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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+8.35%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$25.8B
AUM Growth
+$2.56B
Cap. Flow
+$925M
Cap. Flow %
3.58%
Top 10 Hldgs %
20.29%
Holding
2,096
New
125
Increased
924
Reduced
676
Closed
291

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$333M
2
VEU icon
Vanguard FTSE All-World ex-US ETF
VEU
+$80.3M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$79.3M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$76.3M
5
IWD icon
iShares Russell 1000 Value ETF
IWD
+$67.9M

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$80.3M
2
DFS
Discover Financial Services
DFS
+$59.6M
3
TTE icon
TotalEnergies
TTE
+$51M
4
META icon
Meta Platforms (Facebook)
META
+$45.2M
5
ADBE icon
Adobe
ADBE
+$38.5M

Sector Composition

Rank Sector Weight
1 Technology 19.33%
2 Financials 11.7%
3 Healthcare 9.56%
4 Consumer Discretionary 6.62%
5 Industrials 6.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QYLD icon
801
Global X NASDAQ-100 Covered Call ETF
QYLD
$8.24B
$2.28M 0.01%
128,646
+27,840
+28% +$486K
INCY icon
802
Incyte
INCY
$24B
$2.28M 0.01%
36,677
+4,439
+14% +$297K
BIIB icon
803
Biogen
BIIB
$30.5B
$2.28M 0.01%
8,019
-2,337
-23% -$696K
USIG icon
804
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
$17.3B
$2.28M 0.01%
45,418
+10,019
+28% +$503K
PCH
805
DELISTED
PotlatchDeltic
PCH
$2.27M 0.01%
42,876
+106
+0.2% +$5.1K
COF icon
806
Capital One
COF
$135B
$2.27M 0.01%
20,716
-1,892
-8% -$189K
FTXL icon
807
First Trust Nasdaq Semiconductor ETF
FTXL
$1.42B
$2.26M 0.01%
31,716
+13,742
+76% +$879K
DPZ icon
808
Domino's
DPZ
$11.9B
$2.26M 0.01%
6,699
+94
+1% +$29.7K
AMG icon
809
Affiliated Managers Group
AMG
$9.83B
$2.25M 0.01%
15,036
+2,029
+16% +$290K
PAA icon
810
Plains All American Pipeline
PAA
$16.6B
$2.24M 0.01%
158,826
-6,878
-4% -$90.8K
ASHR icon
811
Xtrackers Harvest CSI 300 China A-Shares ETF
ASHR
$1.58B
$2.24M 0.01%
83,547
-3,921
-4% -$111K
WPM icon
812
Wheaton Precious Metals
WPM
$56.9B
$2.22M 0.01%
51,318
-27,672
-35% -$1.31M
REGL icon
813
ProShares S&P MidCap 400 Dividend Aristocrats ETF
REGL
$1.81B
$2.21M 0.01%
31,456
+893
+3% +$62K
CNH
814
CNH Industrial
CNH
$17.4B
$2.21M 0.01%
153,329
+23,730
+18% +$333K
PARA
815
DELISTED
Paramount Global Class B
PARA
$2.21M 0.01%
138,593
-4,497
-3% -$81.2K
FXR icon
816
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
$760M
$2.2M 0.01%
36,543
+13,918
+62% +$773K
KRC icon
817
Kilroy Realty
KRC
$4.34B
$2.19M 0.01%
+72,814
New +$2.12M
JHML icon
818
John Hancock Multifactor Large Cap ETF
JHML
$1.19B
$2.19M 0.01%
39,883
+554
+1% +$29.1K
NVT icon
819
nVent Electric
NVT
$26.4B
$2.19M 0.01%
42,364
-1,587
-4% -$70.5K
BCSF icon
820
Bain Capital Specialty
BCSF
$839M
$2.18M 0.01%
161,233
+31,754
+25% +$393K
MEGI
821
MainStay CBRE Global Infrastructure Megatrends Term Fund
MEGI
$787M
$2.13M 0.01%
155,159
+35,707
+30% +$505K
EFAV icon
822
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.46B
$2.12M 0.01%
31,473
+8,703
+38% +$600K
TRGP icon
823
Targa Resources
TRGP
$57.6B
$2.11M 0.01%
27,721
+1,448
+6% +$105K
PDBC icon
824
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
$6.3B
$2.1M 0.01%
154,718
-63,895
-29% -$889K
DNOV icon
825
FT Vest US Equity Deep Buffer ETF November
DNOV
$400M
$2.1M 0.01%
57,773
-3,077
-5% -$107K
31 32
33
34 35

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Rockefeller Capital Management's Q2 2023 Portfolio in Review

As of Q2 2023, Rockefeller Capital Management held 2,096 positions worth $25.8B, up 11% from $23.3B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $925M of net new capital in Q2 2023, opening 125 new positions and adding to 924 existing holdings. Its largest new stake was Lithia Motors: 85,698 shares worth $26.1M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Microsoft, an estimated $80.3M trimmed.

  • Rockefeller Capital Management's largest Q2 2023 buy was Lithia Motors: 85,698 shares worth $26.1M.
  • Rockefeller Capital Management added most to State Street SPDR S&P 500 ETF Trust in Q2 2023, an estimated $333M increase.
  • Rockefeller Capital Management's biggest Q2 2023 reduction was Microsoft, cutting an estimated $80.3M.
  • Rockefeller Capital Management fully exited Berkshire Hathaway Class A in Q2 2023, selling an estimated $30.7M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $25.8B portfolio in Q2 2023.
  • Rockefeller Capital Management opened 125 new positions and closed 291 in Q2 2023.
  • Rockefeller Capital Management's portfolio value rose 11% quarter-over-quarter to $25.8B.

Based on Rockefeller Capital Management's 13F filing for Q2 2023, filed 14 Aug 2023.