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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+8.35%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$25.8B
AUM Growth
+$2.56B
Cap. Flow
+$925M
Cap. Flow %
3.58%
Top 10 Hldgs %
20.29%
Holding
2,096
New
125
Increased
924
Reduced
676
Closed
291

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$333M
2
VEU icon
Vanguard FTSE All-World ex-US ETF
VEU
+$80.3M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$79.3M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$76.3M
5
IWD icon
iShares Russell 1000 Value ETF
IWD
+$67.9M

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$80.3M
2
DFS
Discover Financial Services
DFS
+$59.6M
3
TTE icon
TotalEnergies
TTE
+$51M
4
META icon
Meta Platforms (Facebook)
META
+$45.2M
5
ADBE icon
Adobe
ADBE
+$38.5M

Sector Composition

Rank Sector Weight
1 Technology 19.33%
2 Financials 11.7%
3 Healthcare 9.56%
4 Consumer Discretionary 6.62%
5 Industrials 6.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BBH icon
876
VanEck Biotech ETF
BBH
$410M
$1.84M 0.01%
11,790
+298
+3% +$47.6K
GHY
877
PGIM Global High Yield Fund
GHY
$481M
$1.83M 0.01%
166,874
+1,784
+1% +$19.6K
PICK icon
878
iShares MSCI Global Metals & Mining Producers ETF
PICK
$2.31B
$1.82M 0.01%
44,996
+1,483
+3% +$60.5K
KTF
879
DWS Municipal Income Trust
KTF
$350M
$1.82M 0.01%
211,423
-10,535
-5% -$91.1K
LYG icon
880
Lloyds Banking Group
LYG
$90B
$1.82M 0.01%
826,060
+5,668
+0.7% +$13K
EEMX icon
881
State Street SPDR MSCI Emerging Markets Fossil Fuel Reserves Free ETF
EEMX
$176M
$1.8M 0.01%
59,500
– –
PCEF icon
882
Invesco CEF Income Composite ETF
PCEF
$811M
$1.8M 0.01%
99,366
-72
-0.1% -$1.29K
WAB icon
883
Wabtec
WAB
$49.9B
$1.8M 0.01%
16,367
+948
+6% +$94.1K
GPN icon
884
Global Payments
GPN
$24B
$1.78M 0.01%
18,033
+3,351
+23% +$345K
FOCT icon
885
FT Vest US Equity Buffer ETF October
FOCT
$1.18B
$1.77M 0.01%
47,000
-8,455
-15% -$303K
LICY
886
DELISTED
Li-Cycle Holdings Corp.
LICY
$1.76M 0.01%
39,675
+13,710
+53% +$560K
STM icon
887
STMicroelectronics
STM
$47.5B
$1.76M 0.01%
35,235
+30,559
+654% +$1.42M
RCI icon
888
Rogers Communications
RCI
$18.7B
$1.76M 0.01%
38,533
+20,402
+113% +$957K
NMZ icon
889
Nuveen Municipal High Income Opportunity Fund
NMZ
$2.21B
$1.75M 0.01%
165,599
-5,962
-3% -$63.3K
AXON
890
Axon Enterprise
AXON
$42.1B
$1.75M 0.01%
9,400
+4,008
+74% +$830K
SPIB icon
891
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
$11.5B
$1.75M 0.01%
54,392
-3,638
-6% -$117K
EXPD icon
892
Expeditors International
EXPD
$23.2B
$1.74M 0.01%
14,387
+1,080
+8% +$123K
KB icon
893
KB Financial Group
KB
$42.6B
$1.74M 0.01%
47,834
-1,565
-3% -$57.7K
CXT icon
894
Crane NXT
CXT
$3.13B
$1.73M 0.01%
30,736
-70,136
-70% -$3.57M
SKX
895
DELISTED
Skechers
SKX
$1.73M 0.01%
32,877
+2,247
+7% +$115K
TPYP icon
896
Tortoise North American Pipeline ETF
TPYP
$861M
$1.73M 0.01%
70,085
+45
+0.1% +$1.1K
JNK icon
897
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$6.91B
$1.72M 0.01%
18,738
+2,409
+15% +$221K
ARCO icon
898
Arcos Dorados Holdings
ARCO
$1.76B
$1.72M 0.01%
197,996
+1,258
+0.6% +$10.8K
FIS icon
899
Fidelity National Information Services
FIS
$22.1B
$1.72M 0.01%
31,492
-93,645
-75% -$5.15M
IGIB icon
900
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.6B
$1.72M 0.01%
33,964
-62
-0.2% -$3.15K
34 35
36
37 38

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Rockefeller Capital Management's Q2 2023 Portfolio in Review

As of Q2 2023, Rockefeller Capital Management held 2,096 positions worth $25.8B, up 11% from $23.3B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $925M of net new capital in Q2 2023, opening 125 new positions and adding to 924 existing holdings. Its largest new stake was Lithia Motors: 85,698 shares worth $26.1M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Microsoft, an estimated $80.3M trimmed.

  • Rockefeller Capital Management's largest Q2 2023 buy was Lithia Motors: 85,698 shares worth $26.1M.
  • Rockefeller Capital Management added most to State Street SPDR S&P 500 ETF Trust in Q2 2023, an estimated $333M increase.
  • Rockefeller Capital Management's biggest Q2 2023 reduction was Microsoft, cutting an estimated $80.3M.
  • Rockefeller Capital Management fully exited Berkshire Hathaway Class A in Q2 2023, selling an estimated $30.7M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $25.8B portfolio in Q2 2023.
  • Rockefeller Capital Management opened 125 new positions and closed 291 in Q2 2023.
  • Rockefeller Capital Management's portfolio value rose 11% quarter-over-quarter to $25.8B.

Based on Rockefeller Capital Management's 13F filing for Q2 2023, filed 14 Aug 2023.