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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-13.79%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$5.71B
AUM Growth
-$882M
Cap. Flow
+$87.1M
Cap. Flow %
1.53%
Top 10 Hldgs %
29.56%
Holding
945
New
191
Increased
229
Reduced
128
Closed
35

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$39.9M
2
META icon
Meta Platforms (Facebook)
META
+$32.6M
3
ONC
BeOne Medicines Ltd
ONC
+$27.1M
4
CHTR icon
Charter Communications
CHTR
+$24.8M
5
RCL icon
Royal Caribbean
RCL
+$23.3M

Top Sells

Rank Stock Value
1
SHPG
Shire pic
SHPG
+$87M
2
NKE icon
Nike
NKE
+$76.2M
3
TSM icon
TSMC
TSM
+$49.6M
4
UAL icon
United Airlines
UAL
+$32M
5
AWK icon
American Water Works
AWK
+$30.5M

Sector Composition

Rank Sector Weight
1 Healthcare 21.35%
2 Financials 17.15%
3 Communication Services 12.3%
4 Consumer Discretionary 11.48%
5 Technology 9.5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LAUR icon
826
Laureate Education
LAUR
$5.28B
$4K ﹤0.01%
261
– –
MTDR icon
827
Matador Resources
MTDR
$6.2B
$4K ﹤0.01%
237
– –
RF icon
828
Regions Financial
RF
$26.4B
$4K ﹤0.01%
319
– –
RLJ icon
829
RLJ Lodging Trust
RLJ
$1.86B
$4K ﹤0.01%
+250
New +$4.86K
SIG icon
830
Signet Jewelers
SIG
$3.61B
$4K ﹤0.01%
140
– –
BERY
831
DELISTED
Berry Global Group, Inc.
BERY
$4K ﹤0.01%
96
– –
BIG
832
DELISTED
Big Lots, Inc.
BIG
$4K ﹤0.01%
153
– –
SIX
833
DELISTED
Six Flags Entertainment Corp.
SIX
$4K ﹤0.01%
70
– –
PACW
834
DELISTED
PacWest Bancorp
PACW
$4K ﹤0.01%
131
– –
TCO
835
DELISTED
Taubman Centers Inc.
TCO
$4K ﹤0.01%
+87
New +$4.57K
AXTA icon
836
Axalta
AXTA
$7.66B
$3K ﹤0.01%
130
– –
BC icon
837
Brunswick
BC
$5.13B
$3K ﹤0.01%
72
– –
CHKP icon
838
Check Point Software Technologies
CHKP
$13B
$3K ﹤0.01%
34
– –
GPK icon
839
Graphic Packaging
GPK
$3.17B
$3K ﹤0.01%
238
– –
HII icon
840
Huntington Ingalls Industries
HII
$12.9B
$3K ﹤0.01%
15
– –
JEF icon
841
Jefferies Financial Group
JEF
$12.6B
$3K ﹤0.01%
168
– –
KN icon
842
Knowles
KN
$3.13B
$3K ﹤0.01%
245
– –
LW icon
843
Lamb Weston
LW
$7.22B
$3K ﹤0.01%
36
– –
MTB icon
844
M&T Bank
MTB
$35.7B
$3K ﹤0.01%
18
– –
NGVT icon
845
Ingevity
NGVT
$2.51B
$3K ﹤0.01%
+33
New +$2.99K
NVT icon
846
nVent Electric
NVT
$24.9B
$3K ﹤0.01%
134
– –
OSK icon
847
Oshkosh
OSK
$8.79B
$3K ﹤0.01%
52
– –
PPG icon
848
PPG Industries
PPG
$24.6B
$3K ﹤0.01%
32
– –
RES icon
849
RPC Inc
RES
$1.24B
$3K ﹤0.01%
265
– –
SCHB icon
850
Schwab US Broad Market ETF
SCHB
$43.2B
$3K ﹤0.01%
+288
New +$3.11K
32 33
34
35 36

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Rockefeller Capital Management's Q4 2018 Portfolio in Review

As of Q4 2018, Rockefeller Capital Management held 945 positions worth $5.71B, down 13% from $6.59B the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Rockefeller Capital Management's Q4 2018 filing shows 191 new, 229 increased, 128 reduced and 35 closed positions. Its largest new stake was iShares US Regional Banks ETF: 503,053 shares worth $20M. The largest sale was Shire pic, an estimated $87M.

By sector, the portfolio is most concentrated in Healthcare at 21% of assets, down from 22% a quarter earlier, followed by Financials and Communication Services.

  • Rockefeller Capital Management's largest Q4 2018 buy was iShares US Regional Banks ETF: 503,053 shares worth $20M.
  • Rockefeller Capital Management added most to Amazon in Q4 2018, an estimated $39.9M increase.
  • Rockefeller Capital Management's biggest Q4 2018 reduction was Shire pic, cutting an estimated $87M.
  • Rockefeller Capital Management fully exited Express Scripts Holding Company in Q4 2018, selling an estimated $1.9M.
  • Rockefeller Capital Management's ten largest holdings make up 30% of its $5.71B portfolio in Q4 2018.
  • Rockefeller Capital Management opened 191 new positions and closed 35 in Q4 2018.
  • Rockefeller Capital Management's portfolio value fell 13% quarter-over-quarter to $5.71B.

Based on Rockefeller Capital Management's 13F filing for Q4 2018, filed 12 Feb 2019.