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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+9.5%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$10.7B
AUM Growth
+$1.12B
Cap. Flow
+$412M
Cap. Flow %
3.86%
Top 10 Hldgs %
27.4%
Holding
2,947
New
319
Increased
1,150
Reduced
698
Closed
231

Top Buys

Rank Stock Value
1
RGA icon
Reinsurance Group of America
RGA
+$121M
2
BABA icon
Alibaba
BABA
+$73.2M
3
CARR icon
Carrier Global
CARR
+$66.3M
4
AWK icon
American Water Works
AWK
+$59.3M
5
MLM icon
Martin Marietta Materials
MLM
+$47.3M

Top Sells

Rank Stock Value
1
GOOG icon
Alphabet (Google) Class C
GOOG
+$116M
2
AAPL icon
Apple
AAPL
+$108M
3
DIS icon
Walt Disney
DIS
+$106M
4
NVS icon
Novartis
NVS
+$64.2M
5
AMZN icon
Amazon
AMZN
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 21.2%
2 Financials 14.39%
3 Healthcare 14.21%
4 Consumer Discretionary 9.23%
5 Communication Services 7.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SIL icon
776
Global X Silver Miners ETF NEW
SIL
$4.75B
$520K ﹤0.01%
+12,000
New +$547K
IXUS icon
777
iShares Core MSCI Total International Stock ETF
IXUS
$60.1B
$519K ﹤0.01%
8,911
+221
+3% +$12.9K
RNG icon
778
RingCentral
RNG
$5.28B
$519K ﹤0.01%
1,890
+270
+17% +$75K
CMI icon
779
Cummins
CMI
$88.7B
$516K ﹤0.01%
2,444
+970
+66% +$193K
TMUS icon
780
T-Mobile US
TMUS
$190B
$514K ﹤0.01%
4,502
+2,889
+179% +$320K
GAM
781
General American Investors Company
GAM
$1.61B
$510K ﹤0.01%
15,026
+228
+2% +$7.71K
MIC
782
DELISTED
Macquarie Infrastructure Holdings, LLC
MIC
$510K ﹤0.01%
19,000
-80
-0.4% -$2.31K
NOMD icon
783
Nomad Foods
NOMD
$1.68B
$509K ﹤0.01%
20,000
– –
PWZ icon
784
Invesco California AMT-Free Municipal Bond ETF
PWZ
$1.16B
$509K ﹤0.01%
18,461
– –
TWO
785
Two Harbors Investment
TWO
$1.27B
$507K ﹤0.01%
24,925
-6,875
-22% -$146K
BGS icon
786
B&G Foods
BGS
$286M
$506K ﹤0.01%
18,250
-57
-0.3% -$1.59K
MGK icon
787
Vanguard Morningstar Mega Cap Growth ETF
MGK
$34.2B
$506K ﹤0.01%
13,660
– –
OLED icon
788
Universal Display
OLED
$4.19B
$506K ﹤0.01%
2,805
+228
+9% +$38.9K
MPWR icon
789
Monolithic Power Systems
MPWR
$68.9B
$505K ﹤0.01%
1,808
-26
-1% -$6.76K
ILPT
790
Industrial Logistics Properties Trust
ILPT
$586M
$504K ﹤0.01%
23,085
+22,085
+2,209% +$470K
NATI
791
DELISTED
National Instruments Corp
NATI
$504K ﹤0.01%
14,121
– –
CTSH icon
792
Cognizant
CTSH
$26B
$499K ﹤0.01%
7,188
-1,207
-14% -$78.5K
BWIN
793
Baldwin Insurance Group
BWIN
$2.86B
$498K ﹤0.01%
20,000
– –
BLV icon
794
Vanguard Long-Term Bond ETF
BLV
$5.75B
$497K ﹤0.01%
4,457
+613
+16% +$69.8K
LBTYK icon
795
Liberty Global Class C
LBTYK
$3.49B
$494K ﹤0.01%
24,141
-505
-2% -$11.1K
LGF.A
796
DELISTED
Lions Gate Entertainment Corp. Class A Voting Shares
LGF.A
$490K ﹤0.01%
51,700
-6,300
-11% -$54.4K
BSCN
797
DELISTED
Invesco BulletShares 2023 Corporate Bond ETF
BSCN
$487K ﹤0.01%
22,367
– –
DELL icon
798
Dell
DELL
$293B
$486K ﹤0.01%
14,184
+6,963
+96% +$217K
BRO icon
799
Brown & Brown
BRO
$23.9B
$485K ﹤0.01%
10,733
-21
-0.2% -$937
ACM icon
800
Aecom
ACM
$9.75B
$481K ﹤0.01%
11,512
– –
30 31
32
33 34

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Rockefeller Capital Management's Q3 2020 Portfolio in Review

As of Q3 2020, Rockefeller Capital Management held 2,947 positions worth $10.7B, up 12% from $9.56B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Rockefeller Capital Management deployed $412M of net new capital in Q3 2020, opening 319 new positions and adding to 1,150 existing holdings. Its largest new stake was abrdn Physical Precious Metals Basket Shares ETF: 65,481 shares worth $6.15M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, down from 22% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Alphabet (Google) Class C, an estimated $116M trimmed.

  • Rockefeller Capital Management's largest Q3 2020 buy was abrdn Physical Precious Metals Basket Shares ETF: 65,481 shares worth $6.15M.
  • Rockefeller Capital Management added most to Reinsurance Group of America in Q3 2020, an estimated $121M increase.
  • Rockefeller Capital Management's biggest Q3 2020 reduction was Alphabet (Google) Class C, cutting an estimated $116M.
  • Rockefeller Capital Management fully exited ForeScout Technologies, Inc. Common Stock in Q3 2020, selling an estimated $8.5M.
  • Rockefeller Capital Management's ten largest holdings make up 27% of its $10.7B portfolio in Q3 2020.
  • Rockefeller Capital Management opened 319 new positions and closed 231 in Q3 2020.
  • Rockefeller Capital Management's portfolio value rose 12% quarter-over-quarter to $10.7B.

Based on Rockefeller Capital Management's 13F filing for Q3 2020, filed 13 Nov 2020.