69M 0.01%
61,455
+7,057
+13% +$204K
EWY icon
896
iShares MSCI South Korea ETF
EWY
$24.1B
$1.69M 0.01%
28,593
+489
+2% +$31K
TV icon
897
Televisa
TV
$1.49B
$1.67M 0.01%
547,200
+86,256
+19% +$379K
USHY icon
898
iShares Broad USD High Yield Corporate Bond ETF
USHY
$28.7B
$1.67M 0.01%
48,009
+9,365
+24% +$329K
PACW
899
DELISTED
PacWest Bancorp
PACW
$1.66M 0.01%
209,802
+28,955
+16% +$242K
IQI icon
900
Invesco Quality Municipal Securities
IQI
$534M
$1.66M 0.01%
197,621
-8,417
-4% -$77.5K
34 35
36
37 38

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Rockefeller Capital Management's Q3 2023 Portfolio in Review

As of Q3 2023, Rockefeller Capital Management held 1,881 positions worth $25.9B, up 0.43% from $25.8B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $958M of net new capital in Q3 2023, opening 76 new positions and adding to 812 existing holdings. Its largest new stake was Noble Corp: 279,429 shares worth $14.2M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was BioMarin Pharmaceuticals, an estimated $33.2M trimmed.

  • Rockefeller Capital Management's largest Q3 2023 buy was Noble Corp: 279,429 shares worth $14.2M.
  • Rockefeller Capital Management added most to Oracle in Q3 2023, an estimated $127M increase.
  • Rockefeller Capital Management's biggest Q3 2023 reduction was BioMarin Pharmaceuticals, cutting an estimated $33.2M.
  • Rockefeller Capital Management fully exited ABB Ltd in Q3 2023, selling an estimated $23.5M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $25.9B portfolio in Q3 2023.
  • Rockefeller Capital Management opened 76 new positions and closed 397 in Q3 2023.
  • Rockefeller Capital Management's portfolio value rose 0.43% quarter-over-quarter to $25.9B.

Based on Rockefeller Capital Management's 13F filing for Q3 2023, filed 14 Nov 2023.